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CARDEA CAPITAL GROUP, INC.

ATLANTA, GA · CRD 311932 · IAPD ↗ · cardeacapitalgroup.com · 770-977-7779

$22.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2024 — CARDEA CAPITAL GROUP, INC. (ATLANTA, GA) left the SEC roster (was $22.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — CARDEA CAPITAL GROUP, INC. reported RAUM down 99% ($2.63B -> $22.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — CARDEA CAPITAL GROUP, INC. shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.