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CAPITAL INNOVATIONS, LLC

WAUKESHA, WI · CRD 145329 · IAPD ↗ · capinnovations.com · 262-746-3100

$806.7MRegulatory AUM
4Advisory reps
4Employees
3Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — CAPITAL INNOVATIONS, LLC crossed $500M in regulatory AUM ($372.9M -> $806.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
73
April 2025 — CAPITAL INNOVATIONS, LLC reported RAUM up 83% ($204.3M -> $372.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
September 2024 — CAPITAL INNOVATIONS, LLC reported RAUM up 87% ($109.1M -> $204.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
35
April 2024 — CAPITAL INNOVATIONS, LLC reported RAUM down 47% ($207.6M -> $109.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.