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SAS FINANCIAL ADVISORS, LLC.

SAN FRANCISCO, CA · CRD 288015 · IAPD ↗ · sasadvisors.com · 415-277-5955

$167.0MRegulatory AUM
5Advisory reps
8Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — SAS FINANCIAL ADVISORS, LLC. notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
October 2024 — SAS FINANCIAL ADVISORS, LLC. grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
April 2024 — SAS FINANCIAL ADVISORS, LLC. shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
April 2024 — SAS FINANCIAL ADVISORS, LLC. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.