← Tributary

BMO DIRECT INVEST INC.

CHICAGO, IL · CRD 317064 · IAPD ↗ · bmo.com · 877-685-9057

$4.7MRegulatory AUM
0Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
53States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — BMO DIRECT INVEST INC. (CHICAGO, IL) left the SEC roster (was $4.7M RAUM, 0 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — BMO DIRECT INVEST INC. shrank from 3 to 0 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
April 2024 — BMO DIRECT INVEST INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.