← Tributary

SUMMIT WEALTH ADVOCATES, LLC

· CRD 151330 · IAPD ↗ · 612-987-9112

$314.9MRegulatory AUM
5Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2024 — SUMMIT WEALTH ADVOCATES, LLC (location n/a) left the SEC roster (was $314.9M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.