← Tributary

GCI INVESTORS

HOUSTON, TX · CRD 115696 · IAPD ↗ · 8324920314

$5.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — GCI INVESTORS (HOUSTON, TX) left the SEC roster (was $5.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — GCI INVESTORS reported RAUM down 95% ($105.2M -> $5.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.