Custodian — February 2026
Custodians courting new and breakaway RIAs (Schwab, Fidelity, Altruist, Axos, TradePMR).
206 firms opened this window in the February 2026 SEC roster: 157 new registration, 33 custody started, 16 aum crossed 1b.
100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC — (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
100
ESL NEWCO I, LLC — (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
98
OLDFATHER FINANCIAL SERVICES — (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
95
A. J. PERRY & CO. — (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL MOUNTAIN INC — (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
95
SILER WEALTH MANAGEMENT — (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
95
RITTMANN CAPITAL MANAGEMENT CO — (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
95
POWERS INVESTMENT ADVISORY CORPORATION — (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
95
HFG ADVISORS — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
95
L.J. BREY, INC. — (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
95
APPLE & ASSOCIATES — (GRASS VALLEY, CA) is newly SEC-registered with $138.1M RAUM and 3 advisory reps. IAPD ↗
95
SCHLOSSER FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
CS ADVISORS INC. — (BOCA RATON, FL) is newly SEC-registered with $117.1M RAUM and 3 advisory reps. IAPD ↗
95
ALPHA PLANNING AND FINANCIAL SERVICES, INC. — (SOLON, OH) is newly SEC-registered with $108.9M RAUM and 2 advisory reps. IAPD ↗
95
KB FINANCIAL ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $111.7M RAUM and 3 advisory reps. IAPD ↗
95
BLUE HAVEN CAPITAL, LLC — (GENEVA, IL) is newly SEC-registered with $108.0M RAUM and 2 advisory reps. IAPD ↗
95
KAIROS CAPITAL MANAGEMENT, LLC — (BELLEVUE, WA) is newly SEC-registered with $106.1M RAUM and 1 advisory reps. IAPD ↗
95
PROFESSIONAL FINANCIAL MANAGEMENT, INC. — (APPLETON, WI) is newly SEC-registered with $103.2M RAUM and 3 advisory reps. IAPD ↗
95
95
APPLIED FINANCIAL WISDOM — (RAPID CITY, SD) is newly SEC-registered with $130.0M RAUM and 1 advisory reps. IAPD ↗
95
TRAIL FINANCIAL PLANNING LLC — (BELLINGHAM, WA) is newly SEC-registered with $103.9M RAUM and 3 advisory reps. IAPD ↗
95
U.S. PRIVATE WEALTH, LLC — (PALM BEACH GARDENS, FL) is newly SEC-registered with $173.7M RAUM and 3 advisory reps. IAPD ↗
95
YAHARA WEALTH MANAGEMENT LLC — (MADISON, WI) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
95
GUIDE ADVISORS, INC. — (BOTHELL, WA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
95
OLYMPUS PEAKS FINANCIAL, LLC — (SANDY, UT) is newly SEC-registered with $141.4M RAUM and 1 advisory reps. IAPD ↗
95
CARDINAL ADVISERS LLC — (location n/a) is newly SEC-registered with $118.5M RAUM and 1 advisory reps. IAPD ↗
95
WEALTH COMPASS FINANCIAL, INC. — (CARLSBAD, CA) is newly SEC-registered with $105.8M RAUM and 2 advisory reps. IAPD ↗
95
EXPAND FINANCIAL GROUP, LLC — (location n/a) is newly SEC-registered with $106.8M RAUM and 6 advisory reps. IAPD ↗
95
BSG ADVISERS — (APEX, NC) is newly SEC-registered with $134.8M RAUM and 6 advisory reps. IAPD ↗
95
ABRAHAM & CO., INC. — (location n/a) is newly SEC-registered with $111.0M RAUM and 5 advisory reps. IAPD ↗
95
21PEAKS CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $618,799 RAUM and 5 advisory reps. IAPD ↗
95
HAMPEL INVESTMENT ADVISORS — (location n/a) is newly SEC-registered with $110.2M RAUM and 1 advisory reps. IAPD ↗
95
THAYER FINANCIAL, L.L.C. — (HICKORY, NC) is newly SEC-registered with $103.5M RAUM and 2 advisory reps. IAPD ↗
95
SOARING INVESTMENT MANAGEMENT, LLC — (PORTLAND, OR) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
95
FITZWILLIAMS WEALTH MANAGEMENT INC. — (CHESAPEAKE, VA) is newly SEC-registered with $113.9M RAUM and 4 advisory reps. IAPD ↗
95
INTEGRATED WEALTH ADVISORS, LLC — (BELLEVUE, WA) is newly SEC-registered with $121.7M RAUM and 2 advisory reps. IAPD ↗
95
ABUNDANT WEALTH PARTNERS, LLC — (SANTA BARBARA, CA) is newly SEC-registered with $103.2M RAUM and 2 advisory reps. IAPD ↗
95
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC — (MAUMEE, OH) is newly SEC-registered with $100.8M RAUM and 3 advisory reps. IAPD ↗
95
BURGESS INVESTMENT GROUP, LLC — (GREENVILLE, SC) is newly SEC-registered with $109.0M RAUM and 5 advisory reps. IAPD ↗
95
SUNDIAL WEALTH LLC — (BOCA RATON, FL) is newly SEC-registered with $125.8M RAUM and 1 advisory reps. IAPD ↗
95
O'DONNELL WEALTH MANAGEMENT — (CODY, WY) is newly SEC-registered with $106.0M RAUM and 4 advisory reps. IAPD ↗
95
SEASIDE WEALTH ADVISORS LLC — (WILMINGTON, NC) is newly SEC-registered with $102.6M RAUM and 3 advisory reps. IAPD ↗
95
NEXT STEP FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WURZ FINANCIAL SERVICES, LLC — (HOLLAND, OH) is newly SEC-registered with $117.0M RAUM and 2 advisory reps. IAPD ↗
95
ELEVATE PLANNERS — (location n/a) is newly SEC-registered with $25.9M RAUM and 1 advisory reps. IAPD ↗
95
RELIANCE WEALTH MANAGEMENT — (SAN ANTONIO, TX) is newly SEC-registered with $125.9M RAUM and 6 advisory reps. IAPD ↗
95
INTEGRITY ROAD WEALTH PARTNERS LLC — (HOUSTON, TX) is newly SEC-registered with $126.0M RAUM and 3 advisory reps. IAPD ↗
95
TAURUS FINANCIAL — (JERSEY CITY, NJ) is newly SEC-registered with $106.4M RAUM and 2 advisory reps. IAPD ↗
95
DEEP BLUE CAPITAL — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PRIVATE WEALTH CONSULTING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
IVESTA CORP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MAUNEY-PITT FINANCIAL MANAGEMENT, INC. — (SHELBY, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LCV MANAGEMENT, LP — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
PEAK ALTITUDE PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
WILLIAMS ASSET MANAGEMENT — (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
ARBORSTONE FINANCIAL, LLC — (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
NIGHT OWL CAPITAL CANADA, LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
95
ANGELES FAMILY OFFICE — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
HOBE MOUNTAIN CAPITAL MANAGEMENT LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MADSON WEALTH ADVISORS INC. — (SANTA ROSA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BRIGHT ADVISORS — (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CHARTERED WEALTH PARTNERS, LP — (BEVERLY HILLS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC — (ST. CHARLES, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MAGELLAN PLANNING GROUP — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
OCEAN PATH ADVISORS, LLC — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
GUIDED WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SEMINARIO ASSET MANAGEMENT LLC — (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
95
COHEN CAPITAL — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
DREAMS INVESTMENT SOLUTIONS — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SCALAR FIELD — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
JC CAPITAL ADVISORS GROUP LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ORIZON ANALYTICS — (SHERIDAN, WY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
THIRTEEN TWENTY-TWO ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
IRONHORN ADVISORS LLC — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUE HERON CAPITAL — (ENGLEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
CENTRUS FINANCIAL STRATEGIES — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SCHULZ FINANCIAL GROUP — (TUCSON, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
GUARDANT WEALTH ADVISORS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STILLWATER PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TENET WEALTH PARTNERS, LLC — (CHAMPAIGN, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
GUDORF FINANCIAL GROUP, LLC — (DAYTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ADVISORY SOLUTIONS GROUP — (PLYMOUTH, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
L&S PRIVATE WEALTH, LLC — (OKLAHOMA CITY, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTHIE ADVISORS — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CHAMBERLAIN LANE CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MANEY WEALTH — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GEVERS WEALTH MANAGEMENT — (ISSAQUAH, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
KIN STEWARDS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FORTIFY FINANCIAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STONEBRIDGE FINANCIAL GROUP — (SAN RAFAEL, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
85
RANDOLPH CO INC — crossed $1B in regulatory AUM ($940.9M -> $1.08B). IAPD ↗
85
FINANCIAL CONSULATE — crossed $1B in regulatory AUM ($930.0M -> $1.10B). IAPD ↗
85
FPL CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($885.2M -> $1.08B). IAPD ↗
85
WHALEROCK POINT PARTNERS, LLC — crossed $1B in regulatory AUM ($757.4M -> $1.04B). IAPD ↗
85
KING WEALTH MANAGEMENT GROUP, LLC — crossed $1B in regulatory AUM ($931.3M -> $1.08B). IAPD ↗
85
RPG INVESTMENT ADVISORY, LLC — crossed $1B in regulatory AUM ($858.5M -> $1.04B). IAPD ↗
85
WEST PACES ADVISORS, INC. — crossed $1B in regulatory AUM ($927.9M -> $1.01B). IAPD ↗
85
AERODIGM WEALTH LLC — crossed $1B in regulatory AUM ($819.9M -> $1.46B). IAPD ↗
85
BALBOA WEALTH PARTNERS, INC. — crossed $1B in regulatory AUM ($804.8M -> $1.04B). IAPD ↗
85
OBSIDIAN CIO, LLC — crossed $1B in regulatory AUM ($964.5M -> $1.28B). IAPD ↗
85
ASCENTIS INDEPENDENT ADVISORS, LLC — crossed $1B in regulatory AUM ($880.4M -> $1.65B). IAPD ↗
85
GREAT HILL CAPITAL, LLC — crossed $1B in regulatory AUM ($631.8M -> $1.01B). IAPD ↗
85
INDIVISIBLE PARTNERS — crossed $1B in regulatory AUM ($421.3M -> $1.55B). IAPD ↗
85
MATAURO, LLC — crossed $1B in regulatory AUM ($703.1M -> $1.05B). IAPD ↗
70
PINEBRIDGE INVESTMENTS LLC — now reports custody of client assets ($7.42B). IAPD ↗
70
EVOLVE PRIVATE WEALTH, LLC — now reports custody of client assets ($467.0M). IAPD ↗
68
NORTHERN FINANCIAL ADVISORS, INC — now reports custody of client assets ($90.4M). IAPD ↗
68
KEYSTONE GLOBAL PARTNERS LLC — now reports custody of client assets ($273.5M). IAPD ↗
68
CODE WAECHTER LLC — now reports custody of client assets ($81.5M). IAPD ↗
68
MID-AMERICAN WEALTH ADVISORY GROUP — now reports custody of client assets ($83.0M). IAPD ↗
68
VERACITY CAPITAL LLC — now reports custody of client assets ($110.9M). IAPD ↗
68
SCHMIDT FINANCIAL MANAGEMENT — now reports custody of client assets ($89.5M). IAPD ↗
68
FPNAVIGATORS — now reports custody of client assets ($22.1M). IAPD ↗
68
SCHLEGEL DUNN LLC — now reports custody of client assets ($13.6M). IAPD ↗
68
FIVE CORNERS FINANCIAL SERVICES — now reports custody of client assets ($41). IAPD ↗
65
DEL-SETTE CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($78.5M). IAPD ↗
65
PEAK WEALTH MANAGEMENT LLC — now reports custody of client assets ($26.5M). IAPD ↗
65
BAYBRIDGE CAPITAL GROUP, LLC — now reports custody of client assets ($65.7M). IAPD ↗
65
PASSPORT WEALTH MANAGEMENT — now reports custody of client assets ($17.6M). IAPD ↗
65
ELYSIUM WEALTH MANAGEMENT, LLC — now reports custody of client assets ($107.2M). IAPD ↗
65
GRP RETIREMENT PLANNING — now reports custody of client assets ($74.4M). IAPD ↗
65
STRIVE RETIREMENT GROUP — now reports custody of client assets ($1.5M). IAPD ↗
65
RIVER CRESCENT ADVISORS, LLC — now reports custody of client assets ($102). IAPD ↗
65
KINGDOM LEGACY ADVISORS — now reports custody of client assets ($8.7M). IAPD ↗
65
MPM ADVISORS GROUP LLC — now reports custody of client assets ($8.7M). IAPD ↗
65
CLOVER LEAF FINANCIAL LLC — now reports custody of client assets ($1.1M). IAPD ↗
65
BORABOND, LLC — now reports custody of client assets ($83,085). IAPD ↗
65
ALTURA WEALTH ADVISORS — now reports custody of client assets ($2.5M). IAPD ↗
65
EQV ADVISORY, LLC — now reports custody of client assets ($2.3M). IAPD ↗
65
PACIFIC POINT WEALTH MANAGEMENT — now reports custody of client assets. IAPD ↗
65
ACP INVESTMENT MANAGEMENT — now reports custody of client assets ($418,168). IAPD ↗
88
HUNTERS MOON CAPITAL (US) LP — (location n/a) is newly SEC-registered with $808.3M RAUM and 2 advisory reps. IAPD ↗institutional
85
FTV CAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered with $11.86B RAUM and 66 advisory reps. IAPD ↗fund
85
EIGHT PARTNERS VC, LLC — (AUSTIN, TX) is newly SEC-registered with $10.79B RAUM and 27 advisory reps. IAPD ↗fund
85
SILVER ROCK CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $6.83B RAUM and 7 advisory reps. IAPD ↗fund
85
POP VENTURE ADVISERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PAN CAPITAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered with $3.08B RAUM and 30 advisory reps. IAPD ↗fund
85
EXCORDE CAPITAL LLC — (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗institutional
85
SERONE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ALKA PARTNERS, LLC — (FARMERS BRANCH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BROOKWOOD ADVISORS, LLC — (BEVERLY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
TILLMAN INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
INLAND ADVISORY SERVICES, LLC — (OAK BROOK, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FRANKLIN TEMPLETON PRIVATE MARKETS ADVISER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ROBINHOOD VENTURES — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
NAYANA INVESTMENT MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
85
ITC ADVISORY SERVICES, LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
85
HARK CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $1.05B RAUM and 9 advisory reps. IAPD ↗fund
85
ORANGE AVENUE ADVISORS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
DAWSON PARTNERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 58 advisory reps. IAPD ↗institutional
85
ULTRA CAPITAL MANAGEMENT LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
CONSTITUTION CAPITAL HORIZON ADVISOR, LP — (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 25 advisory reps. IAPD ↗institutional
85
MOORSTONE, L.P. — (NEW YORK, NY) is newly SEC-registered with $2.18B RAUM and 4 advisory reps. IAPD ↗fund
85
GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
I/O STRATEGIES LLC — (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SNOWBALL ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
DOXARA CAPITAL LP — (JACKSONVILLE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
COVE VIEW INVESTMENT PARTNERS, LLC — (OLD GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PC3 PARTNERS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
RIVERWEST INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
GENSEN ASSET MANAGEMENT INC. — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
VERDARA PPP LLC — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FATHOM POINT CAPITAL LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
LOON LAKE CAPITAL MANAGEMENT LP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
QUANT ALPHA DECISIONS LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CHRONOMETER PARTNERS LP — (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SIRENIA CAPITAL MANAGEMENT LP — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
OAKUM BAY CAPITAL, LLC — (location n/a) is newly SEC-registered with $372.0M RAUM and 1 advisory reps. IAPD ↗fund
83
ALPHA PARTNERS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $404.7M RAUM and 10 advisory reps. IAPD ↗fund
83
BGV VC MANAGEMENT LLC — (MENLO PARK, CA) is newly SEC-registered with $408.9M RAUM and 5 advisory reps. IAPD ↗fund
83
THE AMBRUS GROUP LLC — (TAMPA, FL) is newly SEC-registered with $430.6M RAUM and 3 advisory reps. IAPD ↗fund
83
AUGMENT ADVISORS, LLC — (AUSTIN, TX) is newly SEC-registered with $342.6M RAUM and 1 advisory reps. IAPD ↗fund
83
EFM INVESTMENTS & ADVISORY LLC — (PORTLAND, OR) is newly SEC-registered with $653.2M RAUM and 5 advisory reps. IAPD ↗fund
80
CENTRALIS CAPITAL LLC — (PRAIRIE VILLAGE, KS) is newly SEC-registered with $60.3M RAUM and 1 advisory reps. IAPD ↗fund
80
WACONA CAPITAL, LLC — (CHARLOTTESVILLE, VA) is newly SEC-registered with $194.1M RAUM and 4 advisory reps. IAPD ↗fund
80
SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $206.0M RAUM and 117 advisory reps. IAPD ↗fund
80
HAVEN CAPITAL ADVISORS, LLC — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $5.4M RAUM and 1 advisory reps. IAPD ↗fund
80
AGILITY EQUITY PARTNERS — (PITTSBURGH, PA) is newly SEC-registered with $173.1M RAUM and 6 advisory reps. IAPD ↗fund
80
RAIL SPLITTER CAPITAL ADVISERS, LLC — (CHICAGO, IL) is newly SEC-registered with $72.1M RAUM and 3 advisory reps. IAPD ↗fund
80
ARGO MANAGEMENT AND RESEARCH COMPANY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
80
TYPHON ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $10.0M RAUM and 1 advisory reps. IAPD ↗fund
80
JONES HILL CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
TRADITIONAL DIGITAL — (location n/a) is newly SEC-registered with $108.2M RAUM and 1 advisory reps. IAPD ↗fund
80
IDYLLIC PARTNERS MANAGER, LP — (SLEEPY HOLLOW, NY) is newly SEC-registered with $85.0M RAUM and 1 advisory reps. IAPD ↗fund
70
70
GUINNESS GLOBAL INVESTORS — (LONDON, United Kingdom) is newly SEC-registered with $11.43B RAUM and 35 advisory reps. IAPD ↗foreign
70
INFRARED CAPITAL PARTNERS LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $14.30B RAUM and 53 advisory reps. IAPD ↗foreign
70
SPARX ASSET MANAGEMENT KOREA CO., LTD. — (SEOUL, Korea, South) is newly SEC-registered with $1.09B RAUM and 8 advisory reps. IAPD ↗foreign
68
ENTREPRENEUR FIRST INVESTMENT MANAGER LLP — (LONDON, United Kingdom) is newly SEC-registered with $750.7M RAUM and 3 advisory reps. IAPD ↗foreign
68
VENREX INVESTMENT MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $541.0M RAUM and 6 advisory reps. IAPD ↗foreign
65
LIBERTY ATLANTIC ADVISORS — (FLORENCE, Italy) is newly SEC-registered with $185.8M RAUM and 4 advisory reps. IAPD ↗foreign
65
HARWOOD PRIVATE EQUITY LLP — (LONDON, United Kingdom) is newly SEC-registered with $52.9M RAUM and 5 advisory reps. IAPD ↗foreign
65
PAMALICAN ASSET MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗foreign
65
AMALIA PARTNER AG — (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
HEXIS CAPITAL MANAGEMENT — (SEVENOAKS, KENT, United Kingdom) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
DELTA CAPITAL — (SANTANA DE PARNAÍBA, SÃO PAULO, Brazil) is newly SEC-registered with $1.9M RAUM and 2 advisory reps. IAPD ↗foreign
55
BMO NESBITT BURNS SECURITIES LTD. — crossed $1B in regulatory AUM ($932.0M -> $1.20B). IAPD ↗foreign
53
53
50
50
50
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.