Custodian — April 2025
Custodians courting new and breakaway RIAs (Schwab, Fidelity, Altruist, Axos, TradePMR).
931 firms opened this window in the April 2025 SEC roster: 362 custody started, 346 aum crossed 1b, 223 new registration.
98
CAPSTONE WEALTH — (BILLINGS, MT) is newly SEC-registered with $301.1M RAUM and 4 advisory reps. IAPD ↗
95
J.V.B. INVESTMENT COMPANY — (JACKSON, MI) is newly SEC-registered with $130.4M RAUM and 5 advisory reps. IAPD ↗
95
HEXIMER INVESTMENT MANAGEMENT INC. — (DUBLIN, OH) is newly SEC-registered with $113.9M RAUM and 2 advisory reps. IAPD ↗
95
CANTLON FINANCIAL PLANNING LLC — (location n/a) is newly SEC-registered with $113.1M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL TRUST ASSET MANAGEMENT CHARTERED — (BOCA RATON, FL) is newly SEC-registered with $115.3M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL NETWORK SPECIALISTS LLC — (location n/a) is newly SEC-registered with $115.2M RAUM and 1 advisory reps. IAPD ↗
95
INTEGRATED BENEFITS, INCORPORATED — (location n/a) is newly SEC-registered with $100.5M RAUM and 2 advisory reps. IAPD ↗
95
ALPHA ASSET MANAGEMENT — (AKRON, OH) is newly SEC-registered with $128.7M RAUM and 1 advisory reps. IAPD ↗
95
STOCK MANAGEMENT LLC — (location n/a) is newly SEC-registered with $128.0M RAUM and 2 advisory reps. IAPD ↗
95
PARADIGM ADVISORS, LLC — (DALLAS, TX) is newly SEC-registered with $112.1M RAUM and 2 advisory reps. IAPD ↗
95
THE WEALTH CONSERVATORY — (LEBANON, NH) is newly SEC-registered with $117.4M RAUM and 3 advisory reps. IAPD ↗
95
RMG ADVISORS — (ROCKVILLE, MD) is newly SEC-registered with $137.2M RAUM and 2 advisory reps. IAPD ↗
95
SOUND FINANCIAL MANAGEMENT, INC. — (RALEIGH, NC) is newly SEC-registered with $110.7M RAUM and 2 advisory reps. IAPD ↗
95
INTERNATIONAL ASSET MANAGEMENT — (SAN MATEO, CA) is newly SEC-registered with $106.0M RAUM and 5 advisory reps. IAPD ↗
95
INGRAM ADVISORY SERVICES, LLC — (WINTER HAVEN, FL) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗
95
COOKE WEALTH MANAGEMENT, LLC — (IRVINE, CA) is newly SEC-registered with $115.8M RAUM and 2 advisory reps. IAPD ↗
95
INVESTMENT MANAGEMENT TRUST, LLC — (FITCHBURG, MA) is newly SEC-registered with $106.6M RAUM and 1 advisory reps. IAPD ↗
95
MARCUS CAPITAL, LLC — (NORTHFIELD, IL) is newly SEC-registered with $113.0M RAUM and 2 advisory reps. IAPD ↗
95
EAGLESON ARNDT FINANCIAL ADVISORS — (THOUSAND OAKS, CA) is newly SEC-registered with $121.3M RAUM and 2 advisory reps. IAPD ↗
95
BENOLD FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $126.1M RAUM and 2 advisory reps. IAPD ↗
95
ROYAL PALMS CAPITAL, LLC — (ROLLING HILLS EST., CA) is newly SEC-registered with $101.1M RAUM and 1 advisory reps. IAPD ↗
95
CURTIS FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗
95
SHANKLAND FINANCIAL ADVISORS, LLC — (HENDERSONVILLE, NC) is newly SEC-registered with $118.3M RAUM and 5 advisory reps. IAPD ↗
95
VIDA WEALTH PARTNERS, INC. — (SANTA BARBARA, CA) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
COORDINATED WEALTH MANAGEMENT, L.L.C. — (HENDERSONVILLE, TN) is newly SEC-registered with $104.6M RAUM and 1 advisory reps. IAPD ↗
95
HONU WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $136.2M RAUM and 4 advisory reps. IAPD ↗
95
KRUSE ASSET MANAGEMENT, LLC — (CHICAGO, IL) is newly SEC-registered with $137.0M RAUM and 2 advisory reps. IAPD ↗
95
MCKINLEY MONEY, LLC — (EAU-CLAIRE, WI) is newly SEC-registered with $134.8M RAUM and 2 advisory reps. IAPD ↗
95
WOLVERINE WEALTH ADVISORY SERVICES INC. — (BLOOMFIELD HILLS, MI) is newly SEC-registered with $120.6M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL ELEMENTS, INC — (ROLLING MEADOWS, IL) is newly SEC-registered with $102.1M RAUM and 1 advisory reps. IAPD ↗
95
COMPASS CAPITAL MANAGEMENT, LLC — (MCALESTER, OK) is newly SEC-registered with $107.3M RAUM and 1 advisory reps. IAPD ↗
95
BAER INVESTMENT ADVISORY LLC — (location n/a) is newly SEC-registered with $107.5M RAUM and 3 advisory reps. IAPD ↗
95
LANEVE FINANCIAL GUIDANCE LLC — (LYNCHBURG, VA) is newly SEC-registered with $111.9M RAUM and 1 advisory reps. IAPD ↗
95
LEWINTER WEALTH ADVISORS, LLC — (location n/a) is newly SEC-registered with $130.3M RAUM and 1 advisory reps. IAPD ↗
95
GEREMIA FINANCIAL SERVICES, LLC — (EDISON, NJ) is newly SEC-registered with $103.4M RAUM and 2 advisory reps. IAPD ↗
95
TENBRIDGE PARTNERS LLC — (PORTLAND, OR) is newly SEC-registered with $103.3M RAUM and 2 advisory reps. IAPD ↗
95
DARK HORSE WEALTH LLC — (CAZENOVIA, NY) is newly SEC-registered with $29.4M RAUM and 1 advisory reps. IAPD ↗
95
EMERALD BAY WEALTH MANAGEMENT LLC — (TAHOE CITY, CA) is newly SEC-registered with $184.2M RAUM and 2 advisory reps. IAPD ↗
95
TODD WEALTH MANAGEMENT LLC — (VENICE, FL) is newly SEC-registered with $133.1M RAUM and 1 advisory reps. IAPD ↗
95
REVALUE LLC — (YPSILANTI, MI) is newly SEC-registered with $103.9M RAUM and 5 advisory reps. IAPD ↗
95
PEAKVALLEY WEALTH, LLC — (ROANOKE, VA) is newly SEC-registered with $107.3M RAUM and 4 advisory reps. IAPD ↗
95
CASCADE FINANCIAL STRATEGIES — (BEND, OR) is newly SEC-registered with $120.5M RAUM and 2 advisory reps. IAPD ↗
95
IMMACULATE WEALTH MANAGEMENT, LLC — (MESA, AZ) is newly SEC-registered with $119.0M RAUM and 2 advisory reps. IAPD ↗
95
MACKAY FINANCIAL PLANNING, LLC — (SPRINGFIELD, MO) is newly SEC-registered with $140.1M RAUM and 2 advisory reps. IAPD ↗
95
OPUS PRIVATE WEALTH GROUP, LLC — (ORANGE, CA) is newly SEC-registered with $102.0M RAUM and 2 advisory reps. IAPD ↗
95
CALIXTO GLOBAL INVESTORS, LP — (CORAL GABLES, FL) is newly SEC-registered with $55.8M RAUM and 2 advisory reps. IAPD ↗
95
SCHMITT WEALTH ADVISERS, LLC — (CINCINNATI, OH) is newly SEC-registered with $117.8M RAUM and 2 advisory reps. IAPD ↗
95
LEGACY WEALTH ADVISORS, LLC — (CLINTON TOWNSHIP, MI) is newly SEC-registered with $102.8M RAUM and 2 advisory reps. IAPD ↗
95
PROVISION ASSET, LLC — (location n/a) is newly SEC-registered with $100.8M RAUM and 6 advisory reps. IAPD ↗
95
ENCOMPASS ADVISORY SERVICES, LLC — (KATY, TX) is newly SEC-registered with $102.6M RAUM and 7 advisory reps. IAPD ↗
95
CHASTAIN WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
95
MWM WEALTH ADVISORY, LLC — (PLYMOUTH, MN) is newly SEC-registered with $119.1M RAUM and 1 advisory reps. IAPD ↗
95
CHARLES RIVER WEALTH MANAGEMENT, LLC — (BURLINGTON, MA) is newly SEC-registered with $100.8M RAUM and 1 advisory reps. IAPD ↗
95
BOSMAN WEALTH MANAGEMENT, LLC — (REDLANDS, CA) is newly SEC-registered with $122.5M RAUM and 1 advisory reps. IAPD ↗
95
TOPTIER WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $135.3M RAUM and 2 advisory reps. IAPD ↗
95
BURNE FINANCIAL CONCEPTS, LLC — (WATERTOWN, CT) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
95
STITES FINANCIAL CONSULTING — (ROSEVILLE, CA) is newly SEC-registered with $105.2M RAUM and 2 advisory reps. IAPD ↗
95
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC — (BENTONVILLE, AR) is newly SEC-registered with $100.0M RAUM and 3 advisory reps. IAPD ↗
95
THE PENSION GROUP — (DUBLIN, OH) is newly SEC-registered with $142.0M RAUM and 2 advisory reps. IAPD ↗
95
SUMMIT HILL WEALTH MANAGEMENT, LLC — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $118.1M RAUM and 2 advisory reps. IAPD ↗
95
NEWCORP WEALTH MANAGEMENT — (ALPHARETTA, GA) is newly SEC-registered with $143.4M RAUM and 2 advisory reps. IAPD ↗
95
QM ADVISORS LLC — (location n/a) is newly SEC-registered with $118.1M RAUM and 9 advisory reps. IAPD ↗
95
SILA FINANCIAL, LLC — (location n/a) is newly SEC-registered with $113.8M RAUM and 1 advisory reps. IAPD ↗
95
WASSAW SOUND MANAGEMENT, LLC — (SAVANNAH, GA) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗
95
HUDSON OAK WEALTH ADVISORY LLC — (HOBOKEN, NJ) is newly SEC-registered with $110.3M RAUM and 1 advisory reps. IAPD ↗
95
TRILLIUM INVESTMENTS — (EMERYVILLE, CA) is newly SEC-registered with $114.2M RAUM and 1 advisory reps. IAPD ↗
95
RHEECO, INC. — (NATICK, MA) is newly SEC-registered with $116.2M RAUM and 2 advisory reps. IAPD ↗
95
ALTUM WEALTH ADVISORS — (CHICO, CA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗
95
BESTGATE WEALTH ADVISORS, LLC — (FREDERICK, MD) is newly SEC-registered with $129.2M RAUM and 4 advisory reps. IAPD ↗
95
ALPHYN CAPITAL MANAGEMENT LLC — (HICKSVILLE, NY) is newly SEC-registered with $28.5M RAUM and 1 advisory reps. IAPD ↗
95
BRIGHTREE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
PARABLE WEALTH ADVISORS — (ST AUGUSTINE, FL) is newly SEC-registered with $140.9M RAUM and 4 advisory reps. IAPD ↗
95
SHEPHERD STREET ADVISORS — (LARKSPUR, CA) is newly SEC-registered with $107.6M RAUM and 2 advisory reps. IAPD ↗
95
SABBIA FARO WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $37.0M RAUM and 1 advisory reps. IAPD ↗
95
IRONOAK WEALTH — (CEDAR PARK, TX) is newly SEC-registered with $114.5M RAUM and 5 advisory reps. IAPD ↗
95
MUELLER WEALTH — (MISHICOT, WI) is newly SEC-registered with $121.3M RAUM and 2 advisory reps. IAPD ↗
95
WRIGHT COVE CAPITAL — (PORTLAND, ME) is newly SEC-registered with $100.6M RAUM and 2 advisory reps. IAPD ↗
95
AVANTIA INVESTMENT SERVICES, LLC — (SEATTLE, WA) is newly SEC-registered with $105.6M RAUM and 3 advisory reps. IAPD ↗
95
ALIGN FINANCIAL, LLC — (HERMANTOWN, MN) is newly SEC-registered with $101.5M RAUM and 1 advisory reps. IAPD ↗
95
ABACUS CAPITAL ADVISORS — (PLANTATION, FL) is newly SEC-registered with $103.3M RAUM and 3 advisory reps. IAPD ↗
95
GLOVER PARK WEALTH MANAGEMENT, LLC — (ARLINGTON, VA) is newly SEC-registered with $119.8M RAUM and 1 advisory reps. IAPD ↗
95
WEALTH ENGAGEMENT — (ATLANTA, GA) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
95
DIAMOND CLIENT GROUP, LLC — (THE WOODLANDS, TX) is newly SEC-registered with $117.3M RAUM and 8 advisory reps. IAPD ↗
95
PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $131.0M RAUM and 7 advisory reps. IAPD ↗
95
GRAVER CAPITAL MANAGEMENT, LLC — (COLUMBUS, OH) is newly SEC-registered with $122.0M RAUM and 2 advisory reps. IAPD ↗
95
ETHOS CAPITAL MANAGEMENT, INC. — (NEWTOWN, PA) is newly SEC-registered with $129.1M RAUM and 3 advisory reps. IAPD ↗
95
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC — (CARY, NC) is newly SEC-registered with $140.0M RAUM and 4 advisory reps. IAPD ↗
95
CONVEXITAS — (CHICAGO, IL) is newly SEC-registered with $163.7M RAUM and 2 advisory reps. IAPD ↗
95
WERNER FINANCIAL — (INDIANAPOLIS, IN) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗
95
COMPASS PRIVATE WEALTH GROUP LLC — (SHORT HILLS, NJ) is newly SEC-registered with $100.8M RAUM and 3 advisory reps. IAPD ↗
95
INVERSIONES SURA — (MIAMI, FL) is newly SEC-registered with $103.0M RAUM and 1 advisory reps. IAPD ↗
95
GREYSTONE FINANCIAL & ESTATE SERVICES, INC. — (KIRKLAND, WA) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
95
ENTELEVEST, LLC — (CORAL GABLES, FL) is newly SEC-registered with $110.3M RAUM and 2 advisory reps. IAPD ↗
95
GAMBIT CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $101.3M RAUM and 4 advisory reps. IAPD ↗
95
PREVE INVERSIONES — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
BURNHAM & COMPANY LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $117.7M RAUM and 4 advisory reps. IAPD ↗
95
J.R. PRUNIER CAPITAL MANAGEMENT LLC — (HOLDEN, MA) is newly SEC-registered with $126.2M RAUM and 1 advisory reps. IAPD ↗
95
ADDIGENCE CORPORATION — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
RSG INVESTMENTS LLC — (OVERLAND PARK, KS) is newly SEC-registered with $116.4M RAUM and 9 advisory reps. IAPD ↗
95
MACK & CO. PARTNERS, LP — (DALLAS, TX) is newly SEC-registered with $102.5M RAUM and 3 advisory reps. IAPD ↗
95
CAROLINA STRATEGY, LLC — (location n/a) is newly SEC-registered with $111.8M RAUM and 1 advisory reps. IAPD ↗
95
GENERATIONAL PRIVATE WEALTH — (location n/a) is newly SEC-registered with $145.0M RAUM and 1 advisory reps. IAPD ↗
95
PELTOMA CAPITAL PARTNERS — (location n/a) is newly SEC-registered with $108.8M RAUM and 2 advisory reps. IAPD ↗
95
IVANOFF WEALTH MANAGEMENT INC. — (CYPRESS, CA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
95
SUNRISE FINANCIAL SERVICES LLC — (BURIEN, WA) is newly SEC-registered with $114.4M RAUM and 2 advisory reps. IAPD ↗
95
RIGDEN CAPITAL STRATEGIES — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
E-WEALTH PARTNERS — (MINNETONKA, MN) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗
95
INTREPID TECHNOLOGY LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MANWARING WEALTH MANAGEMENT — (GILBERT, AZ) is newly SEC-registered with $108.0M RAUM and 2 advisory reps. IAPD ↗
95
BAM WEALTH MANAGEMENT LLC — (LAKEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
CURTIS CAPITAL ADVISORS — (OVERLAND PARK, KS) is newly SEC-registered with $125.5M RAUM and 2 advisory reps. IAPD ↗
95
TWENTYTHREE ADVISORY — (location n/a) is newly SEC-registered with $31.5M RAUM and 1 advisory reps. IAPD ↗
95
ACTIVO CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MANENTIA WEALTH CONSULTING INC. — (GREAT NECK, NY) is newly SEC-registered with $45.2M RAUM and 5 advisory reps. IAPD ↗
95
SHAPOSHNIK CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
A|C MANAGEMENT TECH LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
GAINSPOLETTI WEALTH PLANNERS — (CLEVELAND, MS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HORAN WEALTH, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗
95
MARKET INVESTMENT GROUP, LLC — (WICHITA, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 17 advisory reps. IAPD ↗
95
MANHATTAN GLOBAL ASSET MANAGEMENT LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CARROLL ADVISORY GROUP — (TEXARKANA, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FNEX WEALTH, LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MFG PRIVATE WEALTH — (CANONSBURG, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FINTURO INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TREEVIEW CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EVE WEALTH — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
W&S ADVISORY SERVICES, LLC — (CINCINNATI, OH) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗
95
STORMS & ROWDON FINANCIAL SERVICES, INC. — (ORMOND BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CEDARWOOD WEALTH — (HIGHLANDS RANCH, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FLFS ADVISORY LLC — (VICTOR, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AGMAN CAPITAL — (OMAHA, NE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SANTA BARBARA MANAGEMENT — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WEALTHETIC LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KINGDOM LEGACY ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ETZ ADVISORY LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BARZIDEH & NADEAU WEALTH MANAGEMENT LLC — (BARRINGTON, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WARNER WEALTH — (MADISON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
AI ALPHA LLC — (GRAND RAPIDS, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ALCYON WEALTH ADVISORS, LLC — (YOUNGSTOWN, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXPONENT WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CEDRUS WEALTH GROUP — (ANDOVER, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MARTIN, JAVAN VON — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACTIVA FINANCIAL — (KEY BISCAYNE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ALTERIS CAPITAL PARTNERS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
TIAA WEALTH MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
MERAMEC FINANCIAL PLANNERS, LLC — (CLAYTON, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
CAMBIENT FAMILY OFFICE, LLC — (FRUITPORT, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTHMEUP ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PLAGENS & TAYLOR WEALTH MANAGEMENT — (SAN ANGELO, TX) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
95
YARASH GLOBAL SOLUTIONS INC. — (GLENDALE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PELICAN FINANCIAL PLANNING AND WEALTH, PLLC — (JUPITER, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VERITA STRATEGIC WEALTH PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SUMMIT WEALTH GROUP — (COLORADO SPRINGS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 25 advisory reps. IAPD ↗
95
ELEVATED PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
ENCLAVE DIGITAL WEALTH, LLC — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ROOTED FINANCIAL GROUP, LLC — (TIGARD, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
QUESTMONT VIRTUAL FAMILY OFFICE, LLC — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CONVERSE TEAM FINANCIAL SERVICES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
ALPHA ROCK INVESTMENTS, LLC — (MALVERN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
40 NORTH WEALTH LLC — (AURORA, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
OASIS ADVISORS — (FOREST CITY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗
95
FORS FINANCIAL — (PORT ANGELES, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
85
MEANS WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($977.0M -> $1.31B). IAPD ↗
85
ASHTON THOMAS SECURITIES, LLC — crossed $1B in regulatory AUM ($409.1M -> $1.72B). IAPD ↗
85
CORTLAND ASSOCIATES INC — crossed $1B in regulatory AUM ($788.0M -> $1.00B). IAPD ↗
85
WILKINS INVESTMENT COUNSEL, INC — crossed $1B in regulatory AUM ($651.3M -> $1.08B). IAPD ↗
85
TOTH FINANCIAL ADVISORY CORP — crossed $1B in regulatory AUM ($865.9M -> $1.02B). IAPD ↗
85
ACADEMY CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($896.1M -> $1.05B). IAPD ↗
85
SIGNET FINANCIAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($949.4M -> $1.06B). IAPD ↗
85
O'BRIEN WEALTH PARTNERS LLC — crossed $1B in regulatory AUM ($962.2M -> $1.11B). IAPD ↗
85
JAY A. FISHMAN, LTD — crossed $1B in regulatory AUM ($959.1M -> $1.12B). IAPD ↗
85
MARK ASSET MANAGEMENT LP — crossed $1B in regulatory AUM ($786.6M -> $1.07B). IAPD ↗
85
VAN CLEEF ASSET MANAGEMENT INC — crossed $1B in regulatory AUM ($894.0M -> $1.11B). IAPD ↗
85
TRUSTMONT ADVISORY GROUP, INC. — crossed $1B in regulatory AUM ($919.4M -> $1.13B). IAPD ↗
85
BAXTER INVESTMENT MANAGEMENT — crossed $1B in regulatory AUM ($915.1M -> $1.01B). IAPD ↗
85
VERUS FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($920.8M -> $1.00B). IAPD ↗
85
REGENCY INVESTMENT ADVISORS INC — crossed $1B in regulatory AUM ($877.3M -> $1.01B). IAPD ↗
85
OAK RIDGE INVESTMENTS, LLC — crossed $1B in regulatory AUM ($899.9M -> $1.31B). IAPD ↗
85
WEALTH DIMENSIONS GROUP, LTD. — crossed $1B in regulatory AUM ($857.9M -> $1.03B). IAPD ↗
85
LODESTAR PRIVATE ASSET MANAGEMENT LLC — crossed $1B in regulatory AUM ($979.7M -> $1.12B). IAPD ↗
85
COHEN CAPITAL MANAGEMENT INC — crossed $1B in regulatory AUM ($884.8M -> $1.01B). IAPD ↗
85
WOODARD & CO ASSET MANAGEMENT GROUP INC — crossed $1B in regulatory AUM ($911.0M -> $1.04B). IAPD ↗
85
AFFINITY INVESTMENT ADVISORS, LLC — crossed $1B in regulatory AUM ($938.1M -> $1.07B). IAPD ↗
85
INTREPID CAPITAL MANAGEMENT INC — crossed $1B in regulatory AUM ($762.5M -> $1.19B). IAPD ↗
85
PORTLAND GLOBAL ADVISORS LLC — crossed $1B in regulatory AUM ($894.6M -> $1.01B). IAPD ↗
85
BUFFINGTON MOHR MCNEAL — crossed $1B in regulatory AUM ($911.8M -> $1.05B). IAPD ↗
85
BEAM WEALTH ADVISORS, INC. — crossed $1B in regulatory AUM ($577.4M -> $1.31B). IAPD ↗
85
FMP WEALTH ADVISERS — crossed $1B in regulatory AUM ($952.0M -> $1.13B). IAPD ↗
85
WESTMINSTER FINANCIAL ADVISORY CORP — crossed $1B in regulatory AUM ($920.3M -> $1.22B). IAPD ↗
85
PENN DAVIS MCFARLAND INC — crossed $1B in regulatory AUM ($843.2M -> $1.26B). IAPD ↗
85
FINANCIAL COUNCIL, LLC — crossed $1B in regulatory AUM ($959.4M -> $1.10B). IAPD ↗
85
ARBOR INVESTMENT ADVISORS — crossed $1B in regulatory AUM ($956.7M -> $1.09B). IAPD ↗
85
QUANTUM CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($878.8M -> $1.03B). IAPD ↗
85
IRON GATE GLOBAL ADVISORS — crossed $1B in regulatory AUM ($725.2M -> $1.06B). IAPD ↗
85
MARINER INSTITUTIONAL, LLC — crossed $1B in regulatory AUM ($976.6M -> $2.54B). IAPD ↗
85
DINUZZO PRIVATE WEALTH, INC. — crossed $1B in regulatory AUM ($946.5M -> $1.01B). IAPD ↗
85
AFFIANCE FINANCIAL LLC — crossed $1B in regulatory AUM ($971.4M -> $1.15B). IAPD ↗
85
CALLAHAN ADVISORS, LLC — crossed $1B in regulatory AUM ($932.9M -> $1.20B). IAPD ↗
85
SYNERGY ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($823.7M -> $1.05B). IAPD ↗
85
HOLT CAPITAL PARTNERS, L.P. — crossed $1B in regulatory AUM ($884.1M -> $1.00B). IAPD ↗
85
FUTURE CAPITAL — crossed $1B in regulatory AUM ($962.5M -> $1.03B). IAPD ↗
85
PAUL WINKLER, INC. — crossed $1B in regulatory AUM ($284.0M -> $1.17B). IAPD ↗
85
VERITY INVESTMENT PARTNERS — crossed $1B in regulatory AUM ($938.8M -> $1.21B). IAPD ↗
85
AA FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($864.3M -> $1.01B). IAPD ↗
85
PRIVATE CLIENT SERVICES, LLC — crossed $1B in regulatory AUM ($845.8M -> $1.05B). IAPD ↗
85
WEALTH ADVISORS GROUP — crossed $1B in regulatory AUM ($995.9M -> $1.13B). IAPD ↗
85
COLUMBIA ASSET MANAGEMENT, L.L.C. — crossed $1B in regulatory AUM ($979.9M -> $1.05B). IAPD ↗
85
MIDWEST CAPITAL ADVISORS, LLC — crossed $1B in regulatory AUM ($947.3M -> $1.13B). IAPD ↗
85
PRIVATE CAPITAL ADVISORS, INC. — crossed $1B in regulatory AUM ($793.9M -> $1.01B). IAPD ↗
85
KELLEHER FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($573.6M -> $1.03B). IAPD ↗
85
ATLAS CAPITAL ADVISORS INC. — crossed $1B in regulatory AUM ($909.0M -> $1.05B). IAPD ↗
85
THE INSTITUTE — crossed $1B in regulatory AUM ($926.9M -> $1.15B). IAPD ↗
85
SEVEN SPRINGS WEALTH GROUP — crossed $1B in regulatory AUM ($765.1M -> $1.21B). IAPD ↗
85
GENERATION CAPITAL MANAGEMENT LLC — crossed $1B in regulatory AUM ($916.6M -> $1.03B). IAPD ↗
85
PARK PIEDMONT ADVISORS LLC — crossed $1B in regulatory AUM ($862.0M -> $1.02B). IAPD ↗
85
BIONDO INVESTMENT ADVISORS LLC — crossed $1B in regulatory AUM ($927.0M -> $1.11B). IAPD ↗
85
WAYPOINT WEALTH PARTNERS — crossed $1B in regulatory AUM ($935.8M -> $1.07B). IAPD ↗
85
NPA ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($882.6M -> $1.01B). IAPD ↗
85
VERSANT CAPITAL MANAGEMENT, INC. — crossed $1B in regulatory AUM ($900.5M -> $1.24B). IAPD ↗
85
FINANCIAL PERSPECTIVES — crossed $1B in regulatory AUM ($864.6M -> $1.00B). IAPD ↗
85
ALLEN CAPITAL GROUP, LLC — crossed $1B in regulatory AUM ($998.5M -> $1.22B). IAPD ↗
85
LONGVIEW WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($986.8M -> $1.10B). IAPD ↗
85
RAPPAPORT REICHES CAPITAL MANAGEMENT, — crossed $1B in regulatory AUM ($928.3M -> $1.13B). IAPD ↗
85
TEEWINOT CAPITAL ADVISERS, L.L.C. — crossed $1B in regulatory AUM ($841.9M -> $1.19B). IAPD ↗
85
CHI-RHO FINANCIAL, LLC — crossed $1B in regulatory AUM ($981.2M -> $1.17B). IAPD ↗
85
NICHOLAS INVESTMENT PARTNERS, L.P. — crossed $1B in regulatory AUM ($923.9M -> $1.18B). IAPD ↗
85
CEDAR MOUNTAIN ADVISORS, LLC — crossed $1B in regulatory AUM ($870.1M -> $1.06B). IAPD ↗
85
ARISTA WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($993.2M -> $1.03B). IAPD ↗
85
STRATEGIC FINANCIAL CONCEPTS, LLC — crossed $1B in regulatory AUM ($987.6M -> $1.01B). IAPD ↗
85
CYPRESS POINT WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($797.7M -> $1.07B). IAPD ↗
85
NEWPORT CAPITAL GROUP, LLC — crossed $1B in regulatory AUM ($326.8M -> $1.22B). IAPD ↗
85
HAMILTON POINT INVESTMENT ADVISORS, LLC — crossed $1B in regulatory AUM ($935.1M -> $1.07B). IAPD ↗
85
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($953.8M -> $1.23B). IAPD ↗
85
BLACK DIAMOND FINANCIAL, LLC — crossed $1B in regulatory AUM ($701.4M -> $1.04B). IAPD ↗
85
MCILRATH & ECK, LLC — crossed $1B in regulatory AUM ($839.6M -> $1.06B). IAPD ↗
85
WPWEALTH LLP — crossed $1B in regulatory AUM ($872.7M -> $1.03B). IAPD ↗
85
ALTERNA WEALTH MANAGEMENT, INC. — crossed $1B in regulatory AUM ($861.0M -> $1.23B). IAPD ↗
85
RIVERFRONT INVESTMENT GROUP, LLC — crossed $1B in regulatory AUM ($751.1M -> $1.18B). IAPD ↗
85
THE FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($981.1M -> $1.11B). IAPD ↗
85
WESPAC ADVISORS, LLC — crossed $1B in regulatory AUM ($926.3M -> $1.08B). IAPD ↗
85
CLEAR HAVEN CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($485.8M -> $1.20B). IAPD ↗
85
CS PLANNING CORP — crossed $1B in regulatory AUM ($957.9M -> $1.27B). IAPD ↗
85
STILLWATER CAPITAL ADVISORS, LLC — crossed $1B in regulatory AUM ($980.8M -> $1.15B). IAPD ↗
85
IRONVIEW CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($851.0M -> $1.15B). IAPD ↗
85
QUADCAP WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($769.7M -> $1.14B). IAPD ↗
85
ARIN RISK ADVISORS LLC — crossed $1B in regulatory AUM ($987.8M -> $4.97B). IAPD ↗
85
ANDINA FAMILY OFFICES — crossed $1B in regulatory AUM ($808.5M -> $1.02B). IAPD ↗
85
SEER CAPITAL MANAGEMENT LP — crossed $1B in regulatory AUM ($628.0M -> $1.08B). IAPD ↗
85
THE DE BURLO GROUP, INC. — crossed $1B in regulatory AUM ($942.6M -> $1.03B). IAPD ↗
85
ACTIVEST WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($956.5M -> $1.02B). IAPD ↗
85
FOUNTAINHEAD ADVISORS — crossed $1B in regulatory AUM ($721.6M -> $1.02B). IAPD ↗
85
BEACON CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($859.2M -> $1.07B). IAPD ↗
85
COPPELL ADVISORY SOLUTIONS LLC — crossed $1B in regulatory AUM ($849.6M -> $1.08B). IAPD ↗
85
FIELDER CAPITAL GROUP LLC — crossed $1B in regulatory AUM ($834.6M -> $1.06B). IAPD ↗
85
CAPITAL WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($858.0M -> $1.00B). IAPD ↗
85
VERITY ASSET MANAGEMENT — crossed $1B in regulatory AUM ($902.9M -> $1.04B). IAPD ↗
85
SONEN CAPITAL LLC — crossed $1B in regulatory AUM ($792.7M -> $1.01B). IAPD ↗
85
TVAMP, LLC — crossed $1B in regulatory AUM ($677.0M -> $1.00B). IAPD ↗
85
OAK CITY CONSULTING, LLC — crossed $1B in regulatory AUM ($782.5M -> $1.26B). IAPD ↗
85
MONTIS FINANCIAL, LLC — crossed $1B in regulatory AUM ($638.8M -> $1.01B). IAPD ↗
85
STRATEGIC WEALTH INVESTMENT GROUP, LLC — crossed $1B in regulatory AUM ($900.8M -> $1.11B). IAPD ↗
85
PRIVATE PORTFOLIO PARTNERS, LLC — crossed $1B in regulatory AUM ($899.9M -> $1.05B). IAPD ↗
85
VIRTUE CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($787.5M -> $1.21B). IAPD ↗
85
BALEFIRE, LLC — crossed $1B in regulatory AUM ($903.2M -> $1.24B). IAPD ↗
85
SHEPHERD FINANCIAL PARTNERS, LLC — crossed $1B in regulatory AUM ($975.4M -> $1.14B). IAPD ↗
85
WEALTHSHIELD PARTNERS, LLC — crossed $1B in regulatory AUM ($917.9M -> $1.08B). IAPD ↗
85
TOWNELEY CAPITAL MANAGEMENT, INC. — crossed $1B in regulatory AUM ($882.4M -> $1.02B). IAPD ↗
85
PRIVATE ADVISORY — crossed $1B in regulatory AUM ($900.5M -> $1.32B). IAPD ↗
85
BLUEPRINT INVESTMENT PARTNERS LLC — crossed $1B in regulatory AUM ($849.4M -> $1.23B). IAPD ↗
85
KEEN WEALTH ADVISORS — crossed $1B in regulatory AUM ($914.9M -> $1.04B). IAPD ↗
85
DESTINY WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($996.8M -> $1.13B). IAPD ↗
85
SYMPHONY FINANCIAL, LTD. CO. — crossed $1B in regulatory AUM ($861.0M -> $1.09B). IAPD ↗
85
FIDUCIARY FINANCIAL ADVISORS — crossed $1B in regulatory AUM ($555.4M -> $1.17B). IAPD ↗
85
FOUNDERS FINANCIAL ALLIANCE, LLC — crossed $1B in regulatory AUM ($700.9M -> $1.00B). IAPD ↗
85
FITZROY INVESTMENT ADVISORS LLC — crossed $1B in regulatory AUM ($662.3M -> $1.01B). IAPD ↗
85
FLORENCE CAPITAL ADVISORS, LP — crossed $1B in regulatory AUM ($427.3M -> $1.26B). IAPD ↗
85
STANSBERRY ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($875.5M -> $1.05B). IAPD ↗
85
ARLINGTON FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($944.5M -> $1.04B). IAPD ↗
85
180 WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($853.0M -> $1.06B). IAPD ↗
85
JFG WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($901.0M -> $1.16B). IAPD ↗
85
EVOLUTION WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($952.2M -> $1.31B). IAPD ↗
85
ALPINE PRIVATE WEALTH — crossed $1B in regulatory AUM ($978.5M -> $1.23B). IAPD ↗
85
KEELEY-TETON ADVISORS, LLC — crossed $1B in regulatory AUM ($888.8M -> $1.02B). IAPD ↗
85
ARKOS GLOBAL ADVISORS, LLC — crossed $1B in regulatory AUM ($939.4M -> $1.11B). IAPD ↗
85
AWM CAPITAL, LLC — crossed $1B in regulatory AUM ($860.6M -> $1.15B). IAPD ↗
85
RECURRENT INVESTMENT ADVISORS LLC — crossed $1B in regulatory AUM ($782.2M -> $1.21B). IAPD ↗
85
OPAL WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($825.9M -> $1.03B). IAPD ↗
85
SGROI WEALTH ADVISORY GROUP LLC — crossed $1B in regulatory AUM ($939.0M -> $1.08B). IAPD ↗
85
SHADE TREE ADVISORS LLC — crossed $1B in regulatory AUM ($794.7M -> $1.03B). IAPD ↗
85
MONOGRAM CAPITAL MANAGEMENT, L.P. — crossed $1B in regulatory AUM ($862.9M -> $1.09B). IAPD ↗
85
ROOT FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($399.2M -> $1.11B). IAPD ↗
85
TRIVIUM POINT ADVISORY, LLC — crossed $1B in regulatory AUM ($716.2M -> $1.49B). IAPD ↗
85
ALDEN CAPITAL — crossed $1B in regulatory AUM ($657.2M -> $1.44B). IAPD ↗
85
SOUDERS FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($889.9M -> $1.07B). IAPD ↗
85
ACCURATE WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($780.5M -> $1.15B). IAPD ↗
85
ASPIRE CAPITAL ADVISORS LLC — crossed $1B in regulatory AUM ($817.7M -> $1.01B). IAPD ↗
85
CATALYST FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($827.3M -> $1.02B). IAPD ↗
85
INSPIRE ADVISORS, LLC — crossed $1B in regulatory AUM ($835.3M -> $1.03B). IAPD ↗
85
SIGNAL ADVISORS WEALTH, LLC — crossed $1B in regulatory AUM ($465.3M -> $1.16B). IAPD ↗
85
ABSHER WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($944.3M -> $1.10B). IAPD ↗
85
MBL ADVISORS — crossed $1B in regulatory AUM ($946.2M -> $1.14B). IAPD ↗
85
PLATFORM TECHNOLOGY PARTNERS — crossed $1B in regulatory AUM ($936.7M -> $1.09B). IAPD ↗
85
FERMATA ADVISORS — crossed $1B in regulatory AUM ($973.8M -> $1.15B). IAPD ↗
85
ONYX BRIDGE WEALTH GROUP LLC — crossed $1B in regulatory AUM ($815.7M -> $1.00B). IAPD ↗
85
HUNTER CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($890.2M -> $1.02B). IAPD ↗
85
ASSUREDPARTNERS INVESTMENT ADVISORS — crossed $1B in regulatory AUM ($179.0M -> $3.25B). IAPD ↗
85
FORTIS CAPITAL ADVISORS, LLC — crossed $1B in regulatory AUM ($630.6M -> $1.21B). IAPD ↗
85
V-SQUARE QUANTITATIVE MANAGEMENT — crossed $1B in regulatory AUM ($883.4M -> $1.17B). IAPD ↗
85
WEALTHPLAN INVESTMENT MANAGEMENT LLC — crossed $1B in regulatory AUM ($988.9M -> $1.57B). IAPD ↗
85
HILL INVESTMENT GROUP — crossed $1B in regulatory AUM ($971.1M -> $1.04B). IAPD ↗
85
FIFTH THIRD WEALTH ADVISORS LLC — crossed $1B in regulatory AUM ($571.7M -> $6.08B). IAPD ↗
85
NEXT LEVEL PRIVATE LLC — crossed $1B in regulatory AUM ($810.7M -> $1.05B). IAPD ↗
85
IMPACT PARTNERSHIP WEALTH, LLC — crossed $1B in regulatory AUM ($751.6M -> $1.68B). IAPD ↗
85
O'HAGAN GROUP, INC. — crossed $1B in regulatory AUM ($807.7M -> $1.02B). IAPD ↗
85
GDS WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($891.7M -> $1.27B). IAPD ↗
85
BROOKWOOD INVESTMENT GROUP — crossed $1B in regulatory AUM ($689.1M -> $1.06B). IAPD ↗
85
ULLMANN WEALTH PARTNERS — crossed $1B in regulatory AUM ($877.1M -> $1.07B). IAPD ↗
85
WHITTIER ADVISORS, LLC — crossed $1B in regulatory AUM ($862.1M -> $1.48B). IAPD ↗
85
VESTGEN ADVISORS, LLC — crossed $1B in regulatory AUM ($660.3M -> $3.47B). IAPD ↗
85
MAREN CAPITAL — crossed $1B in regulatory AUM ($889.0M -> $1.40B). IAPD ↗
85
ETHOS FINANCIAL GROUP, LLC — crossed $1B in regulatory AUM ($913.9M -> $1.58B). IAPD ↗
85
GATEWAY WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($891.6M -> $1.25B). IAPD ↗
85
TURTLE CREEK WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($905.6M -> $1.33B). IAPD ↗
85
SPECTRUM WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($976.4M -> $1.15B). IAPD ↗
85
UNITED ADVISOR GROUP — crossed $1B in regulatory AUM ($578.8M -> $1.09B). IAPD ↗
85
A16Z PERENNIAL MANAGEMENT, L.P. — crossed $1B in regulatory AUM ($822.4M -> $1.82B). IAPD ↗
85
PREMIER PATH WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($814.5M -> $1.10B). IAPD ↗
85
CASCADE FINANCIAL PARTNERS, LLC — crossed $1B in regulatory AUM ($973.9M -> $1.16B). IAPD ↗
85
SPIREPOINT PRIVATE CLIENT, LLC — crossed $1B in regulatory AUM ($934.1M -> $1.12B). IAPD ↗
85
STIFEL CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($745.4M -> $1.49B). IAPD ↗
85
CAPITAL INVESTMENT COUNSEL, LLC — crossed $1B in regulatory AUM ($548.3M -> $1.18B). IAPD ↗
85
TOPSAIL WEALTH MANAGEMENT LLC — crossed $1B in regulatory AUM ($875.7M -> $1.03B). IAPD ↗
85
CASTLE ROCK ADVISORS LLC — crossed $1B in regulatory AUM ($830.2M -> $1.59B). IAPD ↗
70
HANTZ FINANCIAL SERVICES, INC. — now reports custody of client assets ($20.8M). IAPD ↗
70
SANFORD C. BERNSTEIN & CO., LLC — now reports custody of client assets ($109.2M). IAPD ↗
70
CAPITAL ADVISORS, INC. — now reports custody of client assets ($54.3M). IAPD ↗
70
WASATCH ADVISORS LP — now reports custody of client assets ($54.1M). IAPD ↗
70
PINNACLE ADVISORS — now reports custody of client assets ($288.0M). IAPD ↗
70
WINDWARD CAPITAL MANAGEMENT CO — now reports custody of client assets ($199.9M). IAPD ↗
70
ARMSTRONG, FLEMING & MOORE, INC. — now reports custody of client assets ($499.5M). IAPD ↗
70
DESTINATION WEALTH MANAGEMENT — now reports custody of client assets. IAPD ↗
70
NWF ADVISORY SERVICES INC — now reports custody of client assets ($29.5M). IAPD ↗
70
AGINCOURT CAPITAL MANAGEMENT, LLC — now reports custody of client assets. IAPD ↗
70
FINANCIAL PLAN, INC. — now reports custody of client assets ($2.2M). IAPD ↗
70
VAN HULZEN FINANCIAL ADVISORS — now reports custody of client assets ($337.3M). IAPD ↗
70
WILLIS JOHNSON & ASSOCIATES, INC. — now reports custody of client assets ($731.7M). IAPD ↗
70
FIDUCIARYVEST, LLC — now reports custody of client assets ($19.1M). IAPD ↗
70
TPG FINANCIAL ADVISORS, LLC — now reports custody of client assets ($354.7M). IAPD ↗
70
JAFFE TILCHIN INVESTMENT PARTNERS, LLC — now reports custody of client assets ($128.9M). IAPD ↗
70
LJI WEALTH MANAGEMENT, LLC — now reports custody of client assets ($103.3M). IAPD ↗
70
EAST END ADVISORS, LLC — now reports custody of client assets ($363.7M). IAPD ↗
70
CAPITAL INVESTMENT ADVISORY SERVICES, LLC — now reports custody of client assets ($1.90B). IAPD ↗
70
QUADCAP WEALTH MANAGEMENT, LLC — now reports custody of client assets ($888,523). IAPD ↗
70
TAMAR SECURITIES, LLC — now reports custody of client assets ($133.0M). IAPD ↗
70
TVAMP, LLC — now reports custody of client assets ($182.9M). IAPD ↗
70
BREEDS HILL CAPITAL LLC — now reports custody of client assets ($1.01B). IAPD ↗
70
SCARBOROUGH CAPITAL MANAGEMENT — now reports custody of client assets ($360.5M). IAPD ↗
70
TWELVE POINTS WEALTH MANAGEMENT — now reports custody of client assets ($373.0M). IAPD ↗
70
THE PATRIOT FINANCIAL GROUP, LLC — now reports custody of client assets ($942.3M). IAPD ↗
70
GLOBAL STRATEGIC NEXTGEN OCIO — now reports custody of client assets ($389.9M). IAPD ↗
70
FIRST COMMAND ADVISORY SERVICES — now reports custody of client assets ($21.08B). IAPD ↗
70
SAGESPRING WEALTH PARTNERS — now reports custody of client assets ($712.5M). IAPD ↗
70
ATLANTA CONSULTING GROUP ADVISORS, LLC — now reports custody of client assets ($721.5M). IAPD ↗
70
RESONANT CAPITAL ADVISORS, LLC — now reports custody of client assets ($541.4M). IAPD ↗
70
SIMPLICITY WEALTH — now reports custody of client assets ($737.0M). IAPD ↗
70
ASSUREDPARTNERS INVESTMENT ADVISORS — now reports custody of client assets ($40.4M). IAPD ↗
70
JVP MANAGEMENT — now reports custody of client assets ($3.49B). IAPD ↗
70
SYNTEGRA PRIVATE WEALTH GROUP LLC — now reports custody of client assets ($518.7M). IAPD ↗
70
CASCADE FINANCIAL PARTNERS, LLC — now reports custody of client assets ($211.9M). IAPD ↗
70
SPIREPOINT PRIVATE CLIENT, LLC — now reports custody of client assets ($165.9M). IAPD ↗
70
CALIBER WEALTH MANAGEMENT, LLC — now reports custody of client assets ($42.9M). IAPD ↗
70
PCM ENCORE, LLC — now reports custody of client assets ($13.2M). IAPD ↗
68
PINNEY & SCOFIELD, INC. — now reports custody of client assets ($20.0M). IAPD ↗
68
BOULDER ASSET MANAGEMENT — now reports custody of client assets ($3.6M). IAPD ↗
68
WHITEGATE INVESTMENT COUNSELORS, INC. — now reports custody of client assets ($116.3M). IAPD ↗
68
AUXIER ASSET MANAGEMENT — now reports custody of client assets ($8.5M). IAPD ↗
68
AZA CAPITAL MANAGEMENT — now reports custody of client assets ($281.8M). IAPD ↗
68
FAMILY CAPITAL MANAGEMENT — now reports custody of client assets ($155.0M). IAPD ↗
68
SPRINKLE FINANCIAL CONSULTANTS LLC — now reports custody of client assets ($19.0M). IAPD ↗
68
ACCESS WEALTH — now reports custody of client assets ($100.0M). IAPD ↗
68
WEALTH ADVISORS OF IOWA, LLC — now reports custody of client assets ($88.4M). IAPD ↗
68
EATON-CAMBRIDGE INC. — now reports custody of client assets ($43.8M). IAPD ↗
68
VALUEWORKS, LLC — now reports custody of client assets ($193.1M). IAPD ↗
68
SHANKERVALLEAU WEALTH ADVISORS, INC. — now reports custody of client assets ($236.1M). IAPD ↗
68
BERKELEY, INC — now reports custody of client assets ($252.0M). IAPD ↗
68
WEALTH ADVISORY GROUP, INC. — now reports custody of client assets ($18.9M). IAPD ↗
68
CARMEL CAPITAL PARTNERS, LLC — now reports custody of client assets ($382.3M). IAPD ↗
68
CRAIG DUVARNEY, CFP — now reports custody of client assets ($128.5M). IAPD ↗
68
HOGANTAYLOR WEALTH — now reports custody of client assets ($54.0M). IAPD ↗
68
PROSTATIS FINANCIAL ADVISORS GROUP — now reports custody of client assets ($90.8M). IAPD ↗
68
PIONEER WEALTH MANAGEMENT GROUP — now reports custody of client assets ($10.6M). IAPD ↗
68
NESTEGGS, INC. — now reports custody of client assets ($4.8M). IAPD ↗
68
TEAM FINANCIAL STRATEGIES — now reports custody of client assets ($23.3M). IAPD ↗
68
WELLSPRING WEALTH MANAGEMENT LLC — now reports custody of client assets ($1.6M). IAPD ↗
68
LIGHTHOUSE FINANCIAL — now reports custody of client assets ($86.2M). IAPD ↗
68
NAPA WEALTH MANAGEMENT — now reports custody of client assets ($90.1M). IAPD ↗
68
KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP — now reports custody of client assets ($67.1M). IAPD ↗
68
PASSIVE CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($45.0M). IAPD ↗
68
PARAGON FINANCIAL ADVISORS — now reports custody of client assets ($294.3M). IAPD ↗
68
W.A. SMITH FINANCIAL GROUP — now reports custody of client assets ($8.5M). IAPD ↗
68
AGH WEALTH ADVISORS, LLC — now reports custody of client assets ($125.4M). IAPD ↗
68
GREAT POINT WEALTH ADVISORS, LLC — now reports custody of client assets ($14.9M). IAPD ↗
68
THE RETIREMENT SOLUTION LLC — now reports custody of client assets ($262.3M). IAPD ↗
68
VISIONARY HORIZONS, LLC — now reports custody of client assets ($45.0M). IAPD ↗
68
KUBHERA ENTERPRISES LLC — now reports custody of client assets ($6.2M). IAPD ↗
68
S HARRIS FINANCIAL GROUP, LLC — now reports custody of client assets ($112.7M). IAPD ↗
68
GITTERMAN WEALTH MANAGEMENT, LLC — now reports custody of client assets ($65.0M). IAPD ↗
68
WAMBOLT & ASSOCIATES, LLC — now reports custody of client assets ($267.9M). IAPD ↗
68
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — now reports custody of client assets ($144.0M). IAPD ↗
68
SOLSTEIN CAPITAL, LLC — now reports custody of client assets ($47.4M). IAPD ↗
68
GLOBAL VIEW CAPITAL MANAGEMENT LLC — now reports custody of client assets ($89.2M). IAPD ↗
68
MCNALLY ADVISORS, LLC — now reports custody of client assets ($379.8M). IAPD ↗
68
GIMBAL FINANCIAL, LLC — now reports custody of client assets ($236.5M). IAPD ↗
68
TRINITY LEGACY PARTNERS, LLC — now reports custody of client assets ($166.2M). IAPD ↗
68
PHILOSMITH CAPITAL CORPORATION — now reports custody of client assets ($37.4M). IAPD ↗
68
ADKINS SEALE CAPITAL MANAGEMENT LLC — now reports custody of client assets ($12.3M). IAPD ↗
68
CASCADES CAPITAL ASSET MANAGEMENT, LLC — now reports custody of client assets ($30.5M). IAPD ↗
68
CONCENTRUM WEALTH MANAGEMENT — now reports custody of client assets ($13.8M). IAPD ↗
68
X-SQUARE CAPITAL — now reports custody of client assets ($134.4M). IAPD ↗
68
WEALTH PRESERVATION ADVISORS, LLC — now reports custody of client assets ($221.7M). IAPD ↗
68
MATUNE BASILE ADVISORS — now reports custody of client assets ($78.6M). IAPD ↗
68
FOUNDATION WEALTH MANAGEMENT, LLC — now reports custody of client assets ($127.0M). IAPD ↗
68
FISCAL WISDOM WEALTH MANAGEMENT LLC — now reports custody of client assets ($144,191). IAPD ↗
68
LINCOLN CAPITAL, LLC — now reports custody of client assets ($49.0M). IAPD ↗
68
FLAHARTY ASSET MANAGEMENT, LLC — now reports custody of client assets ($52.9M). IAPD ↗
68
TROXELL FINANCIAL — now reports custody of client assets ($30.0M). IAPD ↗
68
JOHNSON & WHITE WEALTH MANAGEMENT LLC — now reports custody of client assets ($123.0M). IAPD ↗
68
DENVER PWM, LLC — now reports custody of client assets ($16.5M). IAPD ↗
68
LWM ADVISORY SERVICES, LLC — now reports custody of client assets ($3.9M). IAPD ↗
68
ATON FINANCIAL LLC — now reports custody of client assets ($7.0M). IAPD ↗
68
STABLEFORD CAPITAL LLC — now reports custody of client assets ($55.4M). IAPD ↗
68
LEGACY WEALTH MANAGEMENT, LLC — now reports custody of client assets ($1.6M). IAPD ↗
68
ALIGN IMPACT, LLC — now reports custody of client assets ($238.7M). IAPD ↗
68
SWEENEY & MICHEL, LLC — now reports custody of client assets ($561.4M). IAPD ↗
68
SUMMIT WEALTH PARTNERS, LLC — now reports custody of client assets ($444.3M). IAPD ↗
68
ARJUNA CAPITAL, LLC — now reports custody of client assets ($117.0M). IAPD ↗
68
DENVER WEALTH MANAGEMENT, INC. — now reports custody of client assets ($152.9M). IAPD ↗
68
CLEAR CREEK ADVISORS — now reports custody of client assets ($72.6M). IAPD ↗
68
IMPACT INVESTORS — now reports custody of client assets ($113.2M). IAPD ↗
68
FINANCIAL STRATEGIES GROUP, INC — now reports custody of client assets ($164.6M). IAPD ↗
68
MONON WEALTH MANAGEMENT — now reports custody of client assets ($144.1M). IAPD ↗
68
WESTWOOD WEALTH MANAGEMENT — now reports custody of client assets ($14.8M). IAPD ↗
68
DOMANI ADVISORS — now reports custody of client assets ($292.5M). IAPD ↗
68
TREEHOUSE WEALTH ADVISORS — now reports custody of client assets ($1.5M). IAPD ↗
68
FIDELIS WEALTH ADVISORS — now reports custody of client assets ($1.5M). IAPD ↗
68
DECISIONPOINT FINANCIAL, LLC — now reports custody of client assets ($8.1M). IAPD ↗
68
WOOD TARVER FINANCIAL — now reports custody of client assets ($115.7M). IAPD ↗
68
THE MENARD FINANCIAL GROUP, LLC — now reports custody of client assets ($248,607). IAPD ↗
68
PACES FERRY WEALTH ADVISORS, LLC — now reports custody of client assets ($109.5M). IAPD ↗
68
PRESIDIO CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($133.4M). IAPD ↗
68
HORIZON FINANCIAL — now reports custody of client assets ($207.4M). IAPD ↗
68
SYNERGY FINANCIAL PARTNERS, LLC — now reports custody of client assets ($18.1M). IAPD ↗
68
BURKHOLDER WEALTH MANAGEMENT — now reports custody of client assets ($179.8M). IAPD ↗
68
SOUTHBRIDGE ADVISORS, LLC — now reports custody of client assets ($170.0M). IAPD ↗
68
CLEARWELL ADVISORS, LLC — now reports custody of client assets ($170.4M). IAPD ↗
68
FOURTH DIMENSION WEALTH, LLC — now reports custody of client assets ($139.5M). IAPD ↗
68
LANSING STREET ADVISORS — now reports custody of client assets ($97.5M). IAPD ↗
68
MASON & ASSOCIATES, LLC — now reports custody of client assets ($25.4M). IAPD ↗
68
GREENUP STREET WEALTH MANAGEMENT LLC — now reports custody of client assets ($34.4M). IAPD ↗
68
KERA CAPITAL PARTNERS — now reports custody of client assets ($4.5M). IAPD ↗
68
SIERRA OCEAN, LLC — now reports custody of client assets ($2.9M). IAPD ↗
68
ALPHA LEONIS PARTNERS, LLC — now reports custody of client assets ($36.3M). IAPD ↗
68
PROSPERITAS FINANCIAL, LLC — now reports custody of client assets ($68.1M). IAPD ↗
68
MIRABILIS MANAGEMENT COMPANY LLC — now reports custody of client assets ($550.0M). IAPD ↗
68
LESTER FINANCIAL GROUP, LLC — now reports custody of client assets ($21.8M). IAPD ↗
68
TRACE WEALTH ADVISORS — now reports custody of client assets ($1.4M). IAPD ↗
68
FINANCIAL NETWORK WEALTH ADVISORS LLC — now reports custody of client assets ($27.2M). IAPD ↗
68
GUTIERREZ WEALTH ADVISORY, LLC — now reports custody of client assets ($118.9M). IAPD ↗
68
49 FINANCIAL — now reports custody of client assets ($826.2M). IAPD ↗
68
HIBERNIA WEALTH PARTNERS, LLC — now reports custody of client assets ($163.9M). IAPD ↗
68
IDB LIDO WEALTH, LLC — now reports custody of client assets ($34.4M). IAPD ↗
68
MN WEALTH ADVISORS, LLC — now reports custody of client assets ($140,330). IAPD ↗
68
CRAFT & SAGE WEALTH — now reports custody of client assets ($73.8M). IAPD ↗
68
HARMONY POINT WEALTH ADVISORS, INC. — now reports custody of client assets ($4.6M). IAPD ↗
68
UNIQUE WEALTH STRATEGIES — now reports custody of client assets ($6.2M). IAPD ↗
68
BLUESTEM WEALTH PARTNERS, LLC — now reports custody of client assets ($625.0M). IAPD ↗
68
MARIDEA WEALTH MANAGEMENT — now reports custody of client assets ($308.5M). IAPD ↗
68
HASENBERG FINANCIAL GROUP — now reports custody of client assets ($6.5M). IAPD ↗
68
KICKSTAND WEALTH ADVISORS — now reports custody of client assets ($130.6M). IAPD ↗
68
EIGHT 31 FINANCIAL, LLC — now reports custody of client assets ($53.1M). IAPD ↗
68
STONEBRIDGE WEALTH SYSTEMS LLC — now reports custody of client assets ($36.2M). IAPD ↗
68
POTENTIA WEALTH — now reports custody of client assets ($19.2M). IAPD ↗
68
RELATION WEALTH MANAGEMENT, INC. — now reports custody of client assets ($34,000). IAPD ↗
68
CARNEGIE LAKE ADVISORS LLC — now reports custody of client assets ($70.1M). IAPD ↗
68
PARR MCKNIGHT WEALTH MANAGEMENT GROUP — now reports custody of client assets ($54.5M). IAPD ↗
68
ALLEGIANT WEALTH ADVISORS, LLC — now reports custody of client assets ($814.2M). IAPD ↗
68
AURDAN CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($48.5M). IAPD ↗
68
FELLOWSHIP FINANCIAL PLANNING — now reports custody of client assets ($20.6M). IAPD ↗
68
CRUX WEALTH ADVISORS — now reports custody of client assets ($15.9M). IAPD ↗
68
LAFISE GLOBAL ADVISORS LLC — now reports custody of client assets ($6.4M). IAPD ↗
68
A&M PRIVATE WEALTH PARTNERS, LLC — now reports custody of client assets ($459.7M). IAPD ↗
68
QTR FAMILY WEALTH, LLC — now reports custody of client assets ($3.0M). IAPD ↗
68
DSG CAPITAL ADVISORS, LLC — now reports custody of client assets ($105.8M). IAPD ↗
68
SHRIER WEALTH MANAGEMENT, LLC — now reports custody of client assets ($102.8M). IAPD ↗
68
SARVER VROOMAN WEALTH ADVISORS LLC — now reports custody of client assets ($54.1M). IAPD ↗
68
STONE TEMPLE PARTNERS LLC — now reports custody of client assets ($2.2M). IAPD ↗
65
BEADELL A D INVESTMENT COUNSEL INC — now reports custody of client assets ($2.4M). IAPD ↗
65
OCCAM CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($561,477). IAPD ↗
65
CALLAHAN CAPITAL MANAGEMENT — now reports custody of client assets ($47.8M). IAPD ↗
65
CASSEDY FINANCIAL GROUP, INC. — now reports custody of client assets ($10.5M). IAPD ↗
65
ALTIUS FINANCIAL, INC. — now reports custody of client assets ($300,329). IAPD ↗
65
CONWAY FINANCIAL GROUP, LLC — now reports custody of client assets ($101.5M). IAPD ↗
65
VISION CAPITAL & MANAGEMENT — now reports custody of client assets ($22.2M). IAPD ↗
65
PROMETHEUS CAPITAL MANAGEMENT CORP. — now reports custody of client assets ($32.5M). IAPD ↗
65
LEXINGTON INVESTMENT CONSULTING, LLC — now reports custody of client assets ($1.4M). IAPD ↗
65
CRAVENS & COMPANY WEALTH MANAGEMENT — now reports custody of client assets ($59.0M). IAPD ↗
65
LIGHT FINANCIAL SERVICES, INC. — now reports custody of client assets ($20.5M). IAPD ↗
65
SCHAFFER & COMPANY ASSET MANAGEMENT, INC. — now reports custody of client assets ($8.1M). IAPD ↗
65
CANNON BEACH FINANCIAL ADVISORS — now reports custody of client assets ($173.7M). IAPD ↗
65
COMPASS INVESTMENTS LLC — now reports custody of client assets ($22.7M). IAPD ↗
65
WHITE OAK FINANCIAL MANAGEMENT, INC — now reports custody of client assets ($23.8M). IAPD ↗
65
SENSENIG CAPITAL ADVISORS, INC. — now reports custody of client assets ($43.1M). IAPD ↗
65
ABRIDGE PARTNERS, LLC — now reports custody of client assets ($3.6M). IAPD ↗
65
SUMMA GLOBAL ADVISORS, LLC — now reports custody of client assets ($38.7M). IAPD ↗
65
J2 CAPITAL MANAGEMENT, INC. — now reports custody of client assets ($27.6M). IAPD ↗
65
1650 WEALTH MANAGEMENT, LLC — now reports custody of client assets ($14.0M). IAPD ↗
65
MILLINGTON FINANCIAL ADVISORS, LLC — now reports custody of client assets ($461,192). IAPD ↗
65
AMPHORA WEALTH MANAGEMENT, LLC — now reports custody of client assets ($87.6M). IAPD ↗
65
SIMA WEALTH PARTNERS, LLC — now reports custody of client assets ($59.5M). IAPD ↗
65
ROI FINANCIAL — now reports custody of client assets ($126.2M). IAPD ↗
65
BRIGHTPATH WEALTH PLANNING, LLC — now reports custody of client assets ($40.3M). IAPD ↗
65
RPM CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($111,270). IAPD ↗
65
TOTAL WEALTH ADVISORS, LLC — now reports custody of client assets ($21.7M). IAPD ↗
65
TENCAP WEALTH COACHING — now reports custody of client assets ($117.2M). IAPD ↗
65
APPROACH RETIREMENT ADVISORS, LLC — now reports custody of client assets ($98.9M). IAPD ↗
65
INDELIBLE WEALTH GROUP — now reports custody of client assets ($1.2M). IAPD ↗
65
OAKTREE ADVISORS LLC — now reports custody of client assets ($32.1M). IAPD ↗
65
INVARIANT INVESTMENT MANAGEMENT — now reports custody of client assets ($3.8M). IAPD ↗
65
SECTOR ANALYSTS LLC — now reports custody of client assets ($213.7M). IAPD ↗
65
JIM SAULNIER & ASSOCIATES, LLC — now reports custody of client assets ($5.7M). IAPD ↗
65
REVOLUTION PARTNERS, LLC — now reports custody of client assets ($13.5M). IAPD ↗
65
PINAFORE WEALTH COUNSEL INC. — now reports custody of client assets ($3.1M). IAPD ↗
65
SPINOSA WEALTH MANAGEMENT GROUP — now reports custody of client assets ($155.1M). IAPD ↗
65
GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC. — now reports custody of client assets ($10.0M). IAPD ↗
65
MELIORA CAPITAL — now reports custody of client assets ($8.7M). IAPD ↗
65
YES WEALTH MANAGEMENT — now reports custody of client assets ($2.5M). IAPD ↗
65
WOODSIDE WEALTH MANAGEMENT — now reports custody of client assets ($86.2M). IAPD ↗
65
COMPASS RETIREMENT GROUP LLC — now reports custody of client assets ($61,000). IAPD ↗
65
MGO PRIVATE WEALTH, LLC — now reports custody of client assets ($59.9M). IAPD ↗
65
ROOTED PLANNING GROUP — now reports custody of client assets ($36.3M). IAPD ↗
65
RIDGELINE WEALTH ADVISORS, LLC. — now reports custody of client assets ($99.0M). IAPD ↗
65
RPATA, LLC — now reports custody of client assets ($10.6M). IAPD ↗
65
INTEGRATED PLANNING & WEALTH MANAGEMENT, LLC — now reports custody of client assets ($80.4M). IAPD ↗
65
AUTHENTIKOS WEALTH ADVISORY LLC — now reports custody of client assets ($9.4M). IAPD ↗
65
ARIA WEALTH MANAGEMENT — now reports custody of client assets ($38.1M). IAPD ↗
65
WILDES FINANCIAL STRATEGIES, INC — now reports custody of client assets ($36.1M). IAPD ↗
65
BRAVIAS FINANCIAL — now reports custody of client assets ($109.9M). IAPD ↗
65
RCS FINANCIAL PLANNING, LLC — now reports custody of client assets ($41.2M). IAPD ↗
65
CARMANDALIAN FINANCIAL GROUP, LLC — now reports custody of client assets ($19.1M). IAPD ↗
65
DANIEL KRUG & ASSOCIATES — now reports custody of client assets ($26.3M). IAPD ↗
65
FORT ADVISORS INC — now reports custody of client assets ($45.1M). IAPD ↗
65
TROUTMAN WEALTH MANAGEMENT — now reports custody of client assets ($5.1M). IAPD ↗
65
BLUEDOOR PRIVATE WEALTH, LLC — now reports custody of client assets ($10.9M). IAPD ↗
65
FINANCIAL FREEDOM FOR DENTISTS LLC — now reports custody of client assets ($1.6M). IAPD ↗
65
MARKLE FINANCIAL LLC — now reports custody of client assets ($400,000). IAPD ↗
65
TAYLOR SECURITIES SERVICES, INC. — now reports custody of client assets ($77.9M). IAPD ↗
65
GLENORCHY CAPITAL LIMITED — now reports custody of client assets ($2.9M). IAPD ↗
65
FIRST GROWTH CAPITAL LLC — now reports custody of client assets ($105,000). IAPD ↗
65
DELAWARE WEALTH PLANNERS — now reports custody of client assets ($36.1M). IAPD ↗
65
KOMOREBI GLOBAL — now reports custody of client assets ($69.4M). IAPD ↗
65
NGP FINANCIAL PLANNING, LLC — now reports custody of client assets ($18.7M). IAPD ↗
65
MY PROSPER TEAM — now reports custody of client assets ($50.0M). IAPD ↗
65
ELYSIUM WEALTH MANAGEMENT, LLC — now reports custody of client assets ($32.1M). IAPD ↗
65
INTEGRATED WEALTHCARE, LLC — now reports custody of client assets ($14.5M). IAPD ↗
65
ALEXIS INVESTMENT PARTNERS, LLC — now reports custody of client assets ($3.5M). IAPD ↗
65
CONSTITUTION WEALTH LLC — now reports custody of client assets ($5.8M). IAPD ↗
65
PROSPERITY WEALTH PLANNING LLC — now reports custody of client assets ($123.3M). IAPD ↗
65
X ADVISORS, LLC — now reports custody of client assets ($189.9M). IAPD ↗
65
WOLD FINANCIAL GROUP — now reports custody of client assets ($53.9M). IAPD ↗
65
SNC WEALTH MANAGEMENT LLC — now reports custody of client assets ($21.0M). IAPD ↗
65
SECOND SUMMIT WEALTH MANAGEMENT, LLC — now reports custody of client assets ($50.6M). IAPD ↗
65
REAL TALK CAPITAL, LLC — now reports custody of client assets ($50.6M). IAPD ↗
65
BRICKSTONE ADVISORS — now reports custody of client assets. IAPD ↗
65
FLATROCK WEALTH PARTNERS LLC — now reports custody of client assets ($3.9M). IAPD ↗
65
COINBASE ASSET MANAGEMENT, LLC — now reports custody of client assets ($109.2M). IAPD ↗
65
CENTRAL PINE CAPITAL, LLC — now reports custody of client assets ($1.0M). IAPD ↗
65
PROLIFIC SOLUTIONS — now reports custody of client assets ($13.4M). IAPD ↗
65
MEMBERS WEALTH LLC — now reports custody of client assets ($65.0M). IAPD ↗
65
WAGNER WEALTH MANAGEMENT, CORP. — now reports custody of client assets ($35.3M). IAPD ↗
65
PANORAMA WEALTH ADVISORS — now reports custody of client assets ($31.7M). IAPD ↗
65
DIAZO, LLC — now reports custody of client assets ($3.6M). IAPD ↗
65
DFS ADVISORY — now reports custody of client assets ($32.9M). IAPD ↗
65
BACKBONE PLANNING PARTNERS LLC — now reports custody of client assets ($12.4M). IAPD ↗
65
WEST INVEST — now reports custody of client assets ($173.3M). IAPD ↗
65
TORREN MANAGEMENT, LLC — now reports custody of client assets ($2.8M). IAPD ↗
65
FIRST FINANCIAL SERVICES, LLC — now reports custody of client assets ($91.8M). IAPD ↗
65
HOLOS INTEGRATED WEALTH — now reports custody of client assets ($177.5M). IAPD ↗
65
BINGHAM PRIVATE WEALTH, LLC — now reports custody of client assets ($28.2M). IAPD ↗
65
TORO WEST CAPITAL ADVISORS — now reports custody of client assets ($54.9M). IAPD ↗
65
WEALTHPOINT ADVISORS — now reports custody of client assets ($2.0M). IAPD ↗
65
TRUE WEALTH GROUP — now reports custody of client assets ($43.5M). IAPD ↗
65
ROUTE 20 PRIVATE WEALTH INC. — now reports custody of client assets ($5.3M). IAPD ↗
65
THE WELLINGTON GRP LLC — now reports custody of client assets ($27.3M). IAPD ↗
65
TRITONPOINT PARTNERS, LLC — now reports custody of client assets ($67.2M). IAPD ↗
65
APEX INVESTMENT GROUP — now reports custody of client assets ($1.0M). IAPD ↗
65
CREATIVE INVESTMENT GROUP — now reports custody of client assets ($20.5M). IAPD ↗
65
AP INVESTMENT MANAGEMENT — now reports custody of client assets ($27.9M). IAPD ↗
85
HACKMAN CAPITAL PARTNERS, LLC — (CULVER CITY, CA) is newly SEC-registered with $2.31B RAUM and 17 advisory reps. IAPD ↗fund
85
WAYSTONE ASSET MANAGEMENT (USA) LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
C1 ADVISORS LLC — (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
VARIADIC LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $25.0M RAUM and 11 advisory reps. IAPD ↗institutional
85
SECONDMARKET FINANCIAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
LATTIS MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
AUDAX PDB MANAGEMENT COMPANY, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 71 advisory reps. IAPD ↗institutional
85
MOZAYYX MANAGEMENT LLC — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
FREMEN CAPITAL — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CAIRD INVESTMENTS — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
BLACK LAKE INVESTMENTS LLC — (SHOREWOOD, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CIBRA CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
FBMC RETIREMENT SOLUTIONS, LLC — (TALLAHASSEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DERBY LANE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
GARNET CREDIT MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
SIMPLEADVISORY LLC — (GARDEN CITY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ASPEN RENEWABLE INVESTMENTS, L.L.C. — (NEW YORK, NY) is newly SEC-registered with $1.02B RAUM and 6 advisory reps. IAPD ↗fund
85
REPOWER HOLDINGS LLP — (DOVER, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
2E CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
DARWINS RIVER CAPITAL — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
TIAA WEALTH INVESTMENT MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
THREE FIFTY EIGHT INVESTMENT GROUP, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ROYALTY PHARMA MANAGER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional
85
AMPLIUS ASSET MANAGEMENT, LLC — (BLUE BELL, PA) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
SEABURY CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
MPACT CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ROYALTY PHARMA SUB-MANAGER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional
85
85
SMA CAPITAL LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SAVA CAPITAL LLC — (DORADO, PR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PANTHEON INFRA ADVISORS, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
83
TELESCOPE PARTNERS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $819.7M RAUM and 7 advisory reps. IAPD ↗fund
83
4D ADVISORS, LLC — (REDONDO BEACH, CA) is newly SEC-registered with $262.2M RAUM and 2 advisory reps. IAPD ↗fund
83
VELOCITY CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $256.4M RAUM and 7 advisory reps. IAPD ↗fund
83
10 EAST PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered with $253.4M RAUM and 6 advisory reps. IAPD ↗fund
83
ONE BOW RIVER ADVISERS, LLC. — (COLORADO SPRINGS, CO) is newly SEC-registered with $519.0M RAUM and 8 advisory reps. IAPD ↗fund
83
BROADVIEW MANAGEMENT, LLC — (ST. LOUIS, MO) is newly SEC-registered with $335.0M RAUM and 12 advisory reps. IAPD ↗fund
80
WOODLOCK HOUSE FAMILY CAPITAL — (location n/a) is newly SEC-registered with $189.9M RAUM and 1 advisory reps. IAPD ↗fund
80
ALTRIARCH ASSET MANAGEMENT, LLC — (CHARLESTON, SC) is newly SEC-registered with $163.6M RAUM and 5 advisory reps. IAPD ↗fund
80
PROSPERA FUNDS, INC. — (ISLE OF PALMS, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
80
EREZ ASSET MANAGEMENT, LLC — (NEW ROCHELLE, NY) is newly SEC-registered with $30.1M RAUM and 1 advisory reps. IAPD ↗fund
80
M37 MANAGEMENT LP — (MENLO PARK, CA) is newly SEC-registered with $232.6M RAUM and 4 advisory reps. IAPD ↗fund
80
TOWNSHIP CAPITAL, LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $80.8M RAUM and 6 advisory reps. IAPD ↗fund
80
SABA LT, LP — (NEW YORK, NY) is newly SEC-registered with $178.4M RAUM and 6 advisory reps. IAPD ↗fund
80
PEACHTREE GROUP — (ATLANTA, GA) is newly SEC-registered with $155.7M RAUM and 68 advisory reps. IAPD ↗fund
80
COASTLANDS CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
75
75
75
NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. — crossed $1B in regulatory AUM ($884.0M -> $1.26B). IAPD ↗institutional
75
75
THE INFORMED MOMENTUM COMPANY LLC — crossed $1B in regulatory AUM ($932.6M -> $1.10B). IAPD ↗institutional
75
DYNASTY WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($916.8M -> $8.67B). IAPD ↗institutional
75
RIVER CANYON FUND MANAGEMENT LLC — crossed $1B in regulatory AUM ($884.6M -> $1.14B). IAPD ↗institutional
75
CORNERSTONE TRUST MANAGEMENT SERVICES LLC — crossed $1B in regulatory AUM ($999.8M -> $1.16B). IAPD ↗institutional
75
APOLLO CAPITAL CREDIT ADVISER, LLC — crossed $1B in regulatory AUM ($976.9M -> $1.44B). IAPD ↗institutional
75
75
75
75
CHURCHILL INVESTMENT MANAGEMENT, LLC — crossed $1B in regulatory AUM ($187.1M -> $10.01B). IAPD ↗institutional
75
NEBULA RESEARCH & DEVELOPMENT LLC — crossed $1B in regulatory AUM ($727.3M -> $2.19B). IAPD ↗institutional
75
FRANKLIN BSP CAPITAL ADVISER LLC — crossed $1B in regulatory AUM ($453.0M -> $4.17B). IAPD ↗institutional
75
75
75
75
75
75
75
ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC — crossed $1B in regulatory AUM ($311.6M -> $1.35B). IAPD ↗institutional
75
VELOCITY CAPITAL ADVISORS LLC — crossed $1B in regulatory AUM ($818.2M -> $1.33B). IAPD ↗institutional
75
VISTA CREDIT BDC MANAGEMENT, L.P. — crossed $1B in regulatory AUM ($575.1M -> $1.15B). IAPD ↗institutional
75
75
DIAMETER PRINCIPAL FINANCE LLC — crossed $1B in regulatory AUM ($622.9M -> $2.47B). IAPD ↗institutional
75
GUGGENHEIM PRIVATE INVESTMENTS, LLC — crossed $1B in regulatory AUM ($925.0M -> $2.90B). IAPD ↗institutional
70
70
70
70
70
70
70
70
70
LIGHT STREET CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($821.2M -> $1.13B). IAPD ↗fund
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
GRANITE STATE CAPITAL MANAGEMENT, LP — crossed $1B in regulatory AUM ($877.8M -> $1.09B). IAPD ↗fund
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
INTEGRAL HEALTH ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($815.2M -> $1.19B). IAPD ↗fund
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
70
DIVISADERO STREET CAPITAL MANAGEMENT, LP — crossed $1B in regulatory AUM ($634.2M -> $1.05B). IAPD ↗fund
70
70
BLACKSTONE PRIVATE INVESTMENTS ADVISORS L.L.C. — crossed $1B in regulatory AUM ($100,000 -> $7.32B). IAPD ↗fund
70
70
70
70
70
70
70
70
70
70
SHORECLIFF ASSET MANAGEMENT COMPANY LLC — crossed $1B in regulatory AUM ($614.0M -> $1.27B). IAPD ↗fund
70
70
NEUBERGER BERMAN LOAN ADVISERS IV LLC — crossed $1B in regulatory AUM ($865.2M -> $3.44B). IAPD ↗fund
70
70
70
70
70
70
70
70
70
70
70
70
VINVA INVESTMENT MANAGEMENT — (SYDNEY, NSW, Australia) is newly SEC-registered with $14.67B RAUM and 15 advisory reps. IAPD ↗foreign
68
ASTARIS CAPITAL MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $721.0M RAUM and 5 advisory reps. IAPD ↗foreign
68
INTERNATIONAL MONEY MATTERS PVT LTD — (BANGALORE, KARNATAKA, India) is newly SEC-registered with $311.6M RAUM and 21 advisory reps. IAPD ↗foreign
65
DRAGON CAPITAL MANAGEMENT (HK) LIMITED — (CENTRAL, Hong Kong) is newly SEC-registered with $95.8M RAUM and 1 advisory reps. IAPD ↗foreign
65
65
TAULA CAPITAL MANAGEMENT (DIFC) LTD — (DUBAI, United Arab Emirates) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
HIGHGATE GROUP USA INC. — (MONTREAL, QUEBEC, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
SYGNUS CAPITAL SL LIMITED — (CASTRIES, Saint Lucia) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
Q WEALTH USA INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
65
VENICE CAPITAL LLC — (SAO PAULO, Brazil) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
ALAMUT CAPITAL — (TORONTO, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
60
60
60
DWIGHT SECURITIES MANAGEMENT LLC — now reports custody of client assets ($2.32B). IAPD ↗institutional
60
JEFFERIES CREDIT MANAGEMENT LLC — now reports custody of client assets ($38.1M). IAPD ↗institutional
55
55
55
55
55
55
55
TANGENCY CAPITAL INVESTMENT ADVISORY LTD. — crossed $1B in regulatory AUM ($860.4M -> $2.06B). IAPD ↗foreign
55
PATRIA PRIVATE EQUITY (EUROPE) LIMITED — crossed $1B in regulatory AUM ($606.8M -> $6.94B). IAPD ↗foreign
55
55
55
55
55
55
STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C. — now reports custody of client assets ($142.31B). IAPD ↗fund
55
55
55
55
55
55
55
55
55
55
55
55
55
55
55
CARLYLE AVIATION SECURITIES PARTNERS LLC — now reports custody of client assets ($74.1M). IAPD ↗fund
55
55
55
55
55
PRIMARY WAVE IP INVESTMENT MANAGEMENT LLC — now reports custody of client assets ($8.80B). IAPD ↗fund
55
55
55
55
55
55
55
SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC — now reports custody of client assets ($235.4M). IAPD ↗fund
55
55
55
55
55
53
53
53
53
53
53
53
53
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — now reports custody of client assets ($300.0M). IAPD ↗fund
53
53
53
53
53
53
53
53
53
53
53
53
53
53
53
53
53
53
53
53
50
50
50
50
50
50
50
50
50
50
50
50
50
50
50
PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLC — now reports custody of client assets ($75.1M). IAPD ↗fund
50
50
50
50
50
50
50
50
40
BLACKROCK ASSET MANAGEMENT SCHWEIZ AG — now reports custody of client assets ($2.71B). IAPD ↗foreign
40
GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED — now reports custody of client assets ($2.90B). IAPD ↗foreign
40
40
GAOTENG GLOBAL ASSET MANAGEMENT LIMITED — now reports custody of client assets ($5.1M). IAPD ↗foreign
40
40
40
TAULA CAPITAL MANAGEMENT (JERSEY) LIMITED — now reports custody of client assets ($320.75B). IAPD ↗foreign
35
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.