Custodian — December 2025
Custodians courting new and breakaway RIAs (Schwab, Fidelity, Altruist, Axos, TradePMR).
475 firms opened this window in the December 2025 SEC roster: 373 new registration, 90 custody started, 12 aum crossed 1b.
98
BROADVIEW WEALTH PARTNERS — (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
98
4:8 FINANCIAL — (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
98
MOLDENHAUER & ASSOCIATES — (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
98
WAFD WEALTH, INC — (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
98
CLEARWAVE CAPITAL — (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
95
VIP PLANNERS, INC. — (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. — (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
95
STONEFIELD INVESTMENT ADVISORY, INC. — (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
CLEARWATER CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
95
WEALTH-BUILDERS, INC. — (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
95
GOING CPAS AND WEALTH ADVISORS — (OPELOUSAS, LA) is newly SEC-registered with $123.9M RAUM and 8 advisory reps. IAPD ↗
95
SIGNIA CAPITAL MANAGEMENT — (SPOKANE, WA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗
95
ALESSANDRA CAPITAL MANAGEMENT, LLC — (TORRANCE, CA) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗
95
GARHWAL, CHAN & WILLIAMS INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
95
PASNAU INVESTMENT MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
95
KOON FINANCIAL PLANNING & CONSULTING/KFP&C — (GREENWOOD, IN) is newly SEC-registered with $114.5M RAUM and 1 advisory reps. IAPD ↗
95
GARDEN STATE RETIREMENT SPECIALISTS, LLC — (RED BANK, NJ) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
95
YDREAM FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $117.4M RAUM and 1 advisory reps. IAPD ↗
95
HARTLEY ADVISORS CORP. — (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
95
HORIZON CAPITAL MANAGEMENT, LLC — (LAKE FOREST, IL) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
95
FOREVER FINANCIAL ADVISORS, LLC — (location n/a) is newly SEC-registered with $52.9M RAUM and 1 advisory reps. IAPD ↗
95
PETRIE CAPITAL MANAGEMENT LLC. — (SEATTLE, WA) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗
95
AK GLOBAL ASSET MANAGEMENT, LLC — (OAKLAND, CA) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗
95
PRIVATE WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $123.0M RAUM and 1 advisory reps. IAPD ↗
95
SKLOFF FINANCIAL GROUP — (location n/a) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
BRIDGELIGHT FINANCIAL ADVISORS, INC — (SHELTON, CT) is newly SEC-registered with $139.0M RAUM and 3 advisory reps. IAPD ↗
95
REALITY FINANCIAL PLANNING SERVICES, LLC — (SARASOTA, FL) is newly SEC-registered with $116.7M RAUM and 2 advisory reps. IAPD ↗
95
FAIRWAY ASSET MANAGEMENT, LLC — (OMAHA, NE) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗
95
ZENDAMENTALS — (CHICAGO, IL) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗
95
FULLERTON ADVISORS, LLC — (DANVILLE, CA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
95
YUNISTONE INVESTMENT GROUP, LLC — (CHICAGO, IL) is newly SEC-registered with $103.2M RAUM and 1 advisory reps. IAPD ↗
95
DAVIS CAPITAL ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $41.8M RAUM and 1 advisory reps. IAPD ↗
95
INVESTMENT MANAGERS GROUP, LLC — (TEMECULA, CA) is newly SEC-registered with $110.1M RAUM and 2 advisory reps. IAPD ↗
95
STANDARD PARTNERS LLC — (BETHESDA, MD) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
95
APPLEWHITE & BUYS FINANCIAL ADVISORS — (DALLAS, TX) is newly SEC-registered with $138.1M RAUM and 2 advisory reps. IAPD ↗
95
FIRST LOOK CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
95
NEW WAVE FINANCIAL SERVICES — (location n/a) is newly SEC-registered with $112.7M RAUM and 1 advisory reps. IAPD ↗
95
SYNERGY WEALTH MANAGEMENT, LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $120.0M RAUM and 3 advisory reps. IAPD ↗
95
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AGEMY WEALTH ADVISORS, LLC — (DEVER, CO) is newly SEC-registered with $113.7M RAUM and 4 advisory reps. IAPD ↗
95
SUMMIT WEALTH MANAGEMENT LLC — (AKRON, OH) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
95
PEAK FINANCIAL MANAGEMENT, INC. — (BROOMFIELD, CO) is newly SEC-registered with $106.0M RAUM and 2 advisory reps. IAPD ↗
95
PROSPERITEA PLANNING — (location n/a) is newly SEC-registered with $125.0M RAUM and 2 advisory reps. IAPD ↗
95
LIFESTYLE FREEDOM ADVISORY GROUP, LLC — (BRADENTON, FL) is newly SEC-registered with $125.6M RAUM and 5 advisory reps. IAPD ↗
95
WOLFGANG CAPITAL — (TEMECULA, CA) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
95
BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT — (PASADENA, CA) is newly SEC-registered with $105.5M RAUM and 2 advisory reps. IAPD ↗
95
SEEDSAFE FINANCIAL LLC — (location n/a) is newly SEC-registered with $108.7M RAUM and 2 advisory reps. IAPD ↗
95
SPIRIT WEST ADVISORS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL DESIGN STUDIO, INC. — (DEER PARK, IL) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
95
BRASIL PLURAL INVESTMENT ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $104.6M RAUM and 10 advisory reps. IAPD ↗
95
ASCENT CAPITAL PARTNERS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $197.0M RAUM and 2 advisory reps. IAPD ↗
95
MAIDSTONE WEALTH MANAGEMENT, LLC — (CAMBRIDGE, NY) is newly SEC-registered with $25.5M RAUM and 1 advisory reps. IAPD ↗
95
AVENTINE FINANCIAL GROUP — (DOYLESTOWN, PA) is newly SEC-registered with $119.3M RAUM and 2 advisory reps. IAPD ↗
95
WEALTH MANAGEMENT SOLUTIONS — (location n/a) is newly SEC-registered with $116.2M RAUM and 3 advisory reps. IAPD ↗
95
BONDURANT INVESTMENT ADVISORY, LLC — (EVANSTON, IL) is newly SEC-registered with $105.1M RAUM and 2 advisory reps. IAPD ↗
95
PASSPORT WEALTH MANAGEMENT — (CORNELIUS, NC) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗
95
HATCHER CAPITAL INVESTMENTS, INC. — (LITTLE ROCK, AR) is newly SEC-registered with $112.3M RAUM and 3 advisory reps. IAPD ↗
95
PLEASANTDALE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $100.6M RAUM and 3 advisory reps. IAPD ↗
95
KEYSTONE WEALTH MANAGEMENT — (WATERLOO, IA) is newly SEC-registered with $130.2M RAUM and 1 advisory reps. IAPD ↗
95
FAMILY PARTNERS CAPITAL, LLC — (HAMILTON, MA) is newly SEC-registered with $102.0M RAUM and 1 advisory reps. IAPD ↗
95
ADVISORSTRUST PARTNERS LLC — (RALEIGH, NC) is newly SEC-registered with $216.8M RAUM and 3 advisory reps. IAPD ↗
95
WARM SPRINGS ADVISORS INC. — (LARKSPUR, CA) is newly SEC-registered with $138.0M RAUM and 1 advisory reps. IAPD ↗
95
ICONOCLASTIC CAPITAL MANAGEMENT LLC — (ROCHESTER, NY) is newly SEC-registered with $55.2M RAUM and 3 advisory reps. IAPD ↗
95
GENESIS INVESTMENTS — (OOLTEWAH, TN) is newly SEC-registered with $102.6M RAUM and 4 advisory reps. IAPD ↗
95
THE CAPELOTO & HEDRICK CO — (location n/a) is newly SEC-registered with $121.0M RAUM and 2 advisory reps. IAPD ↗
95
SIKORSKI WEALTH MANAGEMENT, LLC — (SAN DIEGO, CA) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗
95
Q2 WEALTH MANAGEMENT — (LEXINGTON, KY) is newly SEC-registered with $107.9M RAUM and 3 advisory reps. IAPD ↗
95
SOUNDPATH RETIREMENT STRATEGIES, LLC — (BELLEVUE, WA) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL DESIGN GROUP, LLC — (LAVISTA, NE) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗
95
NEU WEALTH GROUP — (location n/a) is newly SEC-registered with $205.5M RAUM and 1 advisory reps. IAPD ↗
95
SYNCHRONOUS WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $163.6M RAUM and 3 advisory reps. IAPD ↗
95
ATTLEBORO WEALTH MANAGEMENT LLC — (YARDLEY, PA) is newly SEC-registered with $113.1M RAUM and 4 advisory reps. IAPD ↗
95
DIVVI WEALTH MANAGEMENT — (KANSAS CITY, MO) is newly SEC-registered with $111.2M RAUM and 4 advisory reps. IAPD ↗
95
FINANCIAL PLANNING FIRST, LLC — (TUSCON, AZ) is newly SEC-registered with $109.5M RAUM and 1 advisory reps. IAPD ↗
95
BUTTERWORTH FINANCIAL LLC — (DANVERS, MA) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗
95
ALTAR ROCK — (location n/a) is newly SEC-registered with $140.5M RAUM and 5 advisory reps. IAPD ↗
95
CAIRN FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
MAVROS CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
TRIO WEALTH MANAGEMENT, LLC — (GREAT FALLS, VA) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗
95
RIVERTREE WEALTH — (LITTLE ROCK, AR) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
95
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — (SPOKANE, WA) is newly SEC-registered with $106.4M RAUM and 4 advisory reps. IAPD ↗
95
TERRAFIRMA WEALTH PARTNERS — (WALNUT CREEK, CA) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗
95
TRUNORTH FINANCIAL LLC — (location n/a) is newly SEC-registered with $29.5M RAUM and 1 advisory reps. IAPD ↗
95
PMC WEALTH, LLC — (CLARENCE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SERENITY CAPITAL ADVISORS INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXIT WEALTH ADVISORS — (ALPHARETTA, GA) is newly SEC-registered with $187.2M RAUM and 3 advisory reps. IAPD ↗
95
HERMITAGE WEALTH — (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
BULLSEYE INVESTMENT GROUP — (location n/a) is newly SEC-registered with $27.0M RAUM and 1 advisory reps. IAPD ↗
95
IDEAL RETIREMENT SOLUTIONS — (PORT CHARLOTTE, FL) is newly SEC-registered with $101.4M RAUM and 4 advisory reps. IAPD ↗
95
HORIZON WEALTH — (DENVER, CO) is newly SEC-registered with $101.1M RAUM and 4 advisory reps. IAPD ↗
95
SOUTHEAST CAPITAL MANAGEMENT LTD — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
AFT US CAPITAL LLC — (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $216 RAUM and 0 advisory reps. IAPD ↗
95
MPM ADVISORS GROUP LLC — (LIVERPOOL, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PM WEALTH ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
NEW WEST ASSET MANAGEMENT — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SANDLOT PRIVATE WEALTH LLC — (OREM, UT) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
GRANITE ISLANDS PRIVATE WEALTH, LLC — (GUILFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HOOVER PRIVATE WEALTH, LLC — (ROYAL OAK, MI) is newly SEC-registered with $132.0M RAUM and 2 advisory reps. IAPD ↗
95
ANCHORED FINANCIAL PLANNING LLC — (WEST DEPTFORD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STRATEGIC WEALTH PARTNERS LLC — (FRANKLIN, TN) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗
95
ENCORE WEALTH ADVISORS — (MORRIS, MN) is newly SEC-registered (provisional 120-day approval) with $108.0M RAUM and 3 advisory reps. IAPD ↗
95
ALIGN ADVISOR GROUP, LLC — (VINELAND, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PATHFINDER WEALTH CONSULTING — (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
ROCK CREEK WEALTH MANAGEMENT — (HILLSBORO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AXIENT INVESTMENT ADVISORS LLC — (HUNTSVILLE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
HOLON WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACTIVE WEALTH ADVISORS — (WOODCLIFF LAKE, NJ) is newly SEC-registered with $52.6M RAUM and 1 advisory reps. IAPD ↗
95
NEXUS ONE FINANCIAL ADVISORS LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
WEALTHDOOR INVEST — (SUGAR LAND, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PROVIDENCE LEGACY ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
L 1 GLOBAL WEALTH LLC — (COCONUT GROVE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ASPENRIDGE WEALTH ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SAUL WEALTH ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CADIA PRIVATE CLIENT LLC — (PARSIPPANY, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LUEDTKE & ASSOCIATES — (ADELL, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIFECAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
WEALTH FORWARD ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KTF INVESTMENTS, LLC — (SEAL BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
CANE CAPITAL PARTNERS, LLC — (SAINT FRANCISVILLE, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
DESIGNED WEALTH USA LTD. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
COUNTRYSIDE FINANCIAL LLC — (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $62.7M RAUM and 3 advisory reps. IAPD ↗
95
PIONEER ADVISORY LLC — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
LEO WEALTH MANAGEMENT, LLC — (STATEN ISLAND, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CARDONE WEALTH ADVISORS — (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BCM CAPITAL MANAGEMENT LLC — (NORTHFIELD, IL) is newly SEC-registered with $126.6M RAUM and 3 advisory reps. IAPD ↗
95
AVRIO WEALTH LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
COLLABORATIVE CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLEAR TRAIL ADVISORS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BLACK WALNUT WEALTH MANAGEMENT — (TRAVERSE CITY, MI) is newly SEC-registered (provisional 120-day approval) with $129.0M RAUM and 1 advisory reps. IAPD ↗
95
MARATHON WEALTH PARTNERS, INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PURSUIT WEALTH STRATEGIES, LLC — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CLARITY RETIREMENT & WEALTH, LLC — (NEW BEDFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CYNOSURE PORTFOLIO ADVISORS LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗
95
CONTANGO WEALTH MANAGEMENT LLC — (OAKLAND, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC — (TUSCALOOSA, AL) is newly SEC-registered with $100.5M RAUM and 1 advisory reps. IAPD ↗
95
ENRICH FINANCE LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
BARK SECURITIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DESERT SKY ADVISORY, LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CAGR FINANCE LLC — (LEWES, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIVET WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
EMVISION CAPITAL ADVISORS, LLC — (AURORA, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
MPI INFINITE INVESTORS, LLC — (GILBERT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RIGHTOAK ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
HARPER GLOBAL GROUP — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
AUTONOMOUS WEALTH MANAGEMENT LLC — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KRAKEN ADVISER LLC — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
TRINITY STRATEGIC WEALTH — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
95
LANE FAMILY WEALTH MANAGEMENT — (NORTH LIBERTY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STONEBRIDGE FINANCIAL GROUP, LLC — (ST. LOUIS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
LIFTPOINT FAMILY WEALTH ADVISORS, LLC — (FAR HILLS, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SCHLEGEL DUNN LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ALTURA WEALTH ADVISORS — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MARATHON FINANCIAL GROUP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CSI GROUP ADVISORS, LLC — (WALL TOWNSHIP, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DESTINY FAMILY OFFICE — (TAVARES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
HARVEST - FAITH-BASED INVESTING — (LYNCHBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
META WEALTH ADVISORY — (TIMONIUM, MD) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE STRATEGIC WEALTH, LLC — (CARY, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTH ALIGNMENT PARTNERS, LLC — (HONOLULU, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
COLUCCI WEALTH MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
QUANGENTICS INC. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXDS CAPITAL — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
NORTHERN EDGE WEALTH MANAGEMENT — (MARQUETTE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FIVE CORNERS FINANCIAL SERVICES — (EASTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
XCEPTION FAMILY OFFICE — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HYPHEN WEALTH MANAGEMENT — (LAFAYETTE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PARROT FINANCE, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps. IAPD ↗
95
COASTLINE COMPLETE WEALTH LLC — (BEAUFORT, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
EQV ADVISORY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SKYVIEW PINNACLE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
3ROOTS WEALTH PARTNERS LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HUMILIS INVESTMENT STRATEGIES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
NEXTMOVE CAPITAL INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LC VERO MANAGER — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $70.3M RAUM and 3 advisory reps. IAPD ↗
95
MANHATTAN WEALTH MANAGEMENT GROUP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ENDURE CAPITAL, LLC — (SANTA ANA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PACIFIC POINT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TUTTLE WEALTH PARTNERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
STEELHEAD WEALTH MANAGEMENT — (GLEN ALLEN, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACP INVESTMENT MANAGEMENT — (KAILUA-KONA, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MUSAFFA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
YOUR IA, LLC — (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STRUCTURE WEALTH PARTNERS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
POINTONE FAMILY OFFICE — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DERRYRUSH WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLEAR WAVE WEALTH MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ASPIRE WEALTH ADVISORY GROUP, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SCOUT WEALTH ADVISORS LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARX PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARTINWRIGHT ADVISORY, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SPRING STREET WEALTH — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARY & PIP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SHARPE ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TWENTY-FIVE CAPITAL PARTNERS — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
71 WEST CAPITAL PARTNERS — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗
95
MCKINNEY CAPITAL MANAGEMENT — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ULTRA ADVISORY GROUP — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GRAY LION CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $5.5M RAUM and 1 advisory reps. IAPD ↗
95
CANBY FINANCIAL ADVISORS — (FRAMINGHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
BECKETT CLARK PRIVATE WEALTH, LLC — (BETHESDA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LANMAR CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DANIEL INVESTMENT GROUP INC. — (ROYAL OAK, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
PEREON WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
IOLITE ASSET MANAGEMENT — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
95
HAZLETT WEALTH MANAGEMENT LLC — (KETCHUM, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
A3 CAPITAL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BELLARS HARRIS WEALTH MANAGEMENT — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
818 FAMILY OFFICE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
NAVIANT PARTNERS, LLC — (FAIRHOPE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PFLUEGER WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STOREN LEGACY PARTNERS, LLC — (ZIONSVILLE, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
AUGUST WEALTH ADVISORS LLC — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
85
NAVELLIER & ASSOCIATES INC — crossed $1B in regulatory AUM ($882.8M -> $1.00B). IAPD ↗
85
OAKMONT CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($630.6M -> $3.14B). IAPD ↗
85
RHAME & GORRELL WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($921.4M -> $1.00B). IAPD ↗
85
MACERATIO LLC — crossed $1B in regulatory AUM ($123.5M -> $1.10B). IAPD ↗
85
BROOKLYN INVESTMENT GROUP, LLC — crossed $1B in regulatory AUM ($522.7M -> $1.11B). IAPD ↗
85
ALLOCATE MANAGEMENT COMPANY, LLC — crossed $1B in regulatory AUM ($930.6M -> $2.14B). IAPD ↗
85
BBVA GLOBAL WEALTH ADVISORS, INC. — crossed $1B in regulatory AUM ($523.7M -> $1.21B). IAPD ↗
85
CONCURRENT ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($32.9M -> $2.48B). IAPD ↗
70
ROTHSCHILD INVESTMENT — now reports custody of client assets ($25.6M). IAPD ↗
70
BEACON CAPITAL MANAGEMENT, INC. — now reports custody of client assets ($259.9M). IAPD ↗
70
INTEGRITY ALLIANCE, LLC — now reports custody of client assets ($1.23B). IAPD ↗
70
BC ADVISORS, LLC — now reports custody of client assets ($5.5M). IAPD ↗
70
RAUB BROCK CAPITAL MANAGEMENT, LP — now reports custody of client assets ($10.7M). IAPD ↗
70
HAVEN GLOBAL PARTNERS, LLC — now reports custody of client assets ($27.0M). IAPD ↗
70
CAPITAL INVESTMENT COUNSEL, LLC — now reports custody of client assets ($886.9M). IAPD ↗
70
THIRD VIEW PRIVATE WEALTH — now reports custody of client assets ($76.0M). IAPD ↗
68
SECURITY FIRST FINANCIAL — now reports custody of client assets ($98.5M). IAPD ↗
68
OAK LANE ADVISORS — now reports custody of client assets ($194.0M). IAPD ↗
68
PHYSICIAN WEALTH SOLUTIONS — now reports custody of client assets ($2.2M). IAPD ↗
68
BIRCH CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($763,679). IAPD ↗
68
FSC WEALTH ADVISORS, LLC — now reports custody of client assets ($21.6M). IAPD ↗
68
GENERATIONAL WEALTH MANAGEMENT — now reports custody of client assets. IAPD ↗
68
MERIDIAN FINANCIAL PARTNERS LLC — now reports custody of client assets ($178.0M). IAPD ↗
68
GUERRA WEALTH ADVISORS — now reports custody of client assets ($11.4M). IAPD ↗
68
INTEGRITY ADVISORY SOLUTIONS — now reports custody of client assets ($93.1M). IAPD ↗
68
HMV WEALTH ADVISORS, LLC — now reports custody of client assets ($11.1M). IAPD ↗
68
SECOND 50 FINANCIAL — now reports custody of client assets ($33.0M). IAPD ↗
68
ELEVATUS WEALTH MANAGEMENT, LLC — now reports custody of client assets ($438.1M). IAPD ↗
68
LUCAS GROUP FINANCIAL ADVISORS, LLC — now reports custody of client assets ($122.7M). IAPD ↗
68
SIGNATURE EQUITY PARTNERS, LLC — now reports custody of client assets ($10.9M). IAPD ↗
68
GRATUS WEALTH ADVISORS LLC — now reports custody of client assets ($593.8M). IAPD ↗
68
PARKWOODS WEALTH PARTNERS, LLC — now reports custody of client assets ($2.2M). IAPD ↗
68
MOR WEALTH MANAGEMENT, LLC — now reports custody of client assets ($193.9M). IAPD ↗
68
PERSIMMON CAPITAL MANAGEMENT — now reports custody of client assets ($38.5M). IAPD ↗
68
ALCYON WEALTH PARTNERS — now reports custody of client assets ($52.8M). IAPD ↗
68
BERNICKE WEALTH MANAGEMENT — now reports custody of client assets ($55.6M). IAPD ↗
68
ANCHYRA PARTNERS LLC — now reports custody of client assets ($39.2M). IAPD ↗
68
TICINO WEALTH — now reports custody of client assets ($26.9M). IAPD ↗
68
CEDAR COVE WEALTH PARTNERS — now reports custody of client assets ($185.2M). IAPD ↗
68
JUNO FINANCIAL GROUP LLC — now reports custody of client assets ($55.0M). IAPD ↗
68
MAXQ ASSET MANAGEMENT LLC — now reports custody of client assets ($400.0M). IAPD ↗
68
ELEVATE WEALTH MANAGEMENT — now reports custody of client assets ($26.5M). IAPD ↗
68
Z3 CAPITAL PARTNERS — now reports custody of client assets ($20.5M). IAPD ↗
68
VANTUS WEALTH — now reports custody of client assets ($7.4M). IAPD ↗
68
ALLOCATOR SOLUTIONS, LLC — now reports custody of client assets ($277.2M). IAPD ↗
65
AMERICAN ASSET MANAGEMENT INC. — now reports custody of client assets ($144.9M). IAPD ↗
65
BARTLEY FINANCIAL ADVISORS, LLC — now reports custody of client assets ($14.3M). IAPD ↗
65
AMAZZ INVESTMENT MANAGEMENT, INC. — now reports custody of client assets ($17.8M). IAPD ↗
65
CORNERSTONE FINANCIAL GROUP,LLC — now reports custody of client assets ($231.8M). IAPD ↗
65
ALPHAQ ADVISORS — now reports custody of client assets ($53.5M). IAPD ↗
65
FORTRESS FINANCIAL SOLUTIONS, LLC — now reports custody of client assets ($13.6M). IAPD ↗
65
BLEDSOE ASSET MANAGEMENT, LLC — now reports custody of client assets ($27.3M). IAPD ↗
65
VISTICA WEALTH ADVISORS, LLC — now reports custody of client assets ($2.9M). IAPD ↗
65
DICCIANNI FINANCIAL GROUP, INC. — now reports custody of client assets ($46.3M). IAPD ↗
65
SANKALA GROUP LLC — now reports custody of client assets ($15.2M). IAPD ↗
65
PALLER FINANCIAL SERVICES, INC. — now reports custody of client assets ($2.9M). IAPD ↗
65
VISION CAPITAL PARTNERS — now reports custody of client assets ($71.1M). IAPD ↗
65
STONE STEPS FINANCIAL, LLC — now reports custody of client assets ($6.1M). IAPD ↗
65
QAPITAL INVEST, LLC — now reports custody of client assets ($5.0M). IAPD ↗
65
GK WEALTH MANAGEMENT LLC — now reports custody of client assets ($880,056). IAPD ↗
65
SINCERUS ADVISORY — now reports custody of client assets ($24.4M). IAPD ↗
65
THE HERBST GROUP, LLC — now reports custody of client assets ($64.7M). IAPD ↗
65
KURE ADVISORY, LLC — now reports custody of client assets ($113.3M). IAPD ↗
65
BFI WEALTH SOLUTIONS, LLC — now reports custody of client assets ($42.0M). IAPD ↗
65
AXIM PLANNING & WEALTH — now reports custody of client assets ($47.2M). IAPD ↗
65
PRESTIGE WEALTHWIDE, LLC — now reports custody of client assets ($146.9M). IAPD ↗
65
CAPITAL IP INVESTMENT PARTNERS LP — now reports custody of client assets ($331.2M). IAPD ↗
65
BONA FIDE WEALTH — now reports custody of client assets ($26.0M). IAPD ↗
65
HAMPTON ROCK WEALTH MANAGEMENT — now reports custody of client assets ($76.4M). IAPD ↗
65
BEATRICE ADVISORS LP — now reports custody of client assets ($1.9M). IAPD ↗
65
YARASH GLOBAL SOLUTIONS INC. — now reports custody of client assets. IAPD ↗
65
SAMARA CAPITAL — now reports custody of client assets ($80.9M). IAPD ↗
65
FINANCIAL JUSTUS — now reports custody of client assets ($61.0M). IAPD ↗
65
TORREY-PAYNE WEALTH MANAGEMENT — now reports custody of client assets ($2.6M). IAPD ↗
65
SUMMITPOINT CAPITAL MANAGEMENT — now reports custody of client assets ($37.7M). IAPD ↗
90
10X CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $1.29B RAUM and 1 advisory reps. IAPD ↗institutional
90
PERTENTO ADVISORS LLC — (location n/a) is newly SEC-registered with $3.79B RAUM and 1 advisory reps. IAPD ↗institutional
90
PRP REAL ASSETS ADVISORS, LLC — (WASHINGTON, DC) is newly SEC-registered with $2.95B RAUM and 9 advisory reps. IAPD ↗institutional
90
GUIDESTONE INVESTMENT SERVICES — (DALLAS, TX) is newly SEC-registered with $3.38B RAUM and 8 advisory reps. IAPD ↗institutional
88
MYRIAD ASSET MANAGEMENT ADVISORS LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $362.5M RAUM and 2 advisory reps. IAPD ↗institutional
85
NVERSES CAPITAL, LLC — (WELLINGTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
HARVEY CAPITAL PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
ARCTRUST ADVISORS LLC — (CLIFTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
PARADOXIOM CAPITAL — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
FOXPATH CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
INNOVAYTE CAPITAL — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PURSUIT FUND ADVISERS LLC — (location n/a) is newly SEC-registered with $57.4M RAUM and 3 advisory reps. IAPD ↗institutional
85
MAREK CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
BARRAMUNDI ADVISORS LLC — (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
VARIANT PERCEPTION — (CHARLOTTE, NC) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗institutional
85
FOUNDER ETFS LLC — (DALLAS, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DIAMETER DCF ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 57 advisory reps. IAPD ↗institutional
85
85
CATCHMENT CAPITAL, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
TOURMALET ADVISORS, LP — (FAIRFIELD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
SQUARE NINE CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
BLANTYRE CAPITAL US LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
A-STREET MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ENCORE GLOBAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
COVARA CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
CANDER ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
1932 INVESTMENT MANAGEMENT — (NEWARK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
LOGIQ CAPITAL LLC — (ENGLEWOOD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PLUM ISLAND PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FP STRATEGIES — (SAN JUAN, PR) is newly SEC-registered with $56.5M RAUM and 3 advisory reps. IAPD ↗institutional
85
WEST HORIZON CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC — (MIAMI BEACH, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BLUE OWL DIGITAL INFRASTRUCTURE TRUST ADVISORS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 110 advisory reps. IAPD ↗institutional
85
VALUEQUEST ADVISERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
MALT PARTNERS MANAGEMENT LLC — (NASHVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
AGRIGLOBE LAND ADVISORS, LLC — (FRESNO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
AVANTYR CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional
85
ARÈNE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
IFC WHIPLIGHT, LLC — (MOUNT PLEASANT, SC) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BUFFERLABS — (HENDERSON, NV) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
HARBINGER SPORTS PARTNERS — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
CORGI STRATEGIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DEFILADE CAPITAL MANAGEMENT, L.P. — (EMERYVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
VANGUARD CAPITAL MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
VANGUARD PORTFOLIO MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
SKYWARD TRADING LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
V29 CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BLUE WATER VENTURE MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
APOLLO MPS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 842 advisory reps. IAPD ↗institutional
85
AKKADIAN CEF MANAGER, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
DEIANIRA CAPITAL MANAGEMENT LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CAZ GP STAKES ADVISER LLC — (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 60 advisory reps. IAPD ↗institutional
85
BLANCHE PARK CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
LINEAGE POINT CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
KR CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
HURRICANE ADVISOR SOLUTIONS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
BRIGHTSIDE CAPITAL PARTNERS LLC — (LANTANA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
OEW INVESTMENT ADVISORS LP — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
THRIVENT PRIVATE INVESTMENTS — (MINNEAPOLIS, MN) is newly SEC-registered with $15.58B RAUM and 24 advisory reps. IAPD ↗fund
85
VEGA CAPITAL PARTNERS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ODYSSEAN, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MINDSET ASSET MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
EMERALD INVESTMENT ADVISERS, LLC — (LEOLA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
FRAMEWORK DIGITAL ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ROUTEBURN CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
NX1 CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
SANDPATH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
SPACE CAPITAL — (NEW YORK, NY) is newly SEC-registered with $435.8M RAUM and 4 advisory reps. IAPD ↗fund
83
RIVER ASSOCIATES INVESTMENTS, L.P. — (CHATTANOOGA, TN) is newly SEC-registered with $767.4M RAUM and 11 advisory reps. IAPD ↗fund
83
DTCP USA LLC — (LAS VEGAS, NV) is newly SEC-registered with $649.5M RAUM and 4 advisory reps. IAPD ↗fund
83
EVE PARTNERS — (PONTE VEDRA BEACH, FL) is newly SEC-registered with $330.4M RAUM and 10 advisory reps. IAPD ↗fund
83
CAMBER PARTNERS MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $356.3M RAUM and 4 advisory reps. IAPD ↗fund
83
HUGHES & COMPANY — (CHICAGO, IL) is newly SEC-registered with $373.1M RAUM and 10 advisory reps. IAPD ↗fund
83
IPCP MANAGEMENT, LLC — (BOCA RATON, FL) is newly SEC-registered with $335.8M RAUM and 4 advisory reps. IAPD ↗fund
83
FACTORIAL FUNDS MANAGEMENT LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $803.7M RAUM and 3 advisory reps. IAPD ↗fund
83
ALBION RIVER — (ROCKVILLE, MD) is newly SEC-registered with $726.3M RAUM and 4 advisory reps. IAPD ↗fund
83
ALIGN VENTURES — (location n/a) is newly SEC-registered with $505.9M RAUM and 8 advisory reps. IAPD ↗fund
83
MCP MANAGEMENT, LP — (AUSTIN, TX) is newly SEC-registered with $504.6M RAUM and 5 advisory reps. IAPD ↗fund
83
ONDO CAPITAL MANAGEMENT LLC — (GREENWICH, CT) is newly SEC-registered with $406.5M RAUM and 6 advisory reps. IAPD ↗fund
83
FEYNMAN POINT ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered with $314.0M RAUM and 5 advisory reps. IAPD ↗fund
83
PRAXIS CAPITAL MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $258.2M RAUM and 10 advisory reps. IAPD ↗fund
83
INFINITUM ASSET MANAGEMENT, LLC — (FORT LAUDERDALE, FL) is newly SEC-registered with $574.9M RAUM and 2 advisory reps. IAPD ↗fund
83
1789 CAPITAL MANAGEMENT — (PALM BEACH, FL) is newly SEC-registered with $861.2M RAUM and 8 advisory reps. IAPD ↗fund
80
AXEL CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $26.5M RAUM and 2 advisory reps. IAPD ↗fund
80
FRONTAURA CAPITAL LLC — (CHICAGO, IL) is newly SEC-registered with $224.9M RAUM and 4 advisory reps. IAPD ↗fund
80
GOLDEN EAGLE STRATEGIES, LLC — (DELRAY BEACH, FL) is newly SEC-registered with $53.5M RAUM and 3 advisory reps. IAPD ↗fund
80
DREAMERS MANAGEMENT LLC — (LOS ANGELES, CA) is newly SEC-registered with $118.3M RAUM and 6 advisory reps. IAPD ↗fund
80
FEENIX VENTURE PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered with $174.8M RAUM and 5 advisory reps. IAPD ↗fund
80
APIS & HERITAGE CAPITAL PARTNERS, LLC — (WASHINGTON, DC) is newly SEC-registered with $232.9M RAUM and 5 advisory reps. IAPD ↗fund
80
BLOCKCHAIN COINVESTORS MANAGER, LP — (location n/a) is newly SEC-registered with $171.9M RAUM and 4 advisory reps. IAPD ↗fund
80
CATCHLIGHT CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $180.5M RAUM and 9 advisory reps. IAPD ↗fund
80
SOLAS BIOVENTURES MANAGEMENT, LLC — (CHATTANOOGA, TN) is newly SEC-registered with $177.7M RAUM and 5 advisory reps. IAPD ↗fund
80
DAVERN CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered with $57.5M RAUM and 2 advisory reps. IAPD ↗fund
80
DARDANELLES CAPITAL LP — (BOSTON, MA) is newly SEC-registered with $83.0M RAUM and 2 advisory reps. IAPD ↗fund
80
YELLOWSTONE CAPITAL PARTNERS — (GAINESVILLE, FL) is newly SEC-registered with $206.7M RAUM and 2 advisory reps. IAPD ↗fund
80
EPILOG PARTNERS, LP. — (BOSTON, MA) is newly SEC-registered with $178.5M RAUM and 4 advisory reps. IAPD ↗fund
80
RIOBLANCO CAPITAL LLC — (SAN JUAN, PR) is newly SEC-registered with $109.6M RAUM and 1 advisory reps. IAPD ↗fund
80
CHECKPOINT CAPITAL L.P. — (location n/a) is newly SEC-registered with $194.3M RAUM and 2 advisory reps. IAPD ↗fund
80
CONSORTIUM BRAND PARTNERS, LLC — (location n/a) is newly SEC-registered with $153.9M RAUM and 4 advisory reps. IAPD ↗fund
80
MOELIS ASSET CATALYST PARTNERS — (ST LOUIS, MO) is newly SEC-registered with $241.2M RAUM and 3 advisory reps. IAPD ↗fund
80
HIGH RIVER RESOURCES MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $217.2M RAUM and 7 advisory reps. IAPD ↗fund
80
ARC24 MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered with $56.9M RAUM and 2 advisory reps. IAPD ↗fund
80
HLV VENTURES — (HAUPPAUGE, NY) is newly SEC-registered with $56.8M RAUM and 12 advisory reps. IAPD ↗fund
80
FOUR LION CAPITAL, LP — (NEW YORK, NY) is newly SEC-registered with $53.2M RAUM and 1 advisory reps. IAPD ↗fund
80
SG REAL ESTATE I — (SOUTHFIELD, MI) is newly SEC-registered with $203.5M RAUM and 5 advisory reps. IAPD ↗fund
80
ARA GC PARTNERS, LLC — (HOUSTON, TX) is newly SEC-registered with $150.0M RAUM and 17 advisory reps. IAPD ↗fund
80
TAP ROOT CAPITAL MANAGEMENT LP — (SUMMIT, NJ) is newly SEC-registered with $114.3M RAUM and 5 advisory reps. IAPD ↗fund
80
IRONARC MANAGEMENT, LLC — (AUSTIN, TX) is newly SEC-registered with $209.6M RAUM and 4 advisory reps. IAPD ↗fund
80
DISCIPLINE STRATEGIES MANAGEMENT, LP — (ATLANTA, GA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
80
VIRIDIAN CAPITAL — (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
GRACEADA PARTNERS — (MODESTO, CA) is newly SEC-registered with $212.7M RAUM and 8 advisory reps. IAPD ↗fund
80
GORDIAN CAPITAL MANAGEMENT, LLC — (MILL VALLEY, CA) is newly SEC-registered with $15.5M RAUM and 4 advisory reps. IAPD ↗fund
80
OPTIMIST VENTURES LLC — (NEW YORK, NY) is newly SEC-registered with $227.1M RAUM and 2 advisory reps. IAPD ↗fund
80
80
CHURCHILL NCPE ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 77 advisory reps. IAPD ↗fund
80
ALPHA ONE ASSET MANAGEMENT LLC — (PASADENA, CA) is newly SEC-registered with $114.7M RAUM and 2 advisory reps. IAPD ↗fund
80
ALGEBRAIC CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
75
PNC STEEL CITY ADVISORS, LLC — crossed $1B in regulatory AUM ($665.5M -> $1.70B). IAPD ↗institutional
75
70
70
NORDFLINT CAPITAL PARTNERS — (COPENHAGEN, Denmark) is newly SEC-registered with $2.21B RAUM and 6 advisory reps. IAPD ↗foreign
70
QUAD INVESTMENT MANAGEMENT CORP. — (SEOUL, YEONGDEUNGPO-GU, Korea, South) is newly SEC-registered with $2.28B RAUM and 23 advisory reps. IAPD ↗foreign
70
ACASTA PARTNERS US LLC — (LONDON, United Kingdom) is newly SEC-registered with $3.94B RAUM and 12 advisory reps. IAPD ↗foreign
70
M SQUARE INVESTIMENTOS LTDA. — (SAO PAULO, Brazil) is newly SEC-registered with $2.09B RAUM and 10 advisory reps. IAPD ↗foreign
70
TAGES CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $3.83B RAUM and 14 advisory reps. IAPD ↗foreign
70
CARRHAE CAPITAL (DIFC) LIMITED — (DUBAI, United Arab Emirates) is newly SEC-registered with $4.27B RAUM and 5 advisory reps. IAPD ↗foreign
68
VIOLA CREDIT PARTNERS MANAGEMENT L.P. — (TEL AVIV, Israel) is newly SEC-registered with $856.3M RAUM and 15 advisory reps. IAPD ↗foreign
68
HUNTERS MOON CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $808.3M RAUM and 6 advisory reps. IAPD ↗foreign
68
KARMA CAPITAL ADVISORS PVT LTD. — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $742.0M RAUM and 7 advisory reps. IAPD ↗foreign
68
SATIS WEALTH MANAGEMENT — (LONDON, United Kingdom) is newly SEC-registered with $586.2M RAUM and 9 advisory reps. IAPD ↗foreign
68
VERECAN CAPITAL MANAGEMENT INC. — (HALIFAX, Canada) is newly SEC-registered with $686.9M RAUM and 18 advisory reps. IAPD ↗foreign
65
ARETE WEALTH STRATEGISTS — (BRISBANE CITY, Australia) is newly SEC-registered with $113.5M RAUM and 2 advisory reps. IAPD ↗foreign
65
INVESTIRE LLC — (BUENOS AIRES, Argentina) is newly SEC-registered with $44.3M RAUM and 2 advisory reps. IAPD ↗foreign
65
WISE MONEY ISRAEL — (BINYAMINA, Israel) is newly SEC-registered with $72.4M RAUM and 2 advisory reps. IAPD ↗foreign
65
GREENSKEEPER ASSET MANAGEMENT INC. — (OAKVILLE, ONTARIO, Canada) is newly SEC-registered with $116.8M RAUM and 2 advisory reps. IAPD ↗foreign
65
ASESORDEINVERSIONES.COM LTD — (ROAD TOWN, TORTOLA, British Virgin Islands) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
HOVER4PI CAPITAL MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $132.0M RAUM and 5 advisory reps. IAPD ↗foreign
65
SYGNUS CAPITAL LIMTED — (KINGSTON 5, Jamaica) is newly SEC-registered with $30.0M RAUM and 3 advisory reps. IAPD ↗foreign
65
KHAVEEN INVESTMENTS — (KUALA LUMPUR, WILAYAH PERSEKETUAN, Malaysia) is newly SEC-registered with $7.8M RAUM and 3 advisory reps. IAPD ↗foreign
65
ZENIT WEALTH ADVISORS, INC. — (PIANTINI, SANTO DOMINGO, Dominican Republic) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
TORMA CAPITAL LLP — (LONDON, LONDON, United Kingdom) is newly SEC-registered with $26.5M RAUM and 4 advisory reps. IAPD ↗foreign
65
ACASTA PARTNERS UK LLP — (LONDON, United Kingdom) is newly SEC-registered with $36.9M RAUM and 12 advisory reps. IAPD ↗foreign
65
65
MOSAIC CAPITAL INC. — (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
65
JEFFERIES CREDIT PARTNERS EUROPE LIMITED — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗foreign
65
RISCURA SOLUTIONS (UK) LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
65
GEG ADVISORS — (BOGOTA, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
CHANAKYA CAPITAL PARTNERS IFSC LLP — (GANDHINAGAR, GUJARAT, India) is newly SEC-registered with $27.1M RAUM and 3 advisory reps. IAPD ↗foreign
65
RUBEN CANO CONSULTING — (CALI, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
GINSLER WEALTH MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $215.5M RAUM and 3 advisory reps. IAPD ↗foreign
65
VERECAN ASSET MANAGEMENT INC. — (HALIFAX, NOVA SCOTIA, Canada) is newly SEC-registered with $0 RAUM and 18 advisory reps. IAPD ↗foreign
65
RICHLINE CAPITAL MANAGEMENT INC. — (MARKHAM, ONTARIO, Canada) is newly SEC-registered with $19.1M RAUM and 3 advisory reps. IAPD ↗foreign
65
EBCO TRUSTEE SERVICES LTD LIAB. CO. — (CHIASSO, TICINO, Switzerland) is newly SEC-registered with $42.2M RAUM and 3 advisory reps. IAPD ↗foreign
65
SEVEN HILLS CAPITAL CORP. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
HONESTLY FINANCIAL LLC — (VANCOUVER, BRITISH COLUMBIA, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
58
DELTROIT ASSET MANAGEMENT (US) LLC — now reports custody of client assets ($589.2M). IAPD ↗institutional
55
55
53
53
53
53
53
50
50
50
50
50
50
40
40
40
40
TAULA CAPITAL MANAGEMENT (DIFC) LTD — now reports custody of client assets ($316.97B). IAPD ↗foreign
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.