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LUMINA FUND MANAGEMENT LLC

NEW YORK, NY · CRD 144082 · IAPD ↗ · luminafund.com · 212-918-4645

$7.0MRegulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
May 2024 — LUMINA FUND MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $7.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2024 — LUMINA FUND MANAGEMENT LLC reported RAUM down 98% ($373.8M -> $7.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2024 — LUMINA FUND MANAGEMENT LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.