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GLOVISTA INVESTMENTS LLC

JERSEY CITY, NJ · CRD 146382 · IAPD ↗ · 212-336-1540

$328.5MRegulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
July 2024 — GLOVISTA INVESTMENTS LLC (JERSEY CITY, NJ) left the SEC roster (was $328.5M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
April 2024 — GLOVISTA INVESTMENTS LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.