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MFP INVESTORS LLC

NEW YORK, NY · CRD 161181 · IAPD ↗ · 212 752-7280

$487.0MRegulatory AUM
4Advisory reps
7Employees
1Clients
0Planning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
June 2024 — MFP INVESTORS LLC (NEW YORK, NY) left the SEC roster (was $487.0M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
33
April 2024 — MFP INVESTORS LLC reported RAUM down 48% ($937.0M -> $487.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2024 — MFP INVESTORS LLC shrank from 7 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.