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CHARLES CARROLL FINANCIAL PARTNERS, LLC

NEEDHAM, MA · CRD 147960 · IAPD ↗ · charlescarrollusa.com · 855-585-3600

$99.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — CHARLES CARROLL FINANCIAL PARTNERS, LLC (NEEDHAM, MA) left the SEC roster (was $99.2M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.