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GLAZER CAPITAL, LLC.

NEW YORK, NY · CRD 136932 · IAPD ↗ · glazercapital.com · 212-808-7304

$6.81BRegulatory AUM
19Advisory reps
45Employees
0Clients
n/aPlanning clients
2Private funds
0States
3Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
April 2026 — GLAZER CAPITAL, LLC. reported RAUM up 67% ($4.08B -> $6.81B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2025 — GLAZER CAPITAL, LLC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2025 — GLAZER CAPITAL, LLC. reported RAUM up 66% ($2.46B -> $4.08B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
October 2024 — GLAZER CAPITAL, LLC.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
35
April 2024 — GLAZER CAPITAL, LLC. reported RAUM down 57% ($5.75B -> $2.46B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.