← Tributary

LEE FINANCIAL GROUP HAWAII, INC.

HONOLULU, HI · CRD 104781 · IAPD ↗ · leehawaii.com · 808-988-8088

$226.3MRegulatory AUM
7Advisory reps
10Employees
0Clients
n/aPlanning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
June 2024 — LEE FINANCIAL GROUP HAWAII, INC. (HONOLULU, HI) left the SEC roster (was $226.3M RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — LEE FINANCIAL GROUP HAWAII, INC. reported RAUM down 32% ($334.6M -> $226.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.