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ASTEROZOA MANAGEMENT

PHOENIX, AZ · CRD 316870 · IAPD ↗ · asterozoacapital.com · 858-692-8461

$103.9MRegulatory AUM
3Advisory reps
4Employees
0Clients
0Planning clients
2Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

25
October 2024 — ASTEROZOA MANAGEMENT filed an Item 4A succession naming ASTEROZOA MANAGEMENT (CRD 316870) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
30
April 2024 — ASTEROZOA MANAGEMENT reported RAUM down 78% ($482.8M -> $106.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2024 — ASTEROZOA MANAGEMENT added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.