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CASTLELAKE, L.P.

MINNEAPOLIS, MN · CRD 145165 · IAPD ↗ · 612-851-3000

$35.29BRegulatory AUM
98Advisory reps
251Employees
0Clients
n/aPlanning clients
46Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — CASTLELAKE, L.P. notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2026 — CASTLELAKE, L.P. added office(s): 6 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — CASTLELAKE, L.P. grew from 82 to 98 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — CASTLELAKE, L.P. shrank from 88 to 80 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.