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MONACO CAPITAL MANAGEMENT, LLC

VIRGINIA BEACH, VA · CRD 130174 · IAPD ↗ · monacocapital.com · (757) 333-7676

$171.9MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
13States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — MONACO CAPITAL MANAGEMENT, LLC (VIRGINIA BEACH, VA) left the SEC roster (was $171.9M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
February 2024 — MONACO CAPITAL MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.