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NEUMANN CAPITAL MANAGEMENT

FOSTER CITY, CA · CRD 112182 · IAPD ↗ · neumanncm.portal.tamaracinc.com · 650-548-9200

$630.3MRegulatory AUM
4Advisory reps
4Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — NEUMANN CAPITAL MANAGEMENT notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2025 — NEUMANN CAPITAL MANAGEMENT added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2025 — NEUMANN CAPITAL MANAGEMENT added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — NEUMANN CAPITAL MANAGEMENT reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
April 2024 — NEUMANN CAPITAL MANAGEMENT shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2024 — NEUMANN CAPITAL MANAGEMENT crossed $500M in regulatory AUM ($443.9M -> $506.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.