Custodian — July 2025
Custodians courting new and breakaway RIAs (Schwab, Fidelity, Altruist, Axos, TradePMR).
160 firms opened this window in the July 2025 SEC roster: 128 new registration, 29 custody started, 3 aum crossed 1b.
98
AIS PLANNING — (ST. CLOUD, MN) is newly SEC-registered with $485.1M RAUM and 9 advisory reps. IAPD ↗
95
V.M. MANNING & CO., INC. — (GREENVILLE, SC) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗
95
1ST DISCOUNT BROKERAGE, INC. — (LAKE WORTH, FL) is newly SEC-registered with $108.1M RAUM and 9 advisory reps. IAPD ↗
95
HOROWITZ & COMPANY, INC. — (FORT LAUDERDALE, FL) is newly SEC-registered with $145.4M RAUM and 2 advisory reps. IAPD ↗
95
LITTLEFIELD ASSET MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $124.2M RAUM and 1 advisory reps. IAPD ↗
95
HUTCHINSON FINANCIAL ADVISORS, INC — (GLEN ALLEN, VA) is newly SEC-registered with $120.9M RAUM and 1 advisory reps. IAPD ↗
95
COMPREHENSIVE MONEY MANAGEMENT SERVICES LLC — (location n/a) is newly SEC-registered with $162.6M RAUM and 1 advisory reps. IAPD ↗
95
SPYGLASS INVESTMENT MANAGEMENT — (TERRE HAUTE, IN) is newly SEC-registered with $140.0M RAUM and 3 advisory reps. IAPD ↗
95
PHILADELPHIA INVESTMENT PARTNERS, LLC — (VOORHEES, NJ) is newly SEC-registered with $140.8M RAUM and 3 advisory reps. IAPD ↗
95
CAPITAL FINANCIAL, LLC — (OLNEY, MD) is newly SEC-registered with $140.8M RAUM and 1 advisory reps. IAPD ↗
95
SHEA FINANCIAL ADVISORS — (location n/a) is newly SEC-registered with $116.5M RAUM and 2 advisory reps. IAPD ↗
95
LORETTA NOLAN ASSOCIATES, LLC — (OLD GREENWICH, CT) is newly SEC-registered with $121.6M RAUM and 1 advisory reps. IAPD ↗
95
STAWNYCHY FINANCIAL SERVICES, INC. — (KINNELON, NJ) is newly SEC-registered with $113.9M RAUM and 1 advisory reps. IAPD ↗
95
TC FINANCIAL MANAGEMENT, CO INC. — (MARGATE CITY, NJ) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
95
CORNERSTONE FINANCIAL GROUP,LLC — (OMAHA, NE) is newly SEC-registered with $247.0M RAUM and 5 advisory reps. IAPD ↗
95
MCCORMACK FINANCIAL PLANNING INC. — (ATLANTA, GA) is newly SEC-registered with $103.0M RAUM and 3 advisory reps. IAPD ↗
95
CORNERSTONE SECURITIES LLC — (OVERLAND PARK, KS) is newly SEC-registered with $175.0M RAUM and 10 advisory reps. IAPD ↗
95
POULOS ADVISORS, INC. — (SOUTH BURLINGTON, VT) is newly SEC-registered with $133.3M RAUM and 2 advisory reps. IAPD ↗
95
DOUGHERTY INVESTMENT ADVISORS — (SPRING HILL, FL) is newly SEC-registered with $113.9M RAUM and 4 advisory reps. IAPD ↗
95
WISCONSIN WEALTH ADVISORS, LLC — (SUN PRAIRIE, WI) is newly SEC-registered with $114.2M RAUM and 3 advisory reps. IAPD ↗
95
NATURAL BRIDGES FINANCIAL ADVISORS — (SANTA CRUZ, CA) is newly SEC-registered with $106.3M RAUM and 2 advisory reps. IAPD ↗
95
DICCIANNI FINANCIAL GROUP, INC. — (EAST NORRITON, PA) is newly SEC-registered with $111.2M RAUM and 2 advisory reps. IAPD ↗
95
ST. CLAIR FINANCIAL — (ROSEVILLE, CA) is newly SEC-registered with $118.5M RAUM and 1 advisory reps. IAPD ↗
95
LANSDOWNE WEALTH MANAGEMENT, LLC — (MYSTIC, CT) is newly SEC-registered with $214.1M RAUM and 6 advisory reps. IAPD ↗
95
CORE WEALTH ADVISORS — (INDIANAPOLIS, IN) is newly SEC-registered with $124.6M RAUM and 3 advisory reps. IAPD ↗
95
LIBERTAS WEALTH MANAGEMENT GROUP, INC. — (COLUMBUS, OH) is newly SEC-registered with $123.9M RAUM and 1 advisory reps. IAPD ↗
95
WALLICK INVESTMENTS, LLC — (COLUMBIA, SC) is newly SEC-registered with $112.4M RAUM and 2 advisory reps. IAPD ↗
95
MCDONNELL CAPITAL MANAGEMENT — (FRANKFORT, IL) is newly SEC-registered with $132.7M RAUM and 2 advisory reps. IAPD ↗
95
CARDINAL RETIREMENT PLANNING, INC. — (location n/a) is newly SEC-registered with $111.0M RAUM and 3 advisory reps. IAPD ↗
95
SUSTAINVEST ASSET MANAGEMENT, LLC — (LINWOOD, NJ) is newly SEC-registered with $114.0M RAUM and 1 advisory reps. IAPD ↗
95
VISION FINANCIAL MANAGEMENT, LLC — (CUYAHOGA FALLS, OH) is newly SEC-registered with $120.0M RAUM and 2 advisory reps. IAPD ↗
95
LEWIS FINANCIAL, LLC — (SAN LUIS OBISPO, CA) is newly SEC-registered with $108.1M RAUM and 3 advisory reps. IAPD ↗
95
KERR WEALTH MANAGEMENT — (FRESNO, CA) is newly SEC-registered with $110.1M RAUM and 4 advisory reps. IAPD ↗
95
HARRIS CONSULTING — (ROSWELL, GA) is newly SEC-registered with $117.4M RAUM and 2 advisory reps. IAPD ↗
95
DELTA ACCUMULATION, LLC — (SAUSALITO, CA) is newly SEC-registered with $210.0M RAUM and 3 advisory reps. IAPD ↗
95
CIRRUS CAPITAL LLC — (BIRMINGHAM, MI) is newly SEC-registered with $124.3M RAUM and 3 advisory reps. IAPD ↗
95
PROCORE ADVISORS, LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $110.9M RAUM and 5 advisory reps. IAPD ↗
95
COLLECTIVE WEALTH ADVISORS LLC — (COPPELL, TX) is newly SEC-registered with $139.8M RAUM and 5 advisory reps. IAPD ↗
95
MORRISSEY WEALTH MANAGEMENT LLC — (NORTH HAVEN, CT) is newly SEC-registered with $135.6M RAUM and 2 advisory reps. IAPD ↗
95
BOLDIN ADVISORS — (MILL VALLEY, CA) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
95
GREEN & DECKERT LLC — (LUBBOCK, TX) is newly SEC-registered with $113.0M RAUM and 2 advisory reps. IAPD ↗
95
BLUE POINT FINANCIAL, INC. — (SCARBOROUGH, ME) is newly SEC-registered with $113.3M RAUM and 2 advisory reps. IAPD ↗
95
FOUNDRY FINANCIAL LLC — (LOS ANGELES, CA) is newly SEC-registered with $104.7M RAUM and 3 advisory reps. IAPD ↗
95
SAGE WEALTH PLANNING — (GEORGETOWN, TX) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
95
TAMALPAIS ASSET MANAGEMENT — (LARKSPUR, CA) is newly SEC-registered with $209.5M RAUM and 5 advisory reps. IAPD ↗
95
GOLDFARB FINANCIAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $119.7M RAUM and 1 advisory reps. IAPD ↗
95
ILLUMINATE WEALTH MANAGEMENT — (BARRINGTON, IL) is newly SEC-registered with $120.1M RAUM and 1 advisory reps. IAPD ↗
95
ALLIANCE PRIVATE WEALTH, LLC — (NORTH READING, MA) is newly SEC-registered with $102.3M RAUM and 3 advisory reps. IAPD ↗
95
TRIPLETAIL WEALTH MANAGEMENT — (ORLANDO, FL) is newly SEC-registered with $109.8M RAUM and 3 advisory reps. IAPD ↗
95
FOG CITY ADVISORS, LLC — (ALBANY, CA) is newly SEC-registered with $122.6M RAUM and 2 advisory reps. IAPD ↗
95
THE ZILLENNIAL ADVISORS — (location n/a) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
95
BLUESTONE PRIVATE WEALTH, LLC — (location n/a) is newly SEC-registered with $147.9M RAUM and 2 advisory reps. IAPD ↗
95
PONTA WEALTH PARTNERS, LLC — (WINTER PARK, FL) is newly SEC-registered with $102.2M RAUM and 1 advisory reps. IAPD ↗
95
ABUNDANT WEALTH MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MOR WEALTH MANAGEMENT, LLC — (PHILADELPHIA, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BQS FINANCIAL ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
ELKWATER CAPITAL — (NEW YORK, NY) is newly SEC-registered with $32.9M RAUM and 1 advisory reps. IAPD ↗
95
RARE WOLF CAPITAL LLC — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
A & L PERSONAL BUSINESS MANAGEMENT, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BEACON ADVISORS — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
COPPERLINE WEALTH MANAGEMENT & PLANNING, LLC — (CODY, WY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TICINO WEALTH — (MISSION VIEJO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
GRACE ADVISORS LLC — (WILMINGTON, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
95
BZ WEALTH ADVISORS, LLC — (LITTLETON, CO) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
LEGEND CAPITAL — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
QUANT ALPHA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ASSET ONE WEALTH MANAGEMENT, LLC — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
JUNO FINANCIAL GROUP LLC — (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
SUCCESSION FINANCIAL, INC — (MCKINNEY, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BORABOND, LLC — (FRAMINGHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GEMINI PORTFOLIO MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PW ADVISORS — (TALLAHASSEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
PINCUS CAPITAL MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
RBS WEALTH MANAGEMENT — (ALTO, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MERITIS WEALTH MANAGEMENT, INC. — (POTOMAC, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MAXQ ASSET MANAGEMENT LLC — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PEARL PLANNING — (DEXTER, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
PARK STATE ASSET MANAGEMENT LLC — (BEVERLY, MA) is newly SEC-registered with $206.6M RAUM and 3 advisory reps. IAPD ↗
95
ODYSSEY GROUP WEALTH ADVISORS — (LANCASTER, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SPIEGELMAN WEALTH MANAGEMENT LLC — (WALNUT CREEK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MILESTONE FINANCIAL ASSOCIATES, LLC — (MACUNGIE, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL JUSTUS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TORREY-PAYNE WEALTH MANAGEMENT — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CHARMARLINE WEALTH MANAGEMENT — (LYNCHBURG, VA) is newly SEC-registered with $111.9M RAUM and 1 advisory reps. IAPD ↗
95
NAPIER FINANCIAL — (BRAINTREE, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
SHERPA CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE GROVE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $110.5M RAUM and 1 advisory reps. IAPD ↗
95
INNOVATIVE ASSET ADVISORS GROUP — (SHELTON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SPREADWISE LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SUMMITPOINT CAPITAL MANAGEMENT — (LITTLETON, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUESTAR WEALTH MANAGEMENT — (LAKE MARY, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ROSCI LAMB, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
68
HAMEL ASSOCIATES,INC. — now reports custody of client assets ($33.7M). IAPD ↗
68
CHELSEA MANAGEMENT COMPANY — now reports custody of client assets ($1.4M). IAPD ↗
68
PREMIER WEALTH ADVISORS, LLC — now reports custody of client assets ($363,839). IAPD ↗
68
TONY WALKER FINANCIAL — now reports custody of client assets ($128.5M). IAPD ↗
68
UNITED ADVISORS AMERICA — now reports custody of client assets ($3.2M). IAPD ↗
68
HORIZON WEALTH MANAGEMENT — now reports custody of client assets ($272.0M). IAPD ↗
68
COQUINA PRIVATE WEALTH ADVISORS — now reports custody of client assets ($5.8M). IAPD ↗
68
BASECAMP WEALTH ADVISORS, LLC — now reports custody of client assets ($103.4M). IAPD ↗
68
PLAGENS & TAYLOR WEALTH MANAGEMENT — now reports custody of client assets ($60.8M). IAPD ↗
65
JOHN T. MCCARTHY, LLC — now reports custody of client assets. IAPD ↗
65
SANDERS & SCOTT, CHFC — now reports custody of client assets ($44.4M). IAPD ↗
65
RM SINCERBEAUX CAPITAL MANAGEMENT, LLC. — now reports custody of client assets ($6.6M). IAPD ↗
65
PARAMOUNT ASSOCIATES WEALTH MANAGEMENT — now reports custody of client assets ($500,000). IAPD ↗
65
VESTED FINANCIAL PLANNING, LLC — now reports custody of client assets ($28.2M). IAPD ↗
65
GOLDENSTONE WEALTH MANAGEMENT — now reports custody of client assets ($62.0M). IAPD ↗
65
BOYER FINANCIAL SERVICES, INC. — now reports custody of client assets ($108.9M). IAPD ↗
65
B.SIDE INVESTMENTS LLC — now reports custody of client assets ($2.5M). IAPD ↗
65
THE QUICK GROUP LLC — now reports custody of client assets ($7.3M). IAPD ↗
65
LIGHTCAP FINANCIAL GROUP, LLC — now reports custody of client assets ($229,325). IAPD ↗
65
BARZIDEH & NADEAU WEALTH MANAGEMENT LLC — now reports custody of client assets ($12.5M). IAPD ↗
65
PELICAN FINANCIAL PLANNING AND WEALTH, PLLC — now reports custody of client assets. IAPD ↗
65
FORS FINANCIAL — now reports custody of client assets ($14.8M). IAPD ↗
88
NEW WAVE LOANS RESIDENTIAL, LLC — (NORTH MIAMI BEACH, FL) is newly SEC-registered with $680.4M RAUM and 2 advisory reps. IAPD ↗institutional
85
"THE PILOT'S ADVISOR," LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PCM MANAGEMENT ADVISOR, LLC — (CHAGRIN FALLS, OH) is newly SEC-registered with $7.64B RAUM and 23 advisory reps. IAPD ↗fund
85
CARO INVESTORS — (CHEVY CHASE, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
85
GROWTH LENDING GP LLC — (ROSWELL, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
KOMPASS KAPITAL ADVISORS, LLC — (OVERLAND PARK, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
CAMBERLINE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
OUTLIER GLOBAL MANAGEMENT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MATRIX CAPITAL PARTNERS, LLC — (WESTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
TRAILS EDGE CAPITAL PARTNERS, LP — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
SUPERSTATE ADVISERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
DRONA PARTNERS CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
CANTOR OCS ASSET MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
KINGSBRIDGE INVESTMENT PARTNERS LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
TURAS CAPITAL MANAGEMENT — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
MOTUM CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
GRIFFIN GLOBAL ASSET MANAGEMENT — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
ARIXA MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 20 advisory reps. IAPD ↗institutional
83
PRELUDE GROWTH PARTNERS MANAGEMENT COMPANY, LLC — (NEW YORK, NY) is newly SEC-registered with $589.8M RAUM and 9 advisory reps. IAPD ↗fund
83
RIVERSPAN PARTNERS LP — (CHICAGO, IL) is newly SEC-registered with $312.3M RAUM and 8 advisory reps. IAPD ↗fund
83
CLEARLIST CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $434.1M RAUM and 2 advisory reps. IAPD ↗fund
80
CHECKETTS PARTNERS INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $122.1M RAUM and 2 advisory reps. IAPD ↗fund
80
TOCCATA CAPITAL — (location n/a) is newly SEC-registered with $50.0M RAUM and 1 advisory reps. IAPD ↗fund
80
80
XCELLERANT VENTURES, LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $25.5M RAUM and 6 advisory reps. IAPD ↗fund
80
LOCK 8 PARTNERS — (NEW YORK, NY) is newly SEC-registered with $196.4M RAUM and 7 advisory reps. IAPD ↗fund
80
TORQUE ASSET MANAGEMENT LLC — (location n/a) is newly SEC-registered with $216.6M RAUM and 3 advisory reps. IAPD ↗fund
80
TABERNACLE EQUITY MANAGEMENT LLC — (SOUTHLAKE, TX) is newly SEC-registered with $48.8M RAUM and 4 advisory reps. IAPD ↗fund
80
O ASSET MANAGEMENT LLC — (FAIRPORT, NY) is newly SEC-registered (provisional 120-day approval) with $16.0M RAUM and 10 advisory reps. IAPD ↗fund
70
65
WEALTH MANAGEMENT GROUP AG — (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
VIRGO DIGITAL ASSET MANAGEMENT INC. — (NORTH YORK, Canada) is newly SEC-registered with $9.9M RAUM and 2 advisory reps. IAPD ↗foreign
65
MOMA INTERNATIONAL — (PORTO ALEGRE, RIO GRANDE DO SUL, Brazil) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
CAPSIGMA INVESTMENT PARTNERS LTDA — (SAO PAULO, SP, Brazil) is newly SEC-registered with $19.3M RAUM and 5 advisory reps. IAPD ↗foreign
55
55
THREE FIFTY EIGHT INVESTMENT GROUP, LLC — now reports custody of client assets ($25.00B). IAPD ↗fund
55
53
53
40
38
38
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.