Custodian — March 2025
Custodians courting new and breakaway RIAs (Schwab, Fidelity, Altruist, Axos, TradePMR).
258 firms opened this window in the March 2025 SEC roster: 114 new registration, 86 custody started, 58 aum crossed 1b.
98
WILLS FINANCIAL GROUP, LLC — (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
95
VORPAHL WING SECURITIES, INC. — (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
95
PARAGON ASSET MANAGEMENT INC. — (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
95
TRIDENT ADVISORS INC — (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
95
FIRST AND MAIN FINANCIAL — (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
95
ABEL FINANCIAL MANAGEMENT CO. — (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC — (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
95
MOORE FINANCIAL ADVISORS, LTD. — (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
95
BEANTOWN FINANCIAL ADVISORS LLC — (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
95
JMH WEALTH MANAGEMENT, LLC — (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
95
DECISION INVESTMENTS, INC. — (SAN DIEGO, CA) is newly SEC-registered with $131.8M RAUM and 2 advisory reps. IAPD ↗
95
HUNTER STREET INVESTMENT ADVISORS LLC — (APEX, NC) is newly SEC-registered with $112.0M RAUM and 8 advisory reps. IAPD ↗
95
HEPWORTH EQUITY PARTNERS, LLC — (WOLFEBORO, NH) is newly SEC-registered with $120.0M RAUM and 2 advisory reps. IAPD ↗
95
BANNERSTONE CAPITAL — (WAYZATA, MN) is newly SEC-registered with $141.1M RAUM and 3 advisory reps. IAPD ↗
95
TARHEEL ADVISORS, LLC — (GREENSBORO, NC) is newly SEC-registered with $117.6M RAUM and 2 advisory reps. IAPD ↗
95
SPARROW WEALTH MANAGEMENT — (ORLANDO, FL) is newly SEC-registered with $117.9M RAUM and 1 advisory reps. IAPD ↗
95
CORE PLANNING — (ST. LOUIS, MO) is newly SEC-registered with $62.3M RAUM and 32 advisory reps. IAPD ↗
95
WACKER & ASSOCIATES, INC. — (JACKSON, MN) is newly SEC-registered with $141.7M RAUM and 2 advisory reps. IAPD ↗
95
KASSIRA WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
95
ARK ADVISORS LLC — (BLOOMINGTON, IL) is newly SEC-registered with $170.3M RAUM and 2 advisory reps. IAPD ↗
95
THE SHER WEALTH MANAGEMENT GROUP — (NEEDHAM, MA) is newly SEC-registered with $129.6M RAUM and 2 advisory reps. IAPD ↗
95
REVO FINANCIAL, LLC — (location n/a) is newly SEC-registered with $118.6M RAUM and 3 advisory reps. IAPD ↗
95
STRIVUS WEALTH PARTNERS LLC — (JACKSONVILLE BEACH, FL) is newly SEC-registered with $139.3M RAUM and 3 advisory reps. IAPD ↗
95
EMERALD ASSET MANAGEMENT, INC. — (ROCKY MOUNT, NC) is newly SEC-registered with $110.4M RAUM and 1 advisory reps. IAPD ↗
95
RAI WEALTH MANAGEMENT — (PLACENTIA, CA) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
95
GA PINCUS FUNDS, LLC — (location n/a) is newly SEC-registered with $57.4M RAUM and 1 advisory reps. IAPD ↗
95
DERIVE WEALTH — (PASADENA, CA) is newly SEC-registered with $112.6M RAUM and 1 advisory reps. IAPD ↗
95
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC — (WAYNE, PA) is newly SEC-registered with $124.2M RAUM and 3 advisory reps. IAPD ↗
95
BOLT FINANCIAL GROUP, INC — (WORTHINGTON, OH) is newly SEC-registered with $107.6M RAUM and 4 advisory reps. IAPD ↗
95
LIFEPOINT PLANNING — (SCHAUMBURG, IL) is newly SEC-registered with $118.9M RAUM and 3 advisory reps. IAPD ↗
95
BENCHMARK FINANCIAL, LLC — (GREENVILLE, DE) is newly SEC-registered with $100.3M RAUM and 3 advisory reps. IAPD ↗
95
OUI FINANCIAL — (location n/a) is newly SEC-registered with $101.4M RAUM and 3 advisory reps. IAPD ↗
95
PLUS GROUP WEALTH ADVISORS, LLC — (BELGIUM, WI) is newly SEC-registered with $137.1M RAUM and 3 advisory reps. IAPD ↗
95
WRIGHT WEALTH STRATEGIES, LLC — (SAN LUIS OBISPO, CA) is newly SEC-registered with $127.6M RAUM and 1 advisory reps. IAPD ↗
95
21 WEST WEALTH MANAGEMENT LLC — (TUSTIN, CA) is newly SEC-registered with $106.9M RAUM and 2 advisory reps. IAPD ↗
95
ARBORFI ADVISORS, LLC — (ANN ARBOR, MI) is newly SEC-registered with $114.2M RAUM and 2 advisory reps. IAPD ↗
95
EUDAIMONIA WEALTH — (BUFFALO, NY) is newly SEC-registered with $28.5M RAUM and 1 advisory reps. IAPD ↗
95
OPTIMA CAPITAL MANAGEMENT — (TEMPE, AZ) is newly SEC-registered with $116.5M RAUM and 4 advisory reps. IAPD ↗
95
CORAL WEALTH MANAGEMENT, LLC — (MIAMI, FL) is newly SEC-registered with $104.1M RAUM and 1 advisory reps. IAPD ↗
95
CHESTNUT STREET INVESTMENT COUNSEL, LLC — (LANCASTER, PA) is newly SEC-registered with $104.1M RAUM and 3 advisory reps. IAPD ↗
95
HARBOR HILLS FINANCIAL ADVISORS — (MONTECITO, CA) is newly SEC-registered with $116.0M RAUM and 3 advisory reps. IAPD ↗
95
ALTAMIRA FINANCIAL GROUP, LLC — (SANTA FE, NM) is newly SEC-registered with $115.9M RAUM and 3 advisory reps. IAPD ↗
95
PLAN2THRIVE FINANCIAL — (ELDRIDGE, IA) is newly SEC-registered with $119.3M RAUM and 5 advisory reps. IAPD ↗
95
CALCULATED WEALTH — (MADISON, WI) is newly SEC-registered with $129.0M RAUM and 4 advisory reps. IAPD ↗
95
TSG ALPHA PARTNERS, LLC — (RONKONKOMA, NY) is newly SEC-registered with $74.5M RAUM and 6 advisory reps. IAPD ↗
95
VERUS WEALTH MANAGEMENT — (DE PERE, WI) is newly SEC-registered with $117.6M RAUM and 1 advisory reps. IAPD ↗
95
HOBBS WEALTH MANAGEMENT — (ZIONSVILLE, IN) is newly SEC-registered with $116.5M RAUM and 1 advisory reps. IAPD ↗
95
PLAN TO PROSPER WEALTH MANAGEMENT — (ORMOND BEACH, FL) is newly SEC-registered with $149.1M RAUM and 1 advisory reps. IAPD ↗
95
95
SOUND ADVISORY — (location n/a) is newly SEC-registered with $69.9M RAUM and 5 advisory reps. IAPD ↗
95
AVISE FINANCIAL — (LOS ANGELES, CA) is newly SEC-registered with $125.9M RAUM and 4 advisory reps. IAPD ↗
95
BALANCE WEALTH — (COLUMBUS, OH) is newly SEC-registered with $187.6M RAUM and 4 advisory reps. IAPD ↗
95
AVIATOR'S WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUE DIAMOND CAPITAL INVESTMENT ADVISORS — (PROVO, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ELITE WEALTH MANAGEMENT, INC. — (PLOVER, WI) is newly SEC-registered with $153.4M RAUM and 4 advisory reps. IAPD ↗
95
HONEOYE FALLS CAPITAL LLC — (HONEOYE FALLS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MADRID WEALTH MANAGEMENT — (ALBUQUERQUE, NM) is newly SEC-registered with $127.3M RAUM and 2 advisory reps. IAPD ↗
95
COQUINA PRIVATE WEALTH ADVISORS — (PORT CHARLOTTE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
PROSPER PRIVATE WEALTH — (MESA, AZ) is newly SEC-registered with $112.7M RAUM and 3 advisory reps. IAPD ↗
95
STATERA WEALTH MANAGEMENT — (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
MATTERS CAPITAL LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SANTARA WEALTH MANAGEMENT LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
PARKWAY WEALTH MANAGEMENT GROUP, LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
95
BASECAMP WEALTH ADVISORS, LLC — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
ARGO WEALTH ADVISORY, LLC — (VIENNA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ANCHOR POINT FINANCIAL — (BAKERSFIELD, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SYNERGY CAPITAL — (FORT COLLINS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
EXPATRIATE FINANCIAL STRATEGIES LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
ILLUMINATE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $600 RAUM and 1 advisory reps. IAPD ↗
95
CAPSTONE RIA — (BELLINGHAM, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PRESINT ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STEADTRUST — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BETTEREDGE CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $75.0M RAUM and 1 advisory reps. IAPD ↗
95
NJORD CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PERSIMMON CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARROW INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RIVER CRESCENT ADVISORS, LLC — (SUFFOLK, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STORGATE, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WILKERSON ADVISORY GROUP LLC — (COLUMBIA, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
TRUMAN WEALTH ADVISORS — (COLUMBIA, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXCELSIOR ADVISOR NETWORK LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ANGLIN INVESTMENT PARTNERS, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AP INVESTMENT MANAGEMENT — (MOUNTAIN VIEW, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BRANCHES + ROOTS INVESTMENT MANAGEMENT — (SARATOGA SPRINGS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PRAESTANTIA CAPITAL, LLC — (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIGHTCAP FINANCIAL GROUP, LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BRAYPARK WEALTH MANAGEMENT — (COSTA MESA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
85
ASSOCIATED INVESTMENT SERVICES, INC. — crossed $1B in regulatory AUM ($862.6M -> $1.00B). IAPD ↗
85
FLAGSTAR ADVISORS, INC. — crossed $1B in regulatory AUM ($966.7M -> $1.16B). IAPD ↗
85
ARTHUR M. COHEN & ASSOCIATES LLC — crossed $1B in regulatory AUM ($853.0M -> $1.02B). IAPD ↗
85
TD CAPITAL MANAGEMENT LLC — crossed $1B in regulatory AUM ($971.0M -> $1.09B). IAPD ↗
85
JACOBS & COMPANY, LLC — crossed $1B in regulatory AUM ($994.0M -> $1.10B). IAPD ↗
85
HCM WEALTH ADVISORS — crossed $1B in regulatory AUM ($909.1M -> $1.08B). IAPD ↗
85
AMERICAN FINANCIAL ADVISORS INC — crossed $1B in regulatory AUM ($887.2M -> $1.04B). IAPD ↗
85
COVENANT PARTNERS, LLC — crossed $1B in regulatory AUM ($944.0M -> $1.01B). IAPD ↗
85
CONSOLIDATED PORTFOLIO REVIEW CORP — crossed $1B in regulatory AUM ($905.6M -> $1.29B). IAPD ↗
85
AMB WEALTH, LLC — crossed $1B in regulatory AUM ($848.0M -> $1.01B). IAPD ↗
85
SC&H WEALTH — crossed $1B in regulatory AUM ($908.9M -> $1.13B). IAPD ↗
85
ROBLE, BELKO AND COMPANY, INC. — crossed $1B in regulatory AUM ($953.2M -> $1.08B). IAPD ↗
85
BERKSHIRE MONEY MANAGEMENT, INC. — crossed $1B in regulatory AUM ($903.8M -> $1.08B). IAPD ↗
85
SILICON VALLEY CAPITAL PARTNERS, L.P. — crossed $1B in regulatory AUM ($860.4M -> $1.08B). IAPD ↗
85
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($866.2M -> $1.01B). IAPD ↗
85
J.J. BURNS & COMPANY — crossed $1B in regulatory AUM ($885.3M -> $1.07B). IAPD ↗
85
BARTON INVESTMENT MANAGEMENT, LLC — crossed $1B in regulatory AUM ($846.2M -> $1.00B). IAPD ↗
85
LJI WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($853.2M -> $1.07B). IAPD ↗
85
PRAIRIEVIEW PARTNERS, LLC — crossed $1B in regulatory AUM ($949.0M -> $1.09B). IAPD ↗
85
ALPHA ARCHITECT — crossed $1B in regulatory AUM ($711.7M -> $7.27B). IAPD ↗
85
WELLSPRING FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($832.9M -> $1.02B). IAPD ↗
85
ALLIED INVESTMENT ADVISORS LLC — crossed $1B in regulatory AUM ($911.8M -> $1.13B). IAPD ↗
85
LINDEN GLOBAL STRATEGIES LLC — crossed $1B in regulatory AUM ($746.7M -> $1.31B). IAPD ↗
85
IRONSIDES ASSET ADVISORS, LLC — crossed $1B in regulatory AUM ($827.0M -> $1.26B). IAPD ↗
85
ARCHFORD CAPITAL STRATEGIES, LLC — crossed $1B in regulatory AUM ($971.5M -> $1.28B). IAPD ↗
85
IRONVINE CAPITAL PARTNERS, LLC — crossed $1B in regulatory AUM ($942.6M -> $1.10B). IAPD ↗
85
ONE WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($841.6M -> $1.05B). IAPD ↗
85
B.O.S.S. RETIREMENT ADVISORS, LLC — crossed $1B in regulatory AUM ($764.0M -> $1.06B). IAPD ↗
85
AUTUMN LANE ADVISORS, LLC — crossed $1B in regulatory AUM ($968.9M -> $1.06B). IAPD ↗
85
CLEVELAND WEALTH, LLC — crossed $1B in regulatory AUM ($767.8M -> $1.01B). IAPD ↗
85
LEXAURUM ADVISORS — crossed $1B in regulatory AUM ($784.2M -> $1.01B). IAPD ↗
85
STRATEGIC WEALTH GROUP — crossed $1B in regulatory AUM ($932.4M -> $1.04B). IAPD ↗
85
NORTHSTAR FIDUCIARY PARTNERS, LLC — crossed $1B in regulatory AUM ($771.7M -> $1.15B). IAPD ↗
85
HAVEN GLOBAL PARTNERS, LLC — crossed $1B in regulatory AUM ($893.6M -> $1.19B). IAPD ↗
85
PAUL R. RIED FINANCIAL GROUP, LLC — crossed $1B in regulatory AUM ($980.7M -> $1.06B). IAPD ↗
85
ELLSWORTH ADVISORS, LLC — crossed $1B in regulatory AUM ($913.6M -> $1.19B). IAPD ↗
85
CURATED WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($966.0M -> $1.45B). IAPD ↗
85
LIVE OAK PRIVATE WEALTH, LLC — crossed $1B in regulatory AUM ($951.6M -> $1.07B). IAPD ↗
85
KWB WEALTH — crossed $1B in regulatory AUM ($853.9M -> $1.01B). IAPD ↗
85
STEPHENS CONSULTING, LLC — crossed $1B in regulatory AUM ($918.4M -> $1.07B). IAPD ↗
85
TRG INVESTMENT ADVISORS, LLC — crossed $1B in regulatory AUM ($913.0M -> $1.11B). IAPD ↗
85
QUANTUM FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($972.2M -> $1.23B). IAPD ↗
85
AB2 CAPITAL PARTNERS LLC — crossed $1B in regulatory AUM ($947.9M -> $1.02B). IAPD ↗
85
LRI INVESTMENTS — crossed $1B in regulatory AUM ($932.9M -> $1.13B). IAPD ↗
85
THE NORDEN GROUP LLC — crossed $1B in regulatory AUM ($987.2M -> $1.74B). IAPD ↗
85
PORTSIDE WEALTH GROUP, LLC — crossed $1B in regulatory AUM ($884.8M -> $1.13B). IAPD ↗
85
DIVERSIFY WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($458.1M -> $2.29B). IAPD ↗
70
RAMIREZ ASSET MANAGEMENT, INC. — now reports custody of client assets ($382.2M). IAPD ↗
70
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC — now reports custody of client assets ($5.31B). IAPD ↗
70
PROWELL FINANCIAL MANAGEMENT, LLC — now reports custody of client assets ($6.26B). IAPD ↗
70
AVESTAR CAPITAL, LLC — now reports custody of client assets ($30.6M). IAPD ↗
70
CHICAGO CAPITAL, LLC — now reports custody of client assets ($2.57B). IAPD ↗
70
WGI DM, LLC — now reports custody of client assets ($1.11B). IAPD ↗
68
APC FINANCIAL PLANNING — now reports custody of client assets ($150.8M). IAPD ↗
68
OPTIMUM FINANCIAL SERVICES, LLC — now reports custody of client assets ($4.8M). IAPD ↗
68
TAYLOR FINANCIAL GROUP, INC. — now reports custody of client assets ($250,000). IAPD ↗
68
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC — now reports custody of client assets ($322.2M). IAPD ↗
68
YOUR RETIREMENT COACH — now reports custody of client assets ($359.5M). IAPD ↗
68
SMITH ASSET MANAGEMENT CO., LLC — now reports custody of client assets ($135.4M). IAPD ↗
68
CAHILL WEALTH MANAGEMENT, LLC — now reports custody of client assets ($67.5M). IAPD ↗
68
IFRAH FINANCIAL SERVICES, INC. — now reports custody of client assets ($88.8M). IAPD ↗
68
FINANCIAL HARVEST WEALTH ADVISORS — now reports custody of client assets ($187.8M). IAPD ↗
68
SENECA FINANCIAL ADVISORS LLC — now reports custody of client assets ($14.4M). IAPD ↗
68
LEGACY FINANCIAL GROUP — now reports custody of client assets ($144.3M). IAPD ↗
68
BOSTON STANDARD WEALTH MANAGEMENT, LLC — now reports custody of client assets ($276.8M). IAPD ↗
68
ASPEN WEALTH MANAGEMENT — now reports custody of client assets ($590,448). IAPD ↗
68
WALKNER CONDON FINANCIAL ADVISORS LLC — now reports custody of client assets ($170.9M). IAPD ↗
68
HERITAGE WEALTH ARCHITECTS, INC. — now reports custody of client assets ($74.8M). IAPD ↗
68
TIM LOONEY INVESTMENTS, LLC — now reports custody of client assets ($7.7M). IAPD ↗
68
SUMMIT INVESTMENT ADVISORY SERVICES — now reports custody of client assets ($35.2M). IAPD ↗
68
UPSTART WEALTH MANAGEMENT, LLC — now reports custody of client assets ($84.8M). IAPD ↗
68
BEACON FINANCIAL PLANNING, INC — now reports custody of client assets ($10.6M). IAPD ↗
68
LATKO WEALTH MANAGEMENT, LTD. — now reports custody of client assets ($29.9M). IAPD ↗
68
INTEGRITY WEALTH SOLUTIONS LLC — now reports custody of client assets ($85.2M). IAPD ↗
68
MY PERSONAL CFO, LLC — now reports custody of client assets ($224.1M). IAPD ↗
68
EIGER WEALTH MANAGEMENT, LLC — now reports custody of client assets ($12.2M). IAPD ↗
68
BROWNLEE WEALTH MANAGEMENT — now reports custody of client assets ($31.2M). IAPD ↗
68
OLISTICO WEALTH, LLC — now reports custody of client assets ($63.9M). IAPD ↗
68
EATON FINANCIAL GROUP — now reports custody of client assets ($121.1M). IAPD ↗
68
PARK EDGE ADVISORS, LLC — now reports custody of client assets ($148.1M). IAPD ↗
68
THE PINES WEALTH MANAGEMENT, LLC — now reports custody of client assets ($287,807). IAPD ↗
68
ABOUND FINANCIAL — now reports custody of client assets ($605). IAPD ↗
68
SPARTAN WEALTH MANAGEMENT — now reports custody of client assets ($64.3M). IAPD ↗
68
MAY HILL CAPITAL, LLC — now reports custody of client assets ($132.4M). IAPD ↗
68
INDIVISIBLE PARTNERS — now reports custody of client assets ($200.9M). IAPD ↗
68
CHICAGO OAKBROOK FINANCIAL GROUP — now reports custody of client assets ($208.5M). IAPD ↗
68
PIEDMONT WEALTH ADVISORY — now reports custody of client assets ($100,000). IAPD ↗
68
LATHROP INVESTMENT MANAGEMENT COMPANY — now reports custody of client assets ($9.0M). IAPD ↗
65
FOX FINANCIAL SERVICES, INC. — now reports custody of client assets ($1.9M). IAPD ↗
65
GORDIAN ADVISORS, LLC — now reports custody of client assets ($96.2M). IAPD ↗
65
AZNAR FINANCIAL ADVISORS, LLC — now reports custody of client assets ($77.8M). IAPD ↗
65
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC — now reports custody of client assets ($11.9M). IAPD ↗
65
COMPASS FINANCIAL GROUP, INC. — now reports custody of client assets ($21.0M). IAPD ↗
65
PAULO FINANCIAL ADVISORS, LLC — now reports custody of client assets ($5.4M). IAPD ↗
65
BELLWETHER INVESTMENT GROUP, LLC — now reports custody of client assets ($803,785). IAPD ↗
65
GUARDIAN CAPITAL, LLC — now reports custody of client assets. IAPD ↗
65
WORTH ADVISORS — now reports custody of client assets ($28.7M). IAPD ↗
65
WEALTHTRAK ADVISORS — now reports custody of client assets ($61.5M). IAPD ↗
65
CAREY WEALTH MANAGEMENT — now reports custody of client assets ($148.8M). IAPD ↗
65
SVRN ASSET MANAGEMENT, LLC — now reports custody of client assets ($34.5M). IAPD ↗
65
BARKER WEALTH MANAGEMENT, LLC — now reports custody of client assets ($66.8M). IAPD ↗
65
ARBOR FINANCIAL — now reports custody of client assets ($59.0M). IAPD ↗
65
FOUR FINANCIAL MANAGEMENT — now reports custody of client assets ($13.2M). IAPD ↗
65
ELEVATE CAPITAL ADVISORS — now reports custody of client assets ($30.8M). IAPD ↗
65
VALUES ADDED FINANCIAL — now reports custody of client assets ($110.5M). IAPD ↗
65
RESERVOIR WEALTH MANAGEMENT — now reports custody of client assets ($72.2M). IAPD ↗
65
CATALYST INVESTMENT MANAGEMENT LLC — now reports custody of client assets ($54,069). IAPD ↗
65
ELEVATION ADVISORY PARTNERS LLC — now reports custody of client assets ($43.4M). IAPD ↗
65
ALPHA OMEGA FINANCIAL — now reports custody of client assets ($54.6M). IAPD ↗
65
RIVER CITY WEALTH MANAGEMENT — now reports custody of client assets ($56.2M). IAPD ↗
65
EQUITY WEALTH PARTNERS, LLC — now reports custody of client assets ($1.7M). IAPD ↗
65
MONTHIE WEALTH ADVISORS — now reports custody of client assets ($35.4M). IAPD ↗
65
POLARIS INVESTMENT ADVISORS, LLC — now reports custody of client assets ($14.0M). IAPD ↗
65
AIM ADVISORS, LLC — now reports custody of client assets ($36.7M). IAPD ↗
65
BLALOCK WILLIAMS, LLC — now reports custody of client assets ($897,675). IAPD ↗
65
LAKESHORE CAPITAL GROUP, INC. — now reports custody of client assets ($100.3M). IAPD ↗
65
MATRIARCH WEALTH MANAGEMENT, LLC — now reports custody of client assets ($8.9M). IAPD ↗
65
WAYSTONE ADVISORS LLC — now reports custody of client assets ($26.8M). IAPD ↗
65
ROXBURY FINANCIAL — now reports custody of client assets ($48.6M). IAPD ↗
65
BLUE JEAN FINANCIAL LLC — now reports custody of client assets ($7.2M). IAPD ↗
65
BLUEHEEL LLC — now reports custody of client assets ($134.3M). IAPD ↗
65
MARTINSEN WEALTH MANAGEMENT — now reports custody of client assets ($8.6M). IAPD ↗
65
VINCENT WEALTH ADVISORS LLC — now reports custody of client assets ($12.2M). IAPD ↗
65
WEALTH INTELLIGENCE, LLC — now reports custody of client assets ($348,462). IAPD ↗
65
VALOIR WEALTH LLC — now reports custody of client assets ($17.5M). IAPD ↗
65
WALLEYE PARTNERS LLC — now reports custody of client assets ($71.2M). IAPD ↗
65
GLOBAL TRUST WEALTH MANAGEMENT LLC — now reports custody of client assets ($91.1M). IAPD ↗
85
CORYELL INVESTMENT MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
THISTLE CREEK CAPITAL, LLC — (LEHI, UT) is newly SEC-registered with $183.6M RAUM and 6 advisory reps. IAPD ↗institutional
85
CARO INVESTORS — (CHEVY CHASE, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DRC INVESTMENT ADVISORS, LLC — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
ADAMS STREET ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 142 advisory reps. IAPD ↗institutional
85
WILLOW PARTNER ADVISORS, LLC — (PRIDES CROSSING, MA) is newly SEC-registered with $0 RAUM and 10 advisory reps. IAPD ↗institutional
85
ALTIUM INVESTMENT STRATEGIES LLC — (WESLEY CHAPEL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
THE FAMILY OFFICES GLOBAL VENTURES INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ELDRIDGE SME ADVISERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
EVERVIEW PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BLUE OWL ALTERNATIVE CREDIT ADVISORS II LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 170 advisory reps. IAPD ↗institutional
85
CC CAPITAL INSURANCE ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
OASIS CAPITAL PARTNERS — (GILBERT, AZ) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
AZORIA CAPITAL, INC. — (WASHINGTON, DC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
83
CROSSBEAM VENTURE PARTNERS — (NEW YORK, NY) is newly SEC-registered with $423.1M RAUM and 3 advisory reps. IAPD ↗fund
83
83
SITUATIONAL AWARENESS LP — (SAN FRANCISCO, CA) is newly SEC-registered with $383.0M RAUM and 2 advisory reps. IAPD ↗fund
80
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $14.9M RAUM and 1 advisory reps. IAPD ↗fund
80
BLEECKER STREET CAPITAL MANAGEMENT, LLC — (BROOKLYN, NY) is newly SEC-registered with $64.0M RAUM and 3 advisory reps. IAPD ↗fund
80
KUAHIWI MANAGEMENT LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $21.4M RAUM and 4 advisory reps. IAPD ↗fund
75
MORTGAGE INDUSTRY ADVISORY COMPANY — crossed $1B in regulatory AUM ($863.6M -> $1.39B). IAPD ↗institutional
75
SILICON VALLEY RETIREMENT SERVICES, LLC — crossed $1B in regulatory AUM ($944.3M -> $1.14B). IAPD ↗institutional
75
GLACIER PEAK CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($774.2M -> $11.17B). IAPD ↗institutional
75
75
HAUSER RETIREMENT SOLUTIONS 2 LLC — crossed $1B in regulatory AUM ($965.7M -> $1.17B). IAPD ↗institutional
70
70
70
70
70
70
VALUEQUEST INVESTMENT ADVISORS PRIVATE LTD — (MUMBAI, India) is newly SEC-registered with $2.18B RAUM and 27 advisory reps. IAPD ↗foreign
70
NORTHCAPE CAPITAL — (SYDNEY, NEW SOUTH WALES, Australia) is newly SEC-registered with $9.13B RAUM and 17 advisory reps. IAPD ↗foreign
68
PROMETHEUS WEALTH MANAGEMENT SAM — (MONACO, Monaco) is newly SEC-registered with $950.0M RAUM and 6 advisory reps. IAPD ↗foreign
65
INTEGRATED FINANCIAL PLANNING SERVICES — (HEIDELBERG, Germany) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
TANCOOK INVESTMENT MANAGEMENT LIMITED — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
65
DT INVESTMENT MANAGEMENT IFSC LLP — (GIFT CITY, GANDHI NAGAR, GUJARAT, India) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
58
55
53
50
50
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.