← Tributary

Custodian — February 2025

Custodians courting new and breakaway RIAs (Schwab, Fidelity, Altruist, Axos, TradePMR).

155 firms opened this window in the February 2025 SEC roster: 110 new registration, 34 custody started, 11 aum crossed 1b.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
CAP SIX ADVISORS — (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
95
HOFFMANN HERMANSON — (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
95
HARDING FINANCIAL GROUP, LLC. — (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
95
WALLENDER, TIMOTHY JOSEPH — (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
95
ALEXANDER CAPITAL ADVISORS, LLC — (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
95
FIDELIS FINANCIAL PLANNING, LLC — (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
95
FINLEY WEALTH ADVISORS — (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
95
STEMBROOK ASSET MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
95
SULLIVAN INVESTMENTS GROUP, LLC — (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
95
A J FELDMAN FINANCIAL, LLC — (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps. IAPD ↗
$111.4M RAUM · 1 reps · 847-607-8249 · ajfeldmanfinancial.com
95
PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC. — (KING OF PRUSSIA, PA) is newly SEC-registered with $122.2M RAUM and 2 advisory reps. IAPD ↗
$122.2M RAUM · 2 reps · 267-221-6305
95
BARNETT CAPITAL ADVISORS LLC — (MIAMI, FL) is newly SEC-registered with $121.9M RAUM and 2 advisory reps. IAPD ↗
$121.9M RAUM · 2 reps · 305-328-8538 · barnettcapitaladvisors.com
95
DONALIES FINANCIAL PLANNING, LLC — (WASHINGTON, DC) is newly SEC-registered with $100.1M RAUM and 1 advisory reps. IAPD ↗
$100.1M RAUM · 1 reps · 240-888-2573 · donaliesfp.com
95
JGC TAX & WEALTH MANAGEMENT — (SALEM, OR) is newly SEC-registered with $110.0M RAUM and 3 advisory reps. IAPD ↗
$110.0M RAUM · 3 reps · 503-304-9248 · app.modestspark.com
95
PROFUSION FINANCIAL — (ST. LOUIS, MO) is newly SEC-registered with $124.9M RAUM and 2 advisory reps. IAPD ↗
$124.9M RAUM · 2 reps · (314) 441-6107
95
LIFE STRATEGIES, INC. — (LA JOLLA, CA) is newly SEC-registered with $112.0M RAUM and 1 advisory reps. IAPD ↗
$112.0M RAUM · 1 reps · 916-541-3846 · lifestrategies.advisorwebsite.com
95
RUGGIERO INVESTMENTS — (WEST PALM BEACH, FL) is newly SEC-registered with $114.0M RAUM and 3 advisory reps. IAPD ↗
$114.0M RAUM · 3 reps · (561) 406-5505
95
ANKERSTAR WEALTH, LLC — (ROUND ROCK, TX) is newly SEC-registered with $109.9M RAUM and 6 advisory reps. IAPD ↗
$109.9M RAUM · 6 reps · 512-614-0085
95
CAPITAL CITY WEALTH MANAGEMENT, INC. — (BISMARCK, ND) is newly SEC-registered with $126.0M RAUM and 2 advisory reps. IAPD ↗
$126.0M RAUM · 2 reps · (701) 250-7220
95
S. WILLIAMS CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $25.2M RAUM and 1 advisory reps. IAPD ↗
$25.2M RAUM · 1 reps · 646-375-5325 · swilliamscapital.com
95
INVISOR — (SENECA, KS) is newly SEC-registered with $167.3M RAUM and 4 advisory reps. IAPD ↗
$167.3M RAUM · 4 reps · 785-334-4100 · goinvisor.com
95
HANKE & CO. WEALTH MANAGEMENT, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $145.4M RAUM and 2 advisory reps. IAPD ↗
$145.4M RAUM · 2 reps · 415-781-6300
95
HADDONFIELD FINANCIAL PLANNING LLC — (HADDONFIELD, NJ) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
$104.9M RAUM · 3 reps · 856-795-0471
95
RESOLUTE CAPITAL, LLC — (GREENVILLE, SC) is newly SEC-registered with $180.9M RAUM and 7 advisory reps. IAPD ↗
$180.9M RAUM · 7 reps · (864) 800-1831 · retiretrunorth.com
95
U.S.A. FINANCIAL & TAX SERVICES, LLC — (GLASTONBURY, CT) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
$118.5M RAUM · 2 reps · 860-430-2138 · usafinancialandtaxservices.com
95
PERSONALIZED FINANCIAL SOLUTIONS LLC — (CLEARWATER, FL) is newly SEC-registered with $109.3M RAUM and 1 advisory reps. IAPD ↗
$109.3M RAUM · 1 reps · 727-754-4401 · pfsinvest.com
95
EVOLUTION WEALTH MANAGEMENT INC. — (FORT MYERS, FL) is newly SEC-registered with $111.3M RAUM and 3 advisory reps. IAPD ↗
$111.3M RAUM · 3 reps · 239-771-8696
95
NGP FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $111.7M RAUM and 1 advisory reps. IAPD ↗
$111.7M RAUM · 1 reps · 425-444-6715 · ngpfinancialplanning.com
95
NEIL JESANI WEALTH MANAGEMENT — (SUNRISE, FL) is newly SEC-registered with $102.5M RAUM and 3 advisory reps. IAPD ↗
$102.5M RAUM · 3 reps · (954) 800-3528
95
INTRINSIC VALUE CAPITAL, LLC — (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 501-563-5929
95
ROBINHOOD ASSET MANAGEMENT — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 650-940-2700 EXT 31450 · robinhood.com
95
GENESIS FINANCIAL GROUP, LLC — (MAHWAH, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 551-284-4023 · genesisfinancialgroupllc.com
95
THOUGHTFUL MONEY LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 408-398-9944
95
RETIREMENT PORTFOLIOS, LLC — (LAWRENCE, KS) is newly SEC-registered with $153.0M RAUM and 1 advisory reps. IAPD ↗
$153.0M RAUM · 1 reps · 785-330-9292
95
BXM WEALTH LLC — (ENGLEWOOD, CO) is newly SEC-registered with $107.6M RAUM and 3 advisory reps. IAPD ↗
$107.6M RAUM · 3 reps · 303-704-2592 · bxmwealth.com
95
SHRIER WEALTH MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 310-201-0200 · shrierwealth.com
95
SARVER VROOMAN WEALTH ADVISORS LLC — (KANSAS CITY, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 816-601-1150 · svwealthadvisors.com
95
STOCKPILE INVESTMENT ADVISORS, INC. — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (877) 374-2584 · stockpile.com
95
BERMAN MCALEER — (TIMONIUM, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · 410-560-9960
95
LEGACY WEALTH PARTNERS, LLC — (LAKEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 720-552-8287 · lwp-llc.com
95
CHURCHILL FINANCIAL ADVISORS, LLC — (LOUISVILLE, KY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 502-895-3535
95
FORESEE WEALTH ADVISORS — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 425-943-6875 · foreseewealth.com
95
ALONGSIDE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 214-563-1190
95
BLUE CURVE ADVISORY, LLC — (TOWSON, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 410-339-5771 · bluecurveadvisory.com
95
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 22 advisory reps. IAPD ↗
$0 RAUM · 22 reps · 412-261-3333 · hendersonbrothersfinancialpartners.com
95
THREE ARCH WEALTH MANAGEMENT LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (949) 400-7107 · threearchwealth.com
95
LRZ CAPITAL LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 305-809-0395 · lrzcapital.com
95
LINCOLNBRIDGE FINANCIAL PLANNING, LLC — (OGLESBY, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 815-296-8855 · lincolnbridgefp.com
95
WILLOW CREEK CAPITAL MANAGEMENT, INC. — (MISSOULA, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 406-830-3286 · raymondjames.com
95
SLK PRIVATE WEALTH MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · (424) 500-4613 · slkprivatewealth.com
95
FIVE ELEVEN FAMILY OFFICE LLC — (GARDEN CITY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 917-685-1360
95
REDWOOD FAMILY WEALTH LLC — (ADDISON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 469-965-4001 · redwoodfamilywealth.com
95
HOOT WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (970) 313-0582 · hootwealth.com
95
SUNSET ADVISERS, LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $1,000 RAUM and 1 advisory reps. IAPD ↗
$1,000 RAUM · 1 reps · 385-707-0082 · sunsetapp.com
95
MOOLA COPILOT LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 352-812-4320 · moo.la
95
SENECA PRIVATE WEALTH, LLC — (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 310-984-1347 · senecapw.com
95
THE BYCOFF GROUP LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 781-801-5559 · bycoffgroup.com
95
WGI DM, LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 617-428-4040
95
CLARION WEALTH MANAGEMENT PARTNERS — (FAIRFAX, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (703) 631-4800 · clarionwealth.com
95
SMARTHARVEST PORTFOLIOS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 206-841-9944 · smartharvestportfolios.com
95
ARIA WEALTH PARTNERS — (CHARLOTTESVILLE, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 434-962-5381 · ariawealthpartners.com
95
ELEVATED FINANCIAL GROUP — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 317-210-0907
95
PARADIGM ADVISOR GROUP, LLC — (BRIDGEWATER, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 908-450-7402
95
STRIVE RETIREMENT GROUP — (DAYTONA BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 407-739-6616
95
LATHROP INVESTMENT MANAGEMENT COMPANY — (LITTLE ROCK, AR) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 501-227-4930 · limc.com
95
THE QUICK GROUP LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 6464963900
85
PARTHENON LLC — crossed $1B in regulatory AUM ($993.9M -> $1.12B). IAPD ↗
$1.12B RAUM · 5 reps · 502-327-5660 · parthenonllc.com
85
IMA ADVISORY SERVICES, INC. — crossed $1B in regulatory AUM ($911.6M -> $2.66B). IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
85
KEB WEALTH ADVISORS — crossed $1B in regulatory AUM ($933.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 13 reps · (217) 789-0960 · kebcpa.com
85
HEMINGTON WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($894.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 10 reps · 703-828-2479 · hemingtonwm.com
85
ONE WEALTH MAP, LLC — crossed $1B in regulatory AUM ($230.0M -> $1.10B). IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660
85
ONE DAY IN JULY LLC — crossed $1B in regulatory AUM ($797.7M -> $1.09B). IAPD ↗
$1.09B RAUM · 10 reps · (802) 503-8280 · eventbrite.com
85
MILAGRE WEALTH MANAGEMENT, INC. — crossed $1B in regulatory AUM ($83.8M -> $11.45B). IAPD ↗
$11.45B RAUM · 1 reps · 914-437-8066 · milagrewealth.com
85
CHEMISTRY WEALTH MANAGEMENT LLC — crossed $1B in regulatory AUM ($846.8M -> $1.03B). IAPD ↗
$1.03B RAUM · 6 reps · (212) 970-8900
85
SAVVY — crossed $1B in regulatory AUM ($401.3M -> $1.30B). IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
85
FIDELIS CAPITAL — crossed $1B in regulatory AUM ($917.2M -> $1.68B). IAPD ↗
$1.68B RAUM · 12 reps · 813-934-6246
70
AMERITAS INVESTMENT PARTNERS, INC. — now reports custody of client assets ($1.24B). IAPD ↗
$24.87B RAUM · 30 reps · 402-467-6980 · ameritas.com
70
INTELLUS ADVISORS, LLC — now reports custody of client assets ($24.5M). IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
68
NICHOLSON MEYER CAPITAL MANAGEMENT, INC. — now reports custody of client assets ($211.8M). IAPD ↗
$292.9M RAUM · 2 reps · 816-931-5757 · nicholsoncap.com
68
WAGNER LOFTIN INVESTMENT SERVICES LLC — now reports custody of client assets ($1.1M). IAPD ↗
$419.0M RAUM · 7 reps · 925-930-7176 · wlisinvest.com
68
CHATHAM WEALTH MANAGEMENT — now reports custody of client assets ($192.1M). IAPD ↗
$601.4M RAUM · 4 reps · 973-635-4275 · chathamwealth.com
68
GUARDIAN WEALTH STRATEGIES, LLC — now reports custody of client assets ($100.0M). IAPD ↗
$944.1M RAUM · 5 reps · 952-746-1746 · gwealth.com
68
VIRTUS ADVISERS, LLC — now reports custody of client assets ($161.9M). IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
68
VISTA INVESTMENT PARTNERS LLC — now reports custody of client assets ($40.8M). IAPD ↗
$541.0M RAUM · 5 reps · 405-608-5390
68
NIA IMPACT CAPITAL — now reports custody of client assets ($92.5M). IAPD ↗
$446.5M RAUM · 4 reps · 510-319-9221 · niaimpactadvisors.com
68
MEREDITH WEALTH PLANNING — now reports custody of client assets ($73.3M). IAPD ↗
$334.1M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
68
ADAMSBROWN WEALTH CONSULTANTS LLC — now reports custody of client assets ($492.6M). IAPD ↗
$880.9M RAUM · 15 reps · (316) 683-2067
68
IMPACT CAPITAL PARTNERS LLC — now reports custody of client assets ($1.3M). IAPD ↗
$528.0M RAUM · 5 reps · 888-304-6722 · impactcapitalpartners.com
68
HS WEALTH PARTNERS — now reports custody of client assets ($16.0M). IAPD ↗
$397.6M RAUM · 3 reps · (505) 361-2223 · hswealthpartners.com
68
INTEGRITY WEALTH LLC — now reports custody of client assets ($125.0M). IAPD ↗
$260.3M RAUM · 5 reps · (541) 650-6061 · integritywealthnw.com
68
HEADLAND CAPITAL — now reports custody of client assets ($2.6M). IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
68
LECLAIR WEALTH PARTNERS — now reports custody of client assets ($30,846). IAPD ↗
$342.4M RAUM · 3 reps · 888-277-5704 · leclairwealthpartners.com
68
MATAURO, LLC — now reports custody of client assets ($1.1M). IAPD ↗
$703.1M RAUM · 14 reps · 845-273-6211 · matauro.com
68
TFR CAPITAL — now reports custody of client assets ($17.0M). IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
65
A4 WEALTH ADVISORS LLC — now reports custody of client assets ($2.9M). IAPD ↗
$176.0M RAUM · 5 reps · 704-509-1141
65
KOKUA CAPITAL MANAGEMENT — now reports custody of client assets ($60.9M). IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
65
GARNETT INVESTMENT STRATEGIES — now reports custody of client assets ($88.8M). IAPD ↗
$126.6M RAUM · 2 reps · 402-223-3433 · garnettinvestments.com
65
ROLEK RETIREMENT PLANNING — now reports custody of client assets ($51.9M). IAPD ↗
$165.6M RAUM · 1 reps · (267) 427-5667
65
THE ARANDA GROUP ADVISORS, LLC — now reports custody of client assets ($188.5M). IAPD ↗
$221.7M RAUM · 4 reps · 215-576-6666 · arandagroup.com
65
RICHR MONEY LLC — now reports custody of client assets ($186,052). IAPD ↗
$186,824 RAUM · 1 reps · (844)-957-4247 · richr.com
65
ARRIEN INVESTMENTS, INC. — now reports custody of client assets ($7.8M). IAPD ↗
$189.4M RAUM · 4 reps · (208) 338-1520 · arrieninvestments.com
65
BURR FINANCIAL SERVICES, LLC — now reports custody of client assets ($65.8M). IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
65
INMAN JAGER WEALTH MANAGEMENT, LLC — now reports custody of client assets ($217,000). IAPD ↗
$189.3M RAUM · 2 reps · (601) 602-3571 · inmanjagerwm.com
65
OSPREY PRIVATE WEALTH LLC — now reports custody of client assets ($266.0M). IAPD ↗
$158.8M RAUM · 1 reps · 646-445-5107
65
CANTATA WEALTH MANAGEMENT, LLC — now reports custody of client assets ($43.4M). IAPD ↗
$43.4M RAUM · 3 reps · 844-226-8282 · cantatawealth.com
65
ELLIS FINANCIAL PLANNING — now reports custody of client assets ($53.0M). IAPD ↗
$140.5M RAUM · 2 reps · 931-905-0050 · retireconfident.com
65
HARVESTWISE WEALTH PLANNING — now reports custody of client assets ($23.6M). IAPD ↗
$38.3M RAUM · 1 reps · 858-788-1920 · harvestwisewealth.com
65
ECHELON GROUP — now reports custody of client assets ($6.3M). IAPD ↗
$102.1M RAUM · 4 reps · 208-345-9944 · echelongroup.com
85
SARMAYA PARTNERS, LLC — (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 303-520-2419 · sarmayapartners.com
85
ICAPITAL FUND ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 212-994-7402 · icapital.com
85
ISHARA INVESTMENTS LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $28.0M RAUM and 2 advisory reps. IAPD ↗institutional
$28.0M RAUM · 2 reps · 818-983-4448 · isharainvestments.com
85
HIGHLINE ASSET MANAGEMENT, LLC — (SHERMAN OAKS, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (818) 340-0157 · highlinealts.com
85
I SQUARED CAPITAL REGISTERED ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 196 advisory reps. IAPD ↗institutional
$0 RAUM · 196 reps · 786-693-5781 · isquaredcapital.com
85
CORINTHIA GLOBAL MANAGEMENT — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · +1 (980) 418-2215
85
HKW MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 317-574-6900
85
HUNTER PRIVATE CAPITAL ADVISORS, LLC — (PITTSBURGH, PA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 412-471-4191
85
NEWMILE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 703-307-5527
85
SUMMITTX CAPITAL, L.P. — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 39 advisory reps. IAPD ↗institutional
$0 RAUM · 39 reps · 817-769-1578
85
ANCALA PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-364-5110
85
BALANCE CASH MANAGEMENT INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 916 205 9676
85
PACT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 631-680-1906 · pactcp.com
85
TESSELLIS CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 646-830-0976 · tesselliscapital.com
85
NIGHT SQUARED LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
$0 RAUM · 9 reps · 917-451-0055 · nightsquared.com
85
ELDRIDGE GP1 ADVISERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 20 advisory reps. IAPD ↗institutional
$0 RAUM · 20 reps · (212) 895-2000 · eldridge.com
85
EYRE STREET CAPITAL — (WASHINGTON, DC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 771-216-9025
85
SENIORS HOUSING FUND MANAGER LLC — (TOLEDO, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 419-247-2800
85
GROWTH LENDING LLC — (ROSWELL, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 7136147755 · growthlending.com
85
WEDBUSH FUND ADVISERS, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 213-688-8000 · wedbush.com
85
WESTMARK WEALTH MANAGEMENT — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 602-887-5179 · westmarkwealth.com
85
AMUNDI — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 17 advisory reps. IAPD ↗institutional
$0 RAUM · 17 reps · (617)-422-4700
85
VALEO VENTURES — (location n/a) is newly SEC-registered with $126.8M RAUM and 2 advisory reps. IAPD ↗institutional
$126.8M RAUM · 2 reps · 6462263784
85
RANGE ROCK CAPITAL — (WELLESLEY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 617-527-2341
85
STROBE VENTURES — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · (315) 202 1002
85
SQ CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 646-435-3720 · sqcapital.com
85
NASSAU CORAMERICA LLC — (EL SEGUNDO, CA) is newly SEC-registered (provisional 120-day approval) with $3.30B RAUM and 6 advisory reps. IAPD ↗fund
$3.30B RAUM · 6 reps · 310-606-8440 · coramerica.com
83
PROEM ADVISORS LLC — (DALLAS, TX) is newly SEC-registered with $259.2M RAUM and 3 advisory reps. IAPD ↗fund
$259.2M RAUM · 3 reps · 214-706-9344 · proemasset.com
83
WASATCH EQUITY PARTNERS — (LOGAN, UT) is newly SEC-registered with $311.5M RAUM and 5 advisory reps. IAPD ↗fund
$311.5M RAUM · 5 reps · 435-755-2079 · pitchbook.com
83
ION PACIFIC, INC. — (VENICE, CA) is newly SEC-registered with $446.0M RAUM and 3 advisory reps. IAPD ↗fund
$446.0M RAUM · 3 reps · -5739 · ionpacific.com
83
MOONTOWER ASSET MANAGEMENT LP — (AUSTIN, TX) is newly SEC-registered with $400.2M RAUM and 8 advisory reps. IAPD ↗fund
$400.2M RAUM · 8 reps · 512-922-5111 · moontower.com
83
WAYPOINT CAPITAL PARTNERS, LLC — (STAMFORD, CT) is newly SEC-registered with $256.5M RAUM and 6 advisory reps. IAPD ↗fund
$256.5M RAUM · 6 reps · 203-548-9424 · waypointcapitalpartners.com
80
GOODLANDER INVESTMENT MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $248.9M RAUM and 3 advisory reps. IAPD ↗fund
$248.9M RAUM · 3 reps · 254-716-6313 · goodlanderim.com
80
HOPLON ASSET MANAGEMENT, L.P. — (GREENWICH, CT) is newly SEC-registered with $126.3M RAUM and 5 advisory reps. IAPD ↗fund
$126.3M RAUM · 5 reps · 214-432-5574 · hoploncapital.com
80
WASATCH INVESTMENT FUND MANAGER, LLC — (LOGAN, UT) is newly SEC-registered with $167.2M RAUM and 1 advisory reps. IAPD ↗fund
$167.2M RAUM · 1 reps · 435-755-2000
80
CONGRUENCE CAPITAL, PB LLC — (LOS ANGELES, CA) is newly SEC-registered with $94.4M RAUM and 3 advisory reps. IAPD ↗fund
$94.4M RAUM · 3 reps · 213-757-8220 · congruencecapital.com
80
ATHIR CAPITAL LP — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 312-210-7565
80
NOVAWAVE CAPITAL — (PALO ALTO, CA) is newly SEC-registered with $80.0M RAUM and 7 advisory reps. IAPD ↗fund
$80.0M RAUM · 7 reps · 781-710-3455
80
THE CATALYST GROUP, INC. — (HOUSTON, TX) is newly SEC-registered with $227.4M RAUM and 4 advisory reps. IAPD ↗fund
$227.4M RAUM · 4 reps · 512-320-8600 · tcgfunds.com
80
RITHM CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗fund
$0 RAUM · 10 reps · 212 850 7770 · rithmcap.com
75
LEADER CAPITAL CORP. — crossed $1B in regulatory AUM ($522.8M -> $1.14B). IAPD ↗institutional
$1.14B RAUM · 2 reps · 503-294-1010 · leadercapital.com
70
LOUISBOURG INVESTMENTS — (DIEPPE, NEW BRUNSWICK, Canada) is newly SEC-registered with $1.82B RAUM and 12 advisory reps. IAPD ↗foreign
$1.82B RAUM · 12 reps · 1-506-383-5215 · louisbourginvestments.com
68
KINGS COURT CAPITAL PTE. LTD — (SINGAPORE, SINGAPORE, Singapore) is newly SEC-registered with $420.2M RAUM and 5 advisory reps. IAPD ↗foreign
$420.2M RAUM · 5 reps · +65 6978 6507
65
INUKSHUK CAPITAL MANAGEMENT — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $73.9M RAUM and 2 advisory reps. IAPD ↗foreign
$73.9M RAUM · 2 reps · 647-948-3048
65
DELTROIT ASSET MANAGEMENT (UK) LLP — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗foreign
$0 RAUM · 12 reps · 44-204-570-5591 · deltroit.com
55
SCI CAPITAL PARTNERS LP — now reports custody of client assets ($6.30B). IAPD ↗fund
$3.15B RAUM · 7 reps · 424-316-2061 · scicp.com
53
CARBON DIRECT CAPITAL MANAGEMENT LLC — now reports custody of client assets ($1.38B). IAPD ↗fund
$692.2M RAUM · 6 reps · 212-742-3700 · carbondirectcapital.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.