Custodian — March 2026
Custodians courting new and breakaway RIAs (Schwab, Fidelity, Altruist, Axos, TradePMR).
254 firms opened this window in the March 2026 SEC roster: 101 new registration, 96 custody started, 57 aum crossed 1b.
98
FINANCIAL PLANNING HAWAII, INC. — (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
98
ACCESS WEALTH MANAGEMENT, LLC — (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
98
GRAVITALIX FINANCIAL — (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
95
MISSIONSQUARE WEALTH MANAGEMENT — (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
95
LANDOLT SECURITIES, INC. — (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
95
DORATO CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. — (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
95
STAIB FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
95
INNOVATIVE FINANCIAL, LLC — (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
95
QUANTUM FINANCIAL PARTNERS LLC — (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
95
PASQUA WEALTH SOLUTIONS — (PALM CITY, FL) is newly SEC-registered with $129.7M RAUM and 1 advisory reps. IAPD ↗
95
J. FREEMAN & ASSOCIATES — (GREENVILLE, SC) is newly SEC-registered with $175.0M RAUM and 1 advisory reps. IAPD ↗
95
POLERO ICE ADVISERS — (location n/a) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
95
INVESTMENT & TAX STRATEGIES, INC. — (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
95
RCN WEALTH ADVISORS, INC. — (location n/a) is newly SEC-registered with $58.4M RAUM and 1 advisory reps. IAPD ↗
95
FLIGHT LINE FINANCIAL, LLC — (PRINCETON, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
GRAETER WEALTH ADVISORS, LLC — (LOUISVILLE, KY) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
95
JCN FINANCIAL & TAX ADVISORY GROUP, LLC — (BATON ROUGE, LA) is newly SEC-registered with $121.6M RAUM and 2 advisory reps. IAPD ↗
95
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered with $45.0M RAUM and 1 advisory reps. IAPD ↗
95
II TECHNOLOGY, LLC — (AUSTIN, TX) is newly SEC-registered with $40.7M RAUM and 2 advisory reps. IAPD ↗
95
RABENOLD ADVISORS, INC. — (WILLIAMSVILLE, NY) is newly SEC-registered with $32.3M RAUM and 1 advisory reps. IAPD ↗
95
MERIDIAN WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $117.8M RAUM and 4 advisory reps. IAPD ↗
95
THE FINANCIAL LEGACY GROUP — (CHARLOTTE, NC) is newly SEC-registered with $107.3M RAUM and 2 advisory reps. IAPD ↗
95
M2 CAPITAL ADVISORS — (VALENCIA, CA) is newly SEC-registered with $40.4M RAUM and 6 advisory reps. IAPD ↗
95
SAFEBRIDGE LLC — (location n/a) is newly SEC-registered with $205.3M RAUM and 1 advisory reps. IAPD ↗
95
FAIRCHILD CAPITAL LLC — (PORTLAND, OR) is newly SEC-registered with $102.8M RAUM and 1 advisory reps. IAPD ↗
95
UAK DIVERSIFIED WEALTH ADVISORS — (MINNETONKA, MN) is newly SEC-registered with $113.0M RAUM and 2 advisory reps. IAPD ↗
95
BLUE LINE CAPITAL — (CHICAGO, IL) is newly SEC-registered with $131.9M RAUM and 5 advisory reps. IAPD ↗
95
ARMOUR WEALTH ADVISORS, LLC — (TUMWATER, WA) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
95
SEBETIC ADVISORS, LLC — (location n/a) is newly SEC-registered with $94.4M RAUM and 1 advisory reps. IAPD ↗
95
QUANTSTREET CAPITAL — (location n/a) is newly SEC-registered with $192.6M RAUM and 2 advisory reps. IAPD ↗
95
INTELLICAPITAL ADVISORS LLC — (PONTE VEDRA, FL) is newly SEC-registered with $118.9M RAUM and 2 advisory reps. IAPD ↗
95
IDLE HILL ADVISORS LLC — (GREENVILLE, SC) is newly SEC-registered with $103.8M RAUM and 4 advisory reps. IAPD ↗
95
ZENITH ADVISORY GROUP, LLC — (THE VILLAGES, FL) is newly SEC-registered with $115.4M RAUM and 2 advisory reps. IAPD ↗
95
TRAILWISE FINANCIAL PARTNERS, LLC — (GOLDEN, CO) is newly SEC-registered with $144.8M RAUM and 4 advisory reps. IAPD ↗
95
PEARL WEALTH GROUP — (location n/a) is newly SEC-registered with $102.9M RAUM and 2 advisory reps. IAPD ↗
95
POINT NEMO CAPITAL, LLC — (location n/a) is newly SEC-registered with $103.8M RAUM and 3 advisory reps. IAPD ↗
95
34 FINANCIAL, LLC — (ATLANTA, GA) is newly SEC-registered with $101.0M RAUM and 4 advisory reps. IAPD ↗
95
WESTERN RESERVE CAPITAL MANAGEMENT, LLC — (HUDSON, OH) is newly SEC-registered with $120.2M RAUM and 2 advisory reps. IAPD ↗
95
TUMOLO WEALTH MANAGEMENT LLC — (EAST LYME, CT) is newly SEC-registered with $134.0M RAUM and 4 advisory reps. IAPD ↗
95
WEALTH EASE WEALTH MANAGEMENT — (MARSHALL, MI) is newly SEC-registered with $132.2M RAUM and 2 advisory reps. IAPD ↗
95
JET WEALTH ADVISORS — (LA JOLLA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
ADVICE ONLY — (SAN DIEGO, CA) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
95
GRACE ADVISORS LLC — (WILMINGTON, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
95
MM ADVISORS, LLC — (AUBURN, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
95
RAIL-SPLITTER CAPITAL MANAGEMENT LLC — (WINNETKA, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
95
LEO WEALTH AMERICAS, LLC — (HURST, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗
95
LILLIANO CAPITAL MANAGEMENT LLC — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GALLACHER CAPITAL LLC — (LONE TREE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
PRAIRIE ADVISORY, LLC — (LEAWOOD, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
BERCH CAPITAL LLC — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $6.6M RAUM and 2 advisory reps. IAPD ↗
95
PIEDMONT PRIVATE WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PECUSAVVY FINANCIAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BILI FINANCE — (TUCSON, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
GRYPHON WEALTH — (JACKSONVILLE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
PRISM PLANNING AND SOLUTIONS GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
TYLER STREET CAPITAL — (PLYMOUTH, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LAFAYETTE SQUARE WEALTH, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
95
VANDALIA WEALTH — (CHARLESTON, WV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 13 advisory reps. IAPD ↗
95
CAPSTONE WEALTH MANAGEMENT GROUP, INC. — (BEND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
95
STERLING LEGACY ADVISORS INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
HESMER WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
COAST ADVISORY LLC — (EAST TROY, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TAILORED WEALTH SOLUTIONS — (SARATOGA SPRINGS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
PIEDMONT WEALTH MANAGEMENT — (ALEXANDRIA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ASAL INVEST — (ARLINGTON, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ISQ CAPITAL — (KING OF PRUSSIA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
MRP LEGACY ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SOUND FUTURES — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
HOMAGE WEALTH GROUP LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
85
GRIFFIN ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($969.7M -> $1.05B). IAPD ↗
85
FIERSTON FINANCIAL GROUP INC — crossed $1B in regulatory AUM ($942.6M -> $1.04B). IAPD ↗
85
FINANCIAL ADVISORY CORPORATION — crossed $1B in regulatory AUM ($971.8M -> $1.10B). IAPD ↗
85
SHARKEY HOWES & JAVER INC — crossed $1B in regulatory AUM ($917.0M -> $1.13B). IAPD ↗
85
BRAND ASSET MANAGEMENT GROUP, INC. — crossed $1B in regulatory AUM ($930.4M -> $1.17B). IAPD ↗
85
DIXON FINANCIAL SERVICES — crossed $1B in regulatory AUM ($914.4M -> $1.09B). IAPD ↗
85
J.W.BURNS & COMPANY, INC. — crossed $1B in regulatory AUM ($904.0M -> $1.03B). IAPD ↗
85
HANSON & DOREMUS INVESTMENT MANAGEMENT — crossed $1B in regulatory AUM ($849.6M -> $1.06B). IAPD ↗
85
CARDINAL CAPITAL MANAGEMENT INC — crossed $1B in regulatory AUM ($891.4M -> $1.03B). IAPD ↗
85
HTG INVESTMENT ADVISORS INC — crossed $1B in regulatory AUM ($968.7M -> $1.11B). IAPD ↗
85
JAMISON PRIVATE WEALTH MANAGEMENT, INC. — crossed $1B in regulatory AUM ($851.3M -> $1.05B). IAPD ↗
85
INVESTMENT ADVISORY GROUP LLC — crossed $1B in regulatory AUM ($994.4M -> $1.22B). IAPD ↗
85
BAKER ELLIS ASSET MANAGEMENT LLC — crossed $1B in regulatory AUM ($874.2M -> $1.05B). IAPD ↗
85
RICHARD YOUNG ADVISORS — crossed $1B in regulatory AUM ($972.4M -> $1.20B). IAPD ↗
85
NFSG CORPORATION — crossed $1B in regulatory AUM ($813.5M -> $1.08B). IAPD ↗
85
AZIMUT INVESTMENT ADVISORS LLC — crossed $1B in regulatory AUM ($639.1M -> $1.11B). IAPD ↗
85
SOUTHERN FINANCIAL GROUP, LLC — crossed $1B in regulatory AUM ($936.1M -> $1.05B). IAPD ↗
85
YESKE BUIE INC. — crossed $1B in regulatory AUM ($925.9M -> $1.07B). IAPD ↗
85
SACHETTA, LLC — crossed $1B in regulatory AUM ($884.1M -> $1.00B). IAPD ↗
85
HUDOCK CAPITAL GROUP — crossed $1B in regulatory AUM ($849.1M -> $1.00B). IAPD ↗
85
MCGLONE SUTTNER WEALTH MANAGEMENT, INC. — crossed $1B in regulatory AUM ($816.0M -> $1.01B). IAPD ↗
85
TALBOT FINANCIAL, LLC — crossed $1B in regulatory AUM ($937.5M -> $1.34B). IAPD ↗
85
ARBITER PARTNERS — crossed $1B in regulatory AUM ($778.6M -> $1.25B). IAPD ↗
85
FINANCIAL CONCEPTS — crossed $1B in regulatory AUM ($890.0M -> $1.09B). IAPD ↗
85
CHEVIOT VALUE MANAGEMENT, LLC — crossed $1B in regulatory AUM ($963.3M -> $1.17B). IAPD ↗
85
GUARDIAN WEALTH STRATEGIES, LLC — crossed $1B in regulatory AUM ($944.1M -> $1.14B). IAPD ↗
85
OCCIDENTAL ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($953.4M -> $1.07B). IAPD ↗
85
HORIZON WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($945.8M -> $1.08B). IAPD ↗
85
PANORAMIKA ADVISORS INC. — crossed $1B in regulatory AUM ($947.3M -> $1.05B). IAPD ↗
85
SPINNAKER INVESTMENT GROUP, LLC — crossed $1B in regulatory AUM ($882.0M -> $1.07B). IAPD ↗
85
TCP ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($822.1M -> $1.18B). IAPD ↗
85
CLEARVIEW FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($850.4M -> $1.06B). IAPD ↗
85
ACCEL WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($974.0M -> $1.15B). IAPD ↗
85
CYPRESS WEALTH SERVICES, LLC — crossed $1B in regulatory AUM ($965.5M -> $1.34B). IAPD ↗
85
IGNITE PLANNERS LLC — crossed $1B in regulatory AUM ($941.8M -> $1.14B). IAPD ↗
85
INSIGHT WEALTH STRATEGIES, LLC — crossed $1B in regulatory AUM ($932.0M -> $1.06B). IAPD ↗
85
PROMETHOS CAPITAL, LLC — crossed $1B in regulatory AUM ($875.3M -> $1.27B). IAPD ↗
85
VERUM PARTNERS LLC — crossed $1B in regulatory AUM ($827.6M -> $1.01B). IAPD ↗
85
AIRE ADVISORS, LLC — crossed $1B in regulatory AUM ($905.4M -> $1.01B). IAPD ↗
85
SCOTT CAPITAL ADVISORS, LLC — crossed $1B in regulatory AUM ($968.4M -> $1.13B). IAPD ↗
85
ADAMSBROWN WEALTH CONSULTANTS LLC — crossed $1B in regulatory AUM ($880.9M -> $1.12B). IAPD ↗
85
CAPITAL ADVISORS WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($908.3M -> $1.11B). IAPD ↗
85
THE CLARUS GROUP — crossed $1B in regulatory AUM ($877.3M -> $1.10B). IAPD ↗
85
FOURPATH CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($931.1M -> $1.06B). IAPD ↗
85
MEOW ADVISORY, LLC — crossed $1B in regulatory AUM ($856.8M -> $1.38B). IAPD ↗
85
GOLDSTEIN ADVISORS, LLC — crossed $1B in regulatory AUM ($943.4M -> $1.08B). IAPD ↗
85
ROBINHOOD ASSET MANAGEMENT — crossed $1B in regulatory AUM ($158.7M -> $1.52B). IAPD ↗
85
PARR MCKNIGHT WEALTH MANAGEMENT GROUP — crossed $1B in regulatory AUM ($952.4M -> $1.07B). IAPD ↗
85
RATSON ADVISORY LLC — crossed $1B in regulatory AUM ($85.5M -> $2.39B). IAPD ↗
85
SPARTAN WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($406.6M -> $1.48B). IAPD ↗
85
CHICAGO OAKBROOK FINANCIAL GROUP — crossed $1B in regulatory AUM ($907.3M -> $1.21B). IAPD ↗
70
SPINNAKER INVESTMENT GROUP, LLC — now reports custody of client assets ($420.7M). IAPD ↗
70
TCP ASSET MANAGEMENT, LLC — now reports custody of client assets ($32.6M). IAPD ↗
70
MODELL CAPITAL MANAGEMENT LLC — now reports custody of client assets ($611.6M). IAPD ↗
68
WHITENER CAPITAL MANAGEMENT, INC — now reports custody of client assets ($59.9M). IAPD ↗
68
PARAGON CAPITAL MANAGEMENT LLC — now reports custody of client assets ($237.2M). IAPD ↗
68
HARBOUR INVESTMENT MANAGEMENT L.L.C. — now reports custody of client assets ($104.5M). IAPD ↗
68
5T WEALTH, LLC — now reports custody of client assets ($2.6M). IAPD ↗
68
COX CAPITAL MANAGEMENT LLC — now reports custody of client assets ($55.1M). IAPD ↗
68
MCCLARREN FINANCIAL ADVISORS — now reports custody of client assets ($6.5M). IAPD ↗
68
HERITAGE WEALTH MANAGEMENT — now reports custody of client assets ($41.5M). IAPD ↗
68
FREEDOM ADVISORY — now reports custody of client assets ($471.1M). IAPD ↗
68
SCULATI WEALTH MANAGEMENT, LLC — now reports custody of client assets ($120.4M). IAPD ↗
68
LONG ISLAND WEALTH MANAGEMENT, INC. — now reports custody of client assets ($63.9M). IAPD ↗
68
SEVENBRIDGE FINANCIAL GROUP, LLC — now reports custody of client assets ($203.5M). IAPD ↗
68
GREENHOUSE WEALTH MANAGEMENT, LLC — now reports custody of client assets ($35.0M). IAPD ↗
68
SLOW CAPITAL, INC. — now reports custody of client assets ($19.5M). IAPD ↗
68
UNCOMMON CENTS INVESTING — now reports custody of client assets ($220.0M). IAPD ↗
68
MAIA WEALTH — now reports custody of client assets ($54.7M). IAPD ↗
68
RIVERSEDGE ADVISORS — now reports custody of client assets ($196.1M). IAPD ↗
68
OATH PLANNING, LLC — now reports custody of client assets ($30.6M). IAPD ↗
68
RHP WEALTH MANAGEMENT — now reports custody of client assets ($155.3M). IAPD ↗
68
DORVAL & CHORNE FINANCIAL ADVISORS — now reports custody of client assets ($8.7M). IAPD ↗
68
STEVENS CAPITAL PARTNERS — now reports custody of client assets ($91.0M). IAPD ↗
68
MOSLEY WEALTH MANAGEMENT, INC. — now reports custody of client assets ($84.1M). IAPD ↗
68
CONSCIOUS WEALTH INVESTMENTS, LLC — now reports custody of client assets ($100,000). IAPD ↗
68
J.R. PRUNIER CAPITAL MANAGEMENT LLC — now reports custody of client assets ($229.2M). IAPD ↗
68
SOLANO WEALTH ADVISORS — now reports custody of client assets ($335.6M). IAPD ↗
68
PETROS FAMILY WEALTH, LLC — now reports custody of client assets ($5.4M). IAPD ↗
68
LUMINVEST WEALTH MANAGEMENT LLC — now reports custody of client assets ($49.2M). IAPD ↗
68
STONEPATH WEALTH MANAGEMENT — now reports custody of client assets ($593,032). IAPD ↗
68
MINDSET WEALTH MANAGEMENT, LLC — now reports custody of client assets ($53.5M). IAPD ↗
68
ALTERI WEALTH — now reports custody of client assets ($15.9M). IAPD ↗
68
LIBERTY SQUARE WEALTH PARTNERS LLC — now reports custody of client assets ($123.8M). IAPD ↗
68
SELBY WEALTH MANAGEMENT — now reports custody of client assets ($224.5M). IAPD ↗
68
MACCO FINANCIAL GROUP, INC. — now reports custody of client assets ($3.4M). IAPD ↗
68
COLLABORATIVE CAPITAL ADVISORS LLC — now reports custody of client assets ($101.8M). IAPD ↗
68
LIVET WEALTH, LLC — now reports custody of client assets ($136.6M). IAPD ↗
68
SENTINEL ADVISORY GROUP, LLC — now reports custody of client assets ($18.1M). IAPD ↗
65
INTEGRA FINANCIAL, INC. — now reports custody of client assets ($48.9M). IAPD ↗
65
ADVANTAGE INVESTING, INC. — now reports custody of client assets ($2.7M). IAPD ↗
65
GOING CPAS AND WEALTH ADVISORS — now reports custody of client assets ($12.3M). IAPD ↗
65
FRAZEE INVESTMENT CONSULTING, INC. — now reports custody of client assets ($14.3M). IAPD ↗
65
RUTHERFORD ASSET PLANNING, INC. — now reports custody of client assets ($66.6M). IAPD ↗
65
SIERRA PACIFIC PRIVATE WEALTH, LLC — now reports custody of client assets ($52.0M). IAPD ↗
65
COMPASS INVESTMENT ADVISERS, LLC — now reports custody of client assets ($2.4M). IAPD ↗
65
MUNDOVAL CAPITAL MANAGEMENT, INC. — now reports custody of client assets ($6.1M). IAPD ↗
65
OFC WEALTH MANAGEMENT — now reports custody of client assets ($170,731). IAPD ↗
65
HARDING FINANCIAL GROUP — now reports custody of client assets ($2.1M). IAPD ↗
65
BAY CAPITAL ADVISORS, LLC — now reports custody of client assets ($91.7M). IAPD ↗
65
SEACREST INVESTMENT MANAGEMENT, LLC — now reports custody of client assets ($17.1M). IAPD ↗
65
LEGACY ADVISORY SERVICES, LLC — now reports custody of client assets ($74.7M). IAPD ↗
65
NATURAL BRIDGES FINANCIAL ADVISORS — now reports custody of client assets ($3.7M). IAPD ↗
65
COLTON WEALTH MANAGEMENT — now reports custody of client assets ($39.5M). IAPD ↗
65
SMB FINANCIAL SERVICES, INC. — now reports custody of client assets ($52.0M). IAPD ↗
65
A J FELDMAN FINANCIAL, LLC — now reports custody of client assets ($22.6M). IAPD ↗
65
NORTH RIDGE — now reports custody of client assets ($63.7M). IAPD ↗
65
BARRETT WEALTH CONNECTION LLC — now reports custody of client assets ($37.3M). IAPD ↗
65
NYE WEALTH MANAGEMENT LLC — now reports custody of client assets ($77.8M). IAPD ↗
65
WATCHSTONE WEALTH MANAGEMENT LLC — now reports custody of client assets ($28,000). IAPD ↗
65
BRIDGE FINANCIAL PLANNING, LLC — now reports custody of client assets ($30.7M). IAPD ↗
65
SEEDSAFE FINANCIAL LLC — now reports custody of client assets ($58.3M). IAPD ↗
65
RMR CAPITAL MANAGEMENT LLC — now reports custody of client assets ($5.7M). IAPD ↗
65
BONFIRE FINANCIAL, LLC — now reports custody of client assets ($27.6M). IAPD ↗
65
NRG WEALTH MANAGEMENT — now reports custody of client assets ($4.9M). IAPD ↗
65
SKY ALPHA ASSET ADVISORS — now reports custody of client assets ($50.0M). IAPD ↗
65
KEYSTONE WEALTH MANAGEMENT — now reports custody of client assets ($7.2M). IAPD ↗
65
WESTVIEW INVESTMENT ADVISORS — now reports custody of client assets ($12.9M). IAPD ↗
65
TEAM WEALTH & TAX ADVISORS — now reports custody of client assets ($52.2M). IAPD ↗
65
REDSTONE WEALTH MANAGEMENT, LLC — now reports custody of client assets ($176). IAPD ↗
65
VENTANA PRIVATE WEALTH LLC — now reports custody of client assets ($19.8M). IAPD ↗
65
SIEBEN WEALTH PLANNING LLC — now reports custody of client assets ($46.2M). IAPD ↗
65
WINCAP FINANCIAL LLC — now reports custody of client assets ($143.9M). IAPD ↗
65
TRADEWINDS WEALTH MANAGEMENT — now reports custody of client assets ($30.2M). IAPD ↗
65
SUNRISE FINANCIAL SERVICES LLC — now reports custody of client assets ($8.4M). IAPD ↗
65
PLAN TO PROSPER WEALTH MANAGEMENT — now reports custody of client assets ($125.1M). IAPD ↗
65
AVISE FINANCIAL — now reports custody of client assets ($31.7M). IAPD ↗
65
SWIFTWATER CAPITAL — now reports custody of client assets ($327,512). IAPD ↗
65
PACIFIC WEALTH ADVISORY SERVICES LLC — now reports custody of client assets ($35.1M). IAPD ↗
65
XENA FINANCIAL PLANNING, LLC — now reports custody of client assets ($22.7M). IAPD ↗
65
HORIZON WEALTH — now reports custody of client assets ($3.1M). IAPD ↗
65
STORMS & ROWDON FINANCIAL SERVICES, INC. — now reports custody of client assets ($1.2M). IAPD ↗
65
LYONS CAPITAL GROUP — now reports custody of client assets ($18.1M). IAPD ↗
65
BELLINGRATH WEALTH MANAGEMENT, L.L.C. — now reports custody of client assets ($20.8M). IAPD ↗
65
SUCCESSION FINANCIAL, INC — now reports custody of client assets ($146.0M). IAPD ↗
65
CADIA PRIVATE CLIENT LLC — now reports custody of client assets ($24.4M). IAPD ↗
65
SKYVIEW PINNACLE — now reports custody of client assets ($12.5M). IAPD ↗
65
DANIEL INVESTMENT GROUP INC. — now reports custody of client assets ($42.9M). IAPD ↗
65
A3 CAPITAL ADVISORS — now reports custody of client assets ($161.8M). IAPD ↗
88
DEVELOP CAPITAL PARTNERS, LP. — (PITTSFORD, NY) is newly SEC-registered with $940.0M RAUM and 4 advisory reps. IAPD ↗institutional
85
OWL VENTURES — (SAN FRANCISCO, CA) is newly SEC-registered with $2.27B RAUM and 10 advisory reps. IAPD ↗fund
85
BONACCORD CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $4.30B RAUM and 14 advisory reps. IAPD ↗fund
85
S3 CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $3.64B RAUM and 15 advisory reps. IAPD ↗fund
85
CIBRA CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
APPLIED QUANTITATIVE INVESTMENTS LLC — (LONE TREE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
TAP CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ALTA ASSET MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 13 advisory reps. IAPD ↗institutional
85
CRESALTA INVESTMENT MANAGEMENT, INC. — (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ONE RIVER VOLATILITY ARBITRAGE LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
85
PARC STREET ADVISORS — (SYOSSET, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
HCIP ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
GRADIENT RIDGE CAPITAL, L.P. — (NORWALK, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
83
STORR GROUP — (WEST PALM BEACH, FL) is newly SEC-registered with $309.5M RAUM and 5 advisory reps. IAPD ↗fund
83
HAMILTON SQUARE PARTNERS MANAGEMENT, LP — (PRINCETON, NJ) is newly SEC-registered with $319.3M RAUM and 5 advisory reps. IAPD ↗fund
80
BUTTONWOOD GROUP ADVISORS LLC — (UNIONDALE, NY) is newly SEC-registered with $240.2M RAUM and 4 advisory reps. IAPD ↗fund
80
WESTBOUND EQUITY MANAGEMENT, LLC — (PALO ALTO, CA) is newly SEC-registered with $146.2M RAUM and 3 advisory reps. IAPD ↗fund
80
BP ASSET MANAGEMENT INC. — (CHARLOTTE, NC) is newly SEC-registered with $155.3M RAUM and 3 advisory reps. IAPD ↗fund
80
CREEK DRIVE MANAGEMENT GROUP LLC — (location n/a) is newly SEC-registered with $154.9M RAUM and 3 advisory reps. IAPD ↗fund
80
ETERNAL CAPITAL, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $17.0M RAUM and 5 advisory reps. IAPD ↗fund
80
SOLYCO CAPITAL LLC — (ROCHESTER, MI) is newly SEC-registered with $219.9M RAUM and 2 advisory reps. IAPD ↗fund
80
CENTURIA CAPITAL PARTNERS LLC — (GUAYNABO, PR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
75
75
NEWFRONT RETIREMENT SERVICES, INC. — crossed $1B in regulatory AUM ($649.3M -> $1.04B). IAPD ↗institutional
75
70
70
70
70
MIC CAPITAL MANAGEMENT UK LLP — (LONDON, United Kingdom) is newly SEC-registered with $35.31B RAUM and 78 advisory reps. IAPD ↗foreign
65
PORTAGE WEALTH INC — (OAKVILLE, Canada) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗foreign
55
55
53
53
53
53
50
35
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.