← Tributary

FORMATION CAPITAL

ATLANTA, GA · CRD 160400 · IAPD ↗ · 770-754-9660

$496.4MRegulatory AUM
12Advisory reps
14Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
April 2024 — FORMATION CAPITAL (ATLANTA, GA) left the SEC roster (was $496.4M RAUM, 12 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.