← Tributary

ONE01 CAPITAL, L.P.

BURLINGAME, CA · CRD 290652 · IAPD ↗ · one01cap.com · 628-800-4456

$165.8MRegulatory AUM
4Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
July 2024 — ONE01 CAPITAL, L.P. (BURLINGAME, CA) left the SEC roster (was $165.8M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2024 — ONE01 CAPITAL, L.P. reported RAUM down 50% ($331.6M -> $165.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2024 — ONE01 CAPITAL, L.P. shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.