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GRAFINE CAPITAL HOLDINGS LLC

NEW YORK, NY · CRD 309490 · IAPD ↗ · grafine.com · 212-235-2045

$775.0MRegulatory AUM
6Advisory reps
14Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — GRAFINE CAPITAL HOLDINGS LLC crossed $500M in regulatory AUM ($457.6M -> $775.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
56
April 2026 — GRAFINE CAPITAL HOLDINGS LLC grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
38
April 2025 — GRAFINE CAPITAL HOLDINGS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
38
April 2024 — GRAFINE CAPITAL HOLDINGS LLC shrank from 7 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — GRAFINE CAPITAL HOLDINGS LLC crossed $500M in regulatory AUM ($292.2M -> $606.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.