← Tributary

REGIS MANAGEMENT COMPANY, LLC

MENLO PARK, CA · CRD 128449 · IAPD ↗ · regisllc.com · 650-838-1030

$1.35BRegulatory AUM
6Advisory reps
14Employees
2Clients
11-25Planning clients
2Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
October 2024 — REGIS MANAGEMENT COMPANY, LLC (MENLO PARK, CA) left the SEC roster (was $1.35B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — REGIS MANAGEMENT COMPANY, LLC reported RAUM down 67% ($4.06B -> $1.35B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.