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DUPONT CAPITAL MANAGEMENT

WILMINGTON, DE · CRD 107145 · IAPD ↗ · 302-477-6099

$10.09BRegulatory AUM
16Advisory reps
33Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2024 — DUPONT CAPITAL MANAGEMENT reported RAUM down 30% ($19.95B -> $13.88B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2024 — DUPONT CAPITAL MANAGEMENT shrank from 29 to 16 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.