← Tributary

UPPER BAY INFRASTRUCTURE MANAGEMENT, LP

· CRD 297494 · IAPD ↗ · 212-655-8800

$309.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
n/aPlanning clients
5Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
April 2024 — UPPER BAY INFRASTRUCTURE MANAGEMENT, LP (location n/a) left the SEC roster (was $309.2M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.