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INTERCAROLINA FINANCIAL SERVICES, INC.

GREENSBORO, NC · CRD 19475 · IAPD ↗ · intercarolina.net · 336-288-6890

$85.4MRegulatory AUM
9Advisory reps
29Employees
271Clients
0Planning clients
0Private funds
15States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — INTERCAROLINA FINANCIAL SERVICES, INC. reported RAUM down 35% ($130.8M -> $85.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
46
May 2026 — INTERCAROLINA FINANCIAL SERVICES, INC. notice-filed in IL, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
May 2026 — INTERCAROLINA FINANCIAL SERVICES, INC. added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2024 — INTERCAROLINA FINANCIAL SERVICES, INC. shrank from 13 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
60
April 2024 — INTERCAROLINA FINANCIAL SERVICES, INC. reported RAUM up 29% ($100.4M -> $129.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.