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PAMPLONA CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 160860 · IAPD ↗ · pamplonafunds.com · (212 ) 207-6820

$2.83BRegulatory AUM
5Advisory reps
9Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2025 — PAMPLONA CAPITAL MANAGEMENT LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
56
September 2024 — PAMPLONA CAPITAL MANAGEMENT LLC reported RAUM up 58% ($2.20B -> $3.48B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
35
April 2024 — PAMPLONA CAPITAL MANAGEMENT LLC reported RAUM down 61% ($5.68B -> $2.20B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2024 — PAMPLONA CAPITAL MANAGEMENT LLC shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.