← Tributary

SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**

HOUSTON, TX · CRD 107827 · IAPD ↗ · smithgraham.com · 713-227-1100

$829.2MRegulatory AUM
5Advisory reps
15Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
April 2024 — SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** (HOUSTON, TX) left the SEC roster (was $829.2M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.