← Tributary

REGAL WEALTH GROUP INC.

SEAL BEACH, CA · CRD 138374 · IAPD ↗ · 562-799-1929

$190.9MRegulatory AUM
3Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — REGAL WEALTH GROUP INC. (SEAL BEACH, CA) left the SEC roster (was $190.9M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.