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CODE WAECHTER LLC

TAMPA, FL · CRD 289372 · IAPD ↗ · 813-287-8775

$409.0MRegulatory AUM
5Advisory reps
9Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
February 2026 — CODE WAECHTER LLC now reports custody of client assets ($81.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
64
April 2024 — CODE WAECHTER LLC reported RAUM up 33% ($210.3M -> $279.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.