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EMPERY ASSET MANAGEMENT, LP

NEW YORK CITY, NY · CRD 148180 · IAPD ↗ · 212-608-3300

$262.5MRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
April 2026 — EMPERY ASSET MANAGEMENT, LP reported RAUM up 54% ($170.8M -> $262.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
30
April 2024 — EMPERY ASSET MANAGEMENT, LP reported RAUM down 30% ($195.2M -> $136.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.