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KOBO RETIREMENT STRATEGIES

PASADENA, CA · CRD 283743 · IAPD ↗ · krsfiduciary.com · 626-578-0816

$0Regulatory AUM
1Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
June 2024 — KOBO RETIREMENT STRATEGIES (PASADENA, CA) left the SEC roster (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — KOBO RETIREMENT STRATEGIES shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.