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PIERMONT WEALTH MANAGEMENT INC.

MELVILLE, NY · CRD 119376 · IAPD ↗ · 631-454-1585

$221.4MRegulatory AUM
1Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
May 2024 — PIERMONT WEALTH MANAGEMENT INC. (MELVILLE, NY) left the SEC roster (was $221.4M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — PIERMONT WEALTH MANAGEMENT INC. shrank from 4 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.