← Tributary

RICHVIEW ADVISORS

DAYTON, OH · CRD 281449 · IAPD ↗ · richviewadvisors.com · 937-294-7409

$66.6MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — RICHVIEW ADVISORS (DAYTON, OH) left the SEC roster (was $66.6M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.