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PARK PLACE CAPITAL CORPORATION

HOMEWOOD, AL · CRD 107952 · IAPD ↗ · nashcap.com · 800-459-9084

$879.2MRegulatory AUM
7Advisory reps
20Employees
0Clients
101-250Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — PARK PLACE CAPITAL CORPORATION notice-filed in AR, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — PARK PLACE CAPITAL CORPORATION added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2026 — PARK PLACE CAPITAL CORPORATION reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — PARK PLACE CAPITAL CORPORATION grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
43
February 2026 — PARK PLACE CAPITAL CORPORATION filed an Item 4A succession naming PARK PLACE CAPITAL CORPORATION (CRD 107952) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
45
July 2025 — PARK PLACE CAPITAL CORPORATION notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
April 2024 — PARK PLACE CAPITAL CORPORATION reported RAUM down 30% ($854.4M -> $602.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
61
April 2024 — PARK PLACE CAPITAL CORPORATION reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.