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ADVOCATE CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 284362 · IAPD ↗ · advocatecapmgt.com · 2127058516

$1.8MRegulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
July 2024 — ADVOCATE CAPITAL MANAGEMENT, LLC (NEW YORK, NY) left the SEC roster (was $1.8M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
April 2024 — ADVOCATE CAPITAL MANAGEMENT, LLC reported RAUM down 94% ($31.0M -> $1.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.