← Tributary

PUTNAM INVESTMENT MANAGEMENT, LLC

BOSTON, MA · CRD 106629 · IAPD ↗ · putnam.com · 617-292-1000

$117.24BRegulatory AUM
72Advisory reps
139Employees
0Clients
n/aPlanning clients
0Private funds
53States
7Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
January 2026 — PUTNAM INVESTMENT MANAGEMENT, LLC reported RAUM up 38% ($85.21B -> $117.24B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
January 2026 — PUTNAM INVESTMENT MANAGEMENT, LLC grew from 51 to 72 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
January 2025 — PUTNAM INVESTMENT MANAGEMENT, LLC shrank from 165 to 51 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — PUTNAM INVESTMENT MANAGEMENT, LLC shrank from 181 to 165 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
February 2024 — PUTNAM INVESTMENT MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 3 (4 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.