← Tributary

Custodian — May 2026

Custodians courting new and breakaway RIAs (Schwab, Fidelity, Altruist, Axos, TradePMR).

240 firms opened this window in the May 2026 SEC roster: 206 new registration, 24 custody started, 10 aum crossed 1b.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

100
MESON QUANTITATIVE MANAGEMENT LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $1.09B RAUM and 11 advisory reps. IAPD ↗
$1.09B RAUM · 11 reps · 415-322-0486 · mesoncapital.com
98
MWA INVESTMENTS, LLC — (WHITE STONE, VA) is newly SEC-registered with $250.4M RAUM and 1 advisory reps. IAPD ↗
$250.4M RAUM · 1 reps · 804-761-1969
95
RJJ PASADENA SECURITIES, INC. — (HENDERSON, NV) is newly SEC-registered with $110.3M RAUM and 2 advisory reps. IAPD ↗
$110.3M RAUM · 2 reps · 626-792-1244
95
WORTH FINANCIAL GROUP INC. — (DALLAS, TX) is newly SEC-registered with $122.8M RAUM and 5 advisory reps. IAPD ↗
$122.8M RAUM · 5 reps · (469) 916-4287 · worthfinancialgroup.com
95
POTOMAC INVESTMENT COMPANY — (location n/a) is newly SEC-registered with $107.0M RAUM and 2 advisory reps. IAPD ↗
$107.0M RAUM · 2 reps · 240-274-7810
95
ALAMO CAPITAL — (WALNUT CREEK, CA) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
$103.6M RAUM · 2 reps · 925-472-5700
95
ABENS FINANCIAL SERVICES INC — (EDINA, MN) is newly SEC-registered with $120.1M RAUM and 3 advisory reps. IAPD ↗
$120.1M RAUM · 3 reps · 952-933-9650 · abens.com
95
KINNAMON & ASSOCIATES LTD II — (BARRINGTON, IL) is newly SEC-registered with $117.6M RAUM and 2 advisory reps. IAPD ↗
$117.6M RAUM · 2 reps · 847-381-1053 · kinnamoninvest.com
95
JAFFE ASSET MANAGEMENT LLC — (BEVERLY HILLS, CA) is newly SEC-registered with $116.2M RAUM and 1 advisory reps. IAPD ↗
$116.2M RAUM · 1 reps · 310-858-0700
95
CFG WEALTH MANAGEMENT SERVICES INC — (INDIANAPOLIS, IN) is newly SEC-registered with $110.2M RAUM and 2 advisory reps. IAPD ↗
$110.2M RAUM · 2 reps · 317-841-7959
95
LEE-WAY FINANCIAL SERVICES, INC — (HATTIESBURG, MS) is newly SEC-registered with $132.1M RAUM and 1 advisory reps. IAPD ↗
$132.1M RAUM · 1 reps · 9179524262 · leewayfinancial.com
95
PORTFOLIO ADVISORY GROUP, INC. — (ALEXANDRIA, VA) is newly SEC-registered with $115.8M RAUM and 2 advisory reps. IAPD ↗
$115.8M RAUM · 2 reps · 703-461-9193
95
HULSEY CAPITAL MANAGEMENT, INC. — (HEBER SPRINGS, AR) is newly SEC-registered with $113.2M RAUM and 1 advisory reps. IAPD ↗
$113.2M RAUM · 1 reps · 501-362-1681
95
WYNN CAPITAL MANAGEMENT, LLC — (SANTA CRUZ, CA) is newly SEC-registered with $102.0M RAUM and 2 advisory reps. IAPD ↗
$102.0M RAUM · 2 reps · 831.600.7326
95
ODA AND COMPANY, INC. — (MEDINA, OH) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 330-725-8911
95
SERA CAPITAL MANAGEMENT, LLC — (ANNAPOLIS, MD) is newly SEC-registered with $114.3M RAUM and 5 advisory reps. IAPD ↗
$114.3M RAUM · 5 reps · 301-464-8333 · seracapital.com
95
S.C. THOMAS & ASSOCIATES, CPA, LLC — (MEDINA, OH) is newly SEC-registered with $104.6M RAUM and 1 advisory reps. IAPD ↗
$104.6M RAUM · 1 reps · 330-725-3162 · scthomascpa.com
95
INTEGRATED INVESTMENT STRATEGIES,INC. — (CARMEL, IN) is newly SEC-registered with $104.5M RAUM and 3 advisory reps. IAPD ↗
$104.5M RAUM · 3 reps · 317-843-5577 · integratedinvestments.com
95
PATHFINDER ADVISORY, INC. — (ROCKFORD, IL) is newly SEC-registered with $121.4M RAUM and 3 advisory reps. IAPD ↗
$121.4M RAUM · 3 reps · 815.399.9806
95
ROCKY HILL ADVISORS INC. — (PEABODY, MA) is newly SEC-registered with $102.4M RAUM and 1 advisory reps. IAPD ↗
$102.4M RAUM · 1 reps · 978-531-5900 · rockyhilladvisors.com
95
RECHTER WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $133.5M RAUM and 2 advisory reps. IAPD ↗
$133.5M RAUM · 2 reps · 703-304-9195 · rechterwealth.com
95
CORNERSTONE FINANCIAL — (ATLANTA, GA) is newly SEC-registered with $118.0M RAUM and 3 advisory reps. IAPD ↗
$118.0M RAUM · 3 reps · 404-874-3111 · corstonefinancial.com
95
BLUE GRANITE CAPITAL, LLC — (CHARLESTON, SC) is newly SEC-registered with $108.8M RAUM and 3 advisory reps. IAPD ↗
$108.8M RAUM · 3 reps · 843-722-7330 · bluegranitecapital.com
95
ALPHA FINANCIAL MANAGEMENT, INC. — (SAVANNAH, GA) is newly SEC-registered with $109.4M RAUM and 3 advisory reps. IAPD ↗
$109.4M RAUM · 3 reps · 912-353-9343 · michaeldayoub.wordpress.com
95
ASHWOOD ADVISORS — (MEDFIELD, MA) is newly SEC-registered with $126.9M RAUM and 2 advisory reps. IAPD ↗
$126.9M RAUM · 2 reps · 508-359-9442 · geremiainvestments.com
95
FINANCIAL EMPOWERMENT LLC — (BURNSVILLE, MN) is newly SEC-registered with $126.4M RAUM and 2 advisory reps. IAPD ↗
$126.4M RAUM · 2 reps · 952-646-0026 · finempowerment.com
95
RALL CAPITAL MANAGEMENT, INC. — (ROCKLEDGE, FL) is newly SEC-registered with $122.7M RAUM and 2 advisory reps. IAPD ↗
$122.7M RAUM · 2 reps · 321-452-1251 · rallcapital.com
95
CHAPPELWOOD FINANCIAL SERVICES — (EDMOND, OK) is newly SEC-registered with $113.1M RAUM and 3 advisory reps. IAPD ↗
$113.1M RAUM · 3 reps · 405-348-0909 · chappelwood.com
95
SALVINI FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $116.2M RAUM and 1 advisory reps. IAPD ↗
$116.2M RAUM · 1 reps · (805) 543-6622 · salvinifinancial.com
95
FINANCIAL ACTION, INC. — (MONUMENT, CO) is newly SEC-registered with $100.3M RAUM and 4 advisory reps. IAPD ↗
$100.3M RAUM · 4 reps · 719-357-7189 · faiinv.com
95
WILLIAMS AND SCHILLER WEALTH MANAGEMENT, LLC — (SANDPOINT, ID) is newly SEC-registered with $120.7M RAUM and 2 advisory reps. IAPD ↗
$120.7M RAUM · 2 reps · 208-265-5959 · wswealthmanagementllc.com
95
SCHUYLKILL FINANCIAL, LLC — (WYOMISSING, PA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
$123.6M RAUM · 2 reps · 610-670-1656
95
PEGASUS FINANCIAL GROUP LLC — (CHANTILLY, VA) is newly SEC-registered with $122.3M RAUM and 3 advisory reps. IAPD ↗
$122.3M RAUM · 3 reps · 703-956-6662
95
PEBBLE VALLEY WEALTH MANAGEMENT — (WESTERN SPRINGS, IL) is newly SEC-registered with $129.5M RAUM and 2 advisory reps. IAPD ↗
$129.5M RAUM · 2 reps · 708-246-2366
95
AMERICAN WEALTH ADVISORS, LLC — (JOHNS CREEK, GA) is newly SEC-registered with $120.2M RAUM and 2 advisory reps. IAPD ↗
$120.2M RAUM · 2 reps · 770-814-7236 · americanwealthadvisors.com
95
TRIAD INVESTMENT MANAGEMENT, LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $119.5M RAUM and 2 advisory reps. IAPD ↗
$119.5M RAUM · 2 reps · (949) 679-3991 · triadinvestmentmanagement.com
95
MTR FINANCIAL SERVICES, LLC — (KINGWOOD, TX) is newly SEC-registered with $119.9M RAUM and 1 advisory reps. IAPD ↗
$119.9M RAUM · 1 reps · 281-913-1844
95
COMMENCEMENT FINANCIAL PLANNING LLC — (location n/a) is newly SEC-registered with $121.7M RAUM and 1 advisory reps. IAPD ↗
$121.7M RAUM · 1 reps · 253-820-6432 · commencefp.com
95
LINCOLN DOUGLAS INVESTMENTS, LLC — (MOUNT VERNON, OH) is newly SEC-registered with $130.5M RAUM and 8 advisory reps. IAPD ↗
$130.5M RAUM · 8 reps · 740-397-1397
95
TWEET MANAGEMENT SERVICES, INC. — (LA MESA, CA) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
$120.5M RAUM · 1 reps · 619-867-4855 · kyletweet.com
95
WAX ASSET MANAGEMENT LLC — (location n/a) is newly SEC-registered with $181.2M RAUM and 1 advisory reps. IAPD ↗
$181.2M RAUM · 1 reps · (203) 941-0111 · waxasset.com
95
RYAN POAGE & CO. — (KANSAS CITY, MO) is newly SEC-registered with $114.2M RAUM and 3 advisory reps. IAPD ↗
$114.2M RAUM · 3 reps · (816) 531-4555
95
SETARCOS WEALTH ADVISORS LLC — (PHILADELPHIA, PA) is newly SEC-registered with $111.7M RAUM and 2 advisory reps. IAPD ↗
$111.7M RAUM · 2 reps · 267-504-4905
95
GOLDBERG FINANCIAL ADVISORS, LLC — (EL SEGUNDO, CA) is newly SEC-registered with $120.3M RAUM and 1 advisory reps. IAPD ↗
$120.3M RAUM · 1 reps · (310) 995-3396 · goldbergfinancialadvisors.com
95
COMPASS RETIREMENT, LLC — (location n/a) is newly SEC-registered with $105.1M RAUM and 1 advisory reps. IAPD ↗
$105.1M RAUM · 1 reps · 860-661-3821 · compass-retirement.com
95
MIDWEST FINANCIAL ASSOCIATES, INC. — (ROCKFORD, IL) is newly SEC-registered with $123.9M RAUM and 1 advisory reps. IAPD ↗
$123.9M RAUM · 1 reps · (779) 210-2930
95
NOSURIS, INC. — (LYNBROOK, NY) is newly SEC-registered with $95.0M RAUM and 2 advisory reps. IAPD ↗
$95.0M RAUM · 2 reps · 516-887-7788 · odifinancial.com
95
COGENT INDEPENDENT ADVISORS, INC. — (location n/a) is newly SEC-registered with $112.4M RAUM and 1 advisory reps. IAPD ↗
$112.4M RAUM · 1 reps · 9042988282 · cogentadvisors.com
95
BEYOND WEALTH — (OVERLAND PARK, KS) is newly SEC-registered with $122.5M RAUM and 3 advisory reps. IAPD ↗
$122.5M RAUM · 3 reps · 913-871-7980
95
NPM CONSULTING, LLC — (location n/a) is newly SEC-registered with $116.1M RAUM and 1 advisory reps. IAPD ↗
$116.1M RAUM · 1 reps · 201-670-7728 · npmconsulting.com
95
GIRA & GIRA INVESTMENT ADVISORS LLC — (HARRISONBURG, VA) is newly SEC-registered with $121.4M RAUM and 2 advisory reps. IAPD ↗
$121.4M RAUM · 2 reps · (540) 433 7600
95
LAMINAR WEALTH LLC — (CLAYTON, MO) is newly SEC-registered with $131.8M RAUM and 2 advisory reps. IAPD ↗
$131.8M RAUM · 2 reps · (800) 929-6530
95
STREAMSONG ADVISORS, LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $124.4M RAUM and 4 advisory reps. IAPD ↗
$124.4M RAUM · 4 reps · (616) 433-6006 · streamsongadvisors.com
95
PRECEDENT FINANCIAL STRATEGIES — (INDIANAPOLIS, IN) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
$111.5M RAUM · 1 reps · 800-264-9908 · precedentstrategies.com
95
TEN PEAKS PARTNERS L.L.C. — (CLAYTON, MO) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗
$108.6M RAUM · 1 reps · 888-762-7145
95
MOSAIC FI LLC — (LINCOLNSHIRE, IL) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗
$112.8M RAUM · 2 reps · 847-371-5203
95
BOSTON PORTFOLIO ADVISERS — (BOSTON, MA) is newly SEC-registered with $121.5M RAUM and 2 advisory reps. IAPD ↗
$121.5M RAUM · 2 reps · 617-227-7807
95
LAUREATE WEALTH MANAGEMENT, LLC — (GLEN ELLYN, IL) is newly SEC-registered with $121.9M RAUM and 4 advisory reps. IAPD ↗
$121.9M RAUM · 4 reps · 312-300-6765 · laureate-wealth.com
95
COX & COOK WEALTH ADVISORS — (DUBLIN, OH) is newly SEC-registered with $119.5M RAUM and 2 advisory reps. IAPD ↗
$119.5M RAUM · 2 reps · 614-764-2366 · plans2retire.com
95
BALANCED WEALTH MANAGEMENT, LLC. — (EAST GREENWICH, RI) is newly SEC-registered with $102.0M RAUM and 2 advisory reps. IAPD ↗
$102.0M RAUM · 2 reps · (401) 398-2000
95
WGS MANAGEMENT SERVICES, INC — (ROCHESTER, NY) is newly SEC-registered with $41.6M RAUM and 1 advisory reps. IAPD ↗
$41.6M RAUM · 1 reps · 585-720-9970
95
EDEN ADVISORY SERVICES, LLC — (ALBANY, NY) is newly SEC-registered with $27.8M RAUM and 2 advisory reps. IAPD ↗
$27.8M RAUM · 2 reps · (518) 203-8833 · edenasc.com
95
LEACH, BICKMORE & WEISS WEALTH MANAGEMENT, LLC — (MADISON, WI) is newly SEC-registered with $115.3M RAUM and 1 advisory reps. IAPD ↗
$115.3M RAUM · 1 reps · 608-286-1321
95
EVIDENT FINANCIAL — (ERIE, PA) is newly SEC-registered with $149.7M RAUM and 3 advisory reps. IAPD ↗
$149.7M RAUM · 3 reps · (814) 425-5182
95
VENTURE FORTH FINANCIAL — (location n/a) is newly SEC-registered with $105.0M RAUM and 1 advisory reps. IAPD ↗
$105.0M RAUM · 1 reps · 415-308-8438 · ventureforthfinancial.com
95
PATHWAY WEALTH MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
$116.0M RAUM · 1 reps · 972-863-7671
95
TRUE ABUNDANCE ADVISORS — (location n/a) is newly SEC-registered with $32.0M RAUM and 1 advisory reps. IAPD ↗
$32.0M RAUM · 1 reps · 914-222-0832
95
PALOMAR ADVISORS INC. — (location n/a) is newly SEC-registered with $101.3M RAUM and 2 advisory reps. IAPD ↗
$101.3M RAUM · 2 reps · 760-417-5709
95
MARIVA GLOBAL ASSET MANAGEMENT, LLC — (MIAMI, FL) is newly SEC-registered with $129.0M RAUM and 2 advisory reps. IAPD ↗
$129.0M RAUM · 2 reps · 305-712-6999 · marivacm.com
95
MILE WEALTH MANAGEMENT — (IRVINE, CA) is newly SEC-registered with $120.1M RAUM and 1 advisory reps. IAPD ↗
$120.1M RAUM · 1 reps · 949-441-4410 · milewealth.com
95
LEVENSON WEALTH LLC — (location n/a) is newly SEC-registered with $111.0M RAUM and 2 advisory reps. IAPD ↗
$111.0M RAUM · 2 reps · 617-527-1623
95
HUNT WEALTH MANAGEMENT — (CONCORD, CA) is newly SEC-registered with $110.0M RAUM and 2 advisory reps. IAPD ↗
$110.0M RAUM · 2 reps · 925-279-1102 · huntwealthmanagement.com
95
SULLIVAN INVESTMENT MANAGEMENT LLC — (WISCONSIN RAPIDS, WI) is newly SEC-registered with $111.8M RAUM and 1 advisory reps. IAPD ↗
$111.8M RAUM · 1 reps · 7154220701 · sullivanmgt.com
95
CRYSTAL COVE ASSET MANAGEMENT — (NEWPORT BEACH, CA) is newly SEC-registered with $135.2M RAUM and 2 advisory reps. IAPD ↗
$135.2M RAUM · 2 reps · (949) 359-1399 · crystalcoveam.com
95
RIHO PARTNERS, LLC — (location n/a) is newly SEC-registered with $182.2M RAUM and 1 advisory reps. IAPD ↗
$182.2M RAUM · 1 reps · (415) 544-5090 · rihopartners.com
95
URS ADVISORY — (JUPITER, FL) is newly SEC-registered with $158.8M RAUM and 2 advisory reps. IAPD ↗
$158.8M RAUM · 2 reps · 561-594-0100 · ursadvisory.com
95
TROTT BROOK FINANCIAL — (ANOKA, MN) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
$120.5M RAUM · 1 reps · (763) 213-1000
95
TITAN INVESTMENT MANAGEMENT LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $123.9M RAUM and 4 advisory reps. IAPD ↗
$123.9M RAUM · 4 reps · 765-418-8223 · titaninvestmentmgmt.com
95
MILBORN ADVISORS, LTD — (MILWAUKEE, WI) is newly SEC-registered with $107.7M RAUM and 2 advisory reps. IAPD ↗
$107.7M RAUM · 2 reps · 414-585-0070
95
LIFELONG WEALTH MANAGEMENT GROUP, LLC — (LAKE OSWEGO, OR) is newly SEC-registered with $121.7M RAUM and 2 advisory reps. IAPD ↗
$121.7M RAUM · 2 reps · 503-747-6534 · llwmg.com
95
SAN BLAS ADVISORY, INC. — (ATLANTA, GA) is newly SEC-registered with $218.9M RAUM and 9 advisory reps. IAPD ↗
$218.9M RAUM · 9 reps · 404.704.0406 · thehendersonfinancialgroup.com
95
O.F.O. PARTNERS, LLC — (HINGHAM, MA) is newly SEC-registered with $110.0M RAUM and 1 advisory reps. IAPD ↗
$110.0M RAUM · 1 reps · (617) 829-8800
95
SETTIAN CAPITAL LP — (SAINT AUGUSTINE, FL) is newly SEC-registered with $156.5M RAUM and 1 advisory reps. IAPD ↗
$156.5M RAUM · 1 reps · 203-257-0925
95
STOIC POINT CAPITAL MANAGEMENT LLC — (PALO ALTO, CA) is newly SEC-registered with $119.5M RAUM and 2 advisory reps. IAPD ↗
$119.5M RAUM · 2 reps · 650-503-9750
95
WEBSTER STREET INVESTMENT ADVISORS LLC — (location n/a) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · (267) 254-3854 · websterstreetadvisors.com
95
AJAX CAPITAL LLC — (location n/a) is newly SEC-registered with $114.6M RAUM and 1 advisory reps. IAPD ↗
$114.6M RAUM · 1 reps · 305-912-7022
95
MANA FINANCIAL LIFE DESIGN — (location n/a) is newly SEC-registered with $106.1M RAUM and 3 advisory reps. IAPD ↗
$106.1M RAUM · 3 reps · 412-721-3443
95
NOBLE WEALTH PARTNERS — (DENVER, CO) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
$118.5M RAUM · 2 reps · 720-588-4103
95
SEQUENTIS CAPITAL LLC — (BOSTON, MA) is newly SEC-registered with $101.5M RAUM and 3 advisory reps. IAPD ↗
$101.5M RAUM · 3 reps · (617) 419-7133 · sequentis-capital.com
95
TRAILS EDGE WEALTH ADVISERS, LLC — (location n/a) is newly SEC-registered with $153.7M RAUM and 1 advisory reps. IAPD ↗
$153.7M RAUM · 1 reps · 847-682-0105 · trailswealth.com.
95
STERLING BRIDGE FINANCIAL GROUP LLC — (PALM HARBOR, FL) is newly SEC-registered with $131.1M RAUM and 4 advisory reps. IAPD ↗
$131.1M RAUM · 4 reps · (727) 250-4130
95
MD WEALTH ADVISORS INC — (CRANFORD, NJ) is newly SEC-registered with $105.2M RAUM and 1 advisory reps. IAPD ↗
$105.2M RAUM · 1 reps · 908-440-0811 · mdwealthinc.com
95
BURKE WEALTH MANAGEMENT, LLC — (HOUSTON, TX) is newly SEC-registered with $95.2M RAUM and 3 advisory reps. IAPD ↗
$95.2M RAUM · 3 reps · 713-933-5402 · burkewealthmanagement.com
95
ADVOCACY FINANCIAL LLC — (COVINGTON, LA) is newly SEC-registered with $103.4M RAUM and 2 advisory reps. IAPD ↗
$103.4M RAUM · 2 reps · 888-787-4590 · advocacyfinancial.com
95
GENEROUSWEALTH, LLC — (SUMMERVILLE, SC) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
$110.4M RAUM · 2 reps · 843-376-3544
95
ARK WEALTH ADVISORS, LLC — (YORBA LINDA, CA) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 714-333-3550 · arkwealthadvisors.com
95
PARAGON INVESTING, LLC — (location n/a) is newly SEC-registered with $138.2M RAUM and 3 advisory reps. IAPD ↗
$138.2M RAUM · 3 reps · 734-649-6710 · paragoninvesting.com
95
LARSON WILLIAMS WEALTH ADVISORS, LLC — (CEDAR CITY, UT) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 435-867-5685 · larsonfinancialcompanies.com
95
SOUTH SHORE INVESTMENT SERVICES LLC — (NORWELL, MA) is newly SEC-registered with $117.9M RAUM and 2 advisory reps. IAPD ↗
$117.9M RAUM · 2 reps · (781) 887-8978 · southshoreis.com
95
THINK DIFFERENT FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $141.5M RAUM and 1 advisory reps. IAPD ↗
$141.5M RAUM · 1 reps · 650-387-0533 · thinkdifferentfp.com
95
SOLYCO WEALTH LLC — (BIRMINGHAM, MI) is newly SEC-registered with $116.2M RAUM and 5 advisory reps. IAPD ↗
$116.2M RAUM · 5 reps · 713-444-3560
95
BRANDON HILL WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $48.4M RAUM and 1 advisory reps. IAPD ↗
$48.4M RAUM · 1 reps · 914-582-0839 · brandonhillwealthmgmt.com
95
RETIRE READY WEALTH MANAGEMENT — (RADNOR, PA) is newly SEC-registered with $100.1M RAUM and 1 advisory reps. IAPD ↗
$100.1M RAUM · 1 reps · 610-727-1727 · retirereadyfg.com
95
PEAK FINANCIAL PLANNING — (CANOGA PARK, CA) is newly SEC-registered with $93.0M RAUM and 4 advisory reps. IAPD ↗
$93.0M RAUM · 4 reps · (818) 600-6099 · thepeakfp.com
95
WHITE OAK WEALTH PARTNERS — (RALEIGH, NC) is newly SEC-registered with $110.5M RAUM and 1 advisory reps. IAPD ↗
$110.5M RAUM · 1 reps · 919-858-6490 · whiteoakwealthpartners.com
95
VIRTUS FINANCIAL GROUP — (OLIVETTE, MO) is newly SEC-registered with $119.4M RAUM and 5 advisory reps. IAPD ↗
$119.4M RAUM · 5 reps · (314) 395-6133 · thevirtusfg.com
95
BENSON WEALTH MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $116.0M RAUM and 2 advisory reps. IAPD ↗
$116.0M RAUM · 2 reps · (530) 891-0719 · bensonwm.com
95
GOI — (MIAMI, FL) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 888-464-4742
95
WHARTON WEALTH PLANNING, LLC — (NEW YORK, NY) is newly SEC-registered with $30.7M RAUM and 1 advisory reps. IAPD ↗
$30.7M RAUM · 1 reps · 646-450-7021 · whartonwealthplanning.com
95
WINCHESTER ASSET MANAGEMENT, LLC — (CHICAGO, IL) is newly SEC-registered with $154.0M RAUM and 2 advisory reps. IAPD ↗
$154.0M RAUM · 2 reps · 312-858-3359 · winchesteram.com
95
BRIGHT LAKE WEALTH MANAGEMENT, LLC — (ROSEVILLE, CA) is newly SEC-registered with $103.6M RAUM and 4 advisory reps. IAPD ↗
$103.6M RAUM · 4 reps · 916-749-1881 · brightlakewealth.com
95
FINANCES FOR REAL LIFE — (LOMPOC, CA) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
$108.6M RAUM · 2 reps · 805-733-2700 · financesforreallife.com
95
ACCESS CAPITAL, LLC — (WICHITA, KS) is newly SEC-registered with $105.6M RAUM and 1 advisory reps. IAPD ↗
$105.6M RAUM · 1 reps · 316-633-8013 · accesscapitaladvisors.com
95
TOTAL WEALTH SOLUTIONS — (LOS ALTOS, CA) is newly SEC-registered with $148.0M RAUM and 1 advisory reps. IAPD ↗
$148.0M RAUM · 1 reps · (510) 252-0135 · onetws.com
95
MENDOZA PRIVATE WEALTH — (MIAMI, FL) is newly SEC-registered with $101.4M RAUM and 1 advisory reps. IAPD ↗
$101.4M RAUM · 1 reps · 305-503-5133 · mendozaprivatewealth.com
95
PORT CAPITAL MANAGEMENT — (MASSAPEQUA, NY) is newly SEC-registered with $29.8M RAUM and 1 advisory reps. IAPD ↗
$29.8M RAUM · 1 reps · 212-597-2249 · portcapitalmgmt.com
95
QUANTITATIVE FINANCIAL STRATEGIES — (location n/a) is newly SEC-registered with $156.2M RAUM and 2 advisory reps. IAPD ↗
$156.2M RAUM · 2 reps · 714-300-5143 · quantitativefinancialstrategies.com
95
K2 WEALTH MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $120.0M RAUM and 3 advisory reps. IAPD ↗
$120.0M RAUM · 3 reps · 872-227-7652 · k2wealthllc.com
95
IKALON ADVISORS LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 786 702 0078
95
MGFS PRIVATE WEALTH, LLC — (location n/a) is newly SEC-registered with $116.7M RAUM and 2 advisory reps. IAPD ↗
$116.7M RAUM · 2 reps · 312-758-3997 · mgfsprivatewealth.com
95
SPRINGLAKE FINANCIAL PARTNERS — (location n/a) is newly SEC-registered with $104.8M RAUM and 2 advisory reps. IAPD ↗
$104.8M RAUM · 2 reps · (615) 659-0220 · springlakefp.com
95
WHEALTHY EMPOWERMENT NETWORK — (location n/a) is newly SEC-registered with $107.8M RAUM and 2 advisory reps. IAPD ↗
$107.8M RAUM · 2 reps · 419-340-6462 · whealthyempowerment.com
95
ONE OAK — (location n/a) is newly SEC-registered with $110.4M RAUM and 3 advisory reps. IAPD ↗
$110.4M RAUM · 3 reps · (302) 754-1625 · investonewell.com
95
VIP WEALTH ADVISORS — (DECATUR, GA) is newly SEC-registered with $126.1M RAUM and 1 advisory reps. IAPD ↗
$126.1M RAUM · 1 reps · 917-319-8281 · vipwealthadvisors.com
95
US FINANCIAL PLANNERS, LLC — (ASHEVILLE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 980-286-1170 · usfinancialplanners.com
95
NEXTMOVE CAPITAL INC. — (location n/a) is newly SEC-registered with $190 RAUM and 1 advisory reps. IAPD ↗
$190 RAUM · 1 reps · +1 201-463-1030 · nextmovecap.com
95
KEYSTONE BITCOIN — (PITTSBURGH, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 412 844 4994 · keystonebitcoin.com
95
VOSS WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (440) 213-8644 · vosswealth.com
95
SAVILE PRIVATE WEALTH LLC — (SHERIDAN, WY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 307-655-1008
95
SAGEWOOD CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 212-231-8777 · sagewoodam.com
95
R.I.T. WEALTH ADVISORS — (SAN LUIS OBISPO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (949) 340-1701 · ritwealth.com
95
ARKA CAPITAL A.M. LTD — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · +9 72 54 433 2642
95
OXFORD HARRIMAN PRIVATE WEALTH MANAGEMENT — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 317-581-4003 · ohcpwm.com
95
CULTIVATE WEALTH PARTNERS — (BROOMFIELD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (720) 961-2805
95
DOW FAMILY OFFICE ADVISORY, LLC — (LAKEWOOD RANCH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 207-200-2200
95
JQL WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 570-332-5680
95
BODEN WEALTH — (LEMOYNE, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 717-657-8878 · bodenwealth.com
95
LAS OLAS CAPITAL WEALTH LLC — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 954 289 4692 · lasolascap.com
95
SOONER PRIVATE FINANCIAL LLC — (SALEM, NH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 603-321-6531
95
REA FINANCIAL — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 407-787-9700
95
TELOS PARTNERS LLC — (AVON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (646)907-9424
95
TAO PRIVATE WEALTH, LLC — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (918) 986 7282
95
MEADOWCREST WEALTH MANAGEMENT — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 281-358-0134
95
GREG JENNINGS, LLC — (DEWITT, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 315-427-3261
95
AMALTASH ADVISORS — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 217-417-1142 · amaltash.com
95
JM FINANCIAL PRIVATE WEALTH, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1-332-900-4958
95
LIONHUNTER CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-602-0686
95
SAHARA INVESTMENT GROUP — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $52.6M RAUM and 5 advisory reps. IAPD ↗
$52.6M RAUM · 5 reps · 702-907-0005 · saharainvestmentgroup.com
95
FAIRLEAD STRATEGIES LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 203-872-6500
95
CAMBIER CAPITAL, LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (239) 289-1218
95
FACTORPOINT PLANNING, LLC — (PITTSFORD, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (585) 895-7506 · factorplanning.com
95
FACTORY CAPITAL — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 5185383413
95
HYCO RIVER INVESTMENTS, INCORPORATED — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 703-338-9419 · hycoinvestments.com
95
PRAIRIE VIEW WEALTH PARTNERS LLC — (SIOUX FALLS, SD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (605) 777-1851 · prairieviewwp.com
95
STONE OAK CAPITAL LLC — (ROCHESTER, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 585-406-0220
95
UPSTATE ADVISERS INC — (PITTSFORD, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 5852099788
95
GIBERT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 7045755349 · gibertwealth.com
95
QUEEQUEG & MUNGER, LLC — (FESTUS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 314-607-4821
95
QUEST WEALTH SOLUTIONS, INC. — (MANSFIELD, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 419-525-2525 · questwealthsolutions.com
95
ADAMS ADVISORY SERVICES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 434-825-3764
85
CAPITAL INVESTMENT COUNSEL INC — crossed $1B in regulatory AUM ($889.4M -> $1.02B). IAPD ↗
$1.02B RAUM · 4 reps · 919-831-2370 · capital-invest.com
85
WILLIAM MACK & ASSOCIATES INC — crossed $1B in regulatory AUM ($820.4M -> $1.03B). IAPD ↗
$1.03B RAUM · 10 reps · 248-643-4310 · wmack.com
85
JOHN MOORE & ASSOCIATES INC — crossed $1B in regulatory AUM ($970.2M -> $1.03B). IAPD ↗
$1.03B RAUM · 9 reps · 505-881-5100 · johnmoore.com
85
ARQ WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($844.3M -> $1.11B). IAPD ↗
$1.11B RAUM · 9 reps · 480-214-9572 · arqwealth.com
85
SEQUENT ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($972.7M -> $1.06B). IAPD ↗
$1.06B RAUM · 2 reps · 713-467-0008 · sequentasset.com
85
ENCLAVE ADVISORS, LLC — crossed $1B in regulatory AUM ($983.1M -> $1.10B). IAPD ↗
$1.10B RAUM · 3 reps · 512-527-3105
70
DESTINATION WEALTH MANAGEMENT — now reports custody of client assets ($371.2M). IAPD ↗
$4.95B RAUM · 31 reps · 925-935-2900 · destinationwm.com
70
NORTH PIER FIDUCIARY MANAGEMENT, LLC — now reports custody of client assets ($8.6M). IAPD ↗
$1.28B RAUM · 5 reps · 800-403-7065 · npier.com
70
RED OAK FINANCIAL GROUP — now reports custody of client assets ($197.8M). IAPD ↗
$1.04B RAUM · 6 reps · 410-321-0168
70
MIDLAND WEALTH MANAGEMENT — now reports custody of client assets ($3.10B). IAPD ↗
$3.16B RAUM · 19 reps · 312-660-6516
68
WESTWIND CAPITAL — now reports custody of client assets ($216.9M). IAPD ↗
$795.9M RAUM · 8 reps · 575-556-8500 · ww-capital.com
68
GLASS WEALTH MANAGEMENT CO., LLC — now reports custody of client assets ($60.8M). IAPD ↗
$311.9M RAUM · 4 reps · 210-930-5141
68
BRIGHT WEALTH MANAGEMENT, LLC — now reports custody of client assets ($69.8M). IAPD ↗
$265.0M RAUM · 7 reps · (972) 410-6623
68
NATIONAL WEALTH MANAGEMENT GROUP, LLC — now reports custody of client assets ($935,150). IAPD ↗
$534.9M RAUM · 18 reps · 513-772-2592 · jimlewiswm.com
68
FAITH INVESTOR SERVICES — now reports custody of client assets ($52,085). IAPD ↗
$279.7M RAUM · 6 reps · 314-214-1404
68
GENERATIONAL PRIVATE WEALTH — now reports custody of client assets ($184.1M). IAPD ↗
$271.9M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
68
RAINIER FAMILY WEALTH, INC. — now reports custody of client assets ($308.7M). IAPD ↗
$331.5M RAUM · 3 reps · 253-448-2107
68
STONEBRIDGE FINANCIAL GROUP — now reports custody of client assets ($75.7M). IAPD ↗
$896.0M RAUM · 12 reps · 4154614961 · sb-fg.com
68
REVEL WEALTH MANAGEMENT — now reports custody of client assets ($3.0M). IAPD ↗
$258.9M RAUM · 2 reps · 316-518-3615 · revelwm.com
65
MEYER GATES FINANCIAL ADVISORS, INC — now reports custody of client assets ($30.5M). IAPD ↗
$168.7M RAUM · 6 reps · 937-220-4915 · meyergates.com
65
GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG — now reports custody of client assets ($2.5M). IAPD ↗
$179.4M RAUM · 1 reps · 818-587-4455 · goldenkplans.com
65
SUMMIT WEALTH MANAGEMENT GROUP, INC. — now reports custody of client assets ($14.4M). IAPD ↗
$249.5M RAUM · 2 reps · 805-384-1186
65
COLUCCI WEALTH MANAGEMENT LLC — now reports custody of client assets ($80.8M). IAPD ↗
$80.8M RAUM · 1 reps · 212-763-4840
65
MADSON WEALTH ADVISORS INC. — now reports custody of client assets ($4.0M). IAPD ↗
$208.7M RAUM · 2 reps · 707-578-6850 · madsonwealth.com
65
PULLIAM FAMILY OFFICE, LLC — now reports custody of client assets ($345,898). IAPD ↗
$141.7M RAUM · 1 reps · 972-947-9400 · pulliamfamilyoffice.com
65
IMPERITY WEALTH ALLIANCE LLC — now reports custody of client assets ($6.1M). IAPD ↗
$139.7M RAUM · 10 reps · 800-203-2702 · huntfinancialsolutions.com
65
SCHULZ FINANCIAL GROUP — now reports custody of client assets ($325,042). IAPD ↗
$114.9M RAUM · 3 reps · (520) 495-2800 · schulzfinancialgroup.com
65
KIN STEWARDS LLC — now reports custody of client assets. IAPD ↗
$3.4M RAUM · 1 reps · (747) 383-4282
85
FULCRUM EQUITY PARTNERS, INC. — (ATLANTA, GA) is newly SEC-registered with $1.16B RAUM and 16 advisory reps. IAPD ↗fund
$1.16B RAUM · 16 reps · 770-551-6300 · fulcrumep.com
85
EVERKEY FINANCIAL LLC — (KATY, TX) is newly SEC-registered with $10.6M RAUM and 1 advisory reps. IAPD ↗institutional
$10.6M RAUM · 1 reps · (713) 382-1880
85
PLH FAMILY OFFICE, LLC — (GARDEN CITY, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (646) 518-2800
85
FAMILY OFFICE INVESTMENT ADVISORY LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (800) 447-7090
85
SPA RIA — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 617 817-5344
85
GCM GROSVENOR WEALTH L.P. — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 166 advisory reps. IAPD ↗institutional
$0 RAUM · 166 reps · 312-506-6500 · gcmgrosvenor.com
85
GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗institutional
$0 RAUM · 0 reps · 2125189542 · guggenheimpartners.com
85
WORTH CHARTING LLC — (NEW YORK, NY) is newly SEC-registered with $2.5M RAUM and 2 advisory reps. IAPD ↗institutional
$2.5M RAUM · 2 reps · 212-624-2383 · worthcharting.com
85
FOURNORTH CAPITAL LLC — (WEST CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 215-217-2360
85
GLD ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-257-5790
85
COOLABAH INVESTMENT MANAGEMENT (USA) INC — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 305-722-7789 · coolabahcapital.com
85
HARBOURVEST REGISTERED ADVISERS II — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 296 advisory reps. IAPD ↗institutional
$0 RAUM · 296 reps · 617-348-3707 · harbourvest.com
85
VANGUARD ALTERNATIVE ASSETS ADVISER, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 25 advisory reps. IAPD ↗institutional
$0 RAUM · 25 reps · 610-669-1000
85
SKYLAR CAPITAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (713) 341-7942
85
WILLIAM RAVEIS - MORAN WEALTH MANAGEMENT, LLC — (NAPLES, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 239-920-4521
85
BANCREEK CAPITAL STRATEGIES, LLC — (SANTA MONICA, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 424-252-4813, EXT 5013
85
DX ADVISORS LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 415-639-9966
83
OCA VENTURES, LLC — (CHICAGO, IL) is newly SEC-registered with $316.4M RAUM and 15 advisory reps. IAPD ↗fund
$316.4M RAUM · 15 reps · 312-443-5028
83
SCIENS WATER — (NEW YORK, NY) is newly SEC-registered with $743.5M RAUM and 9 advisory reps. IAPD ↗fund
$743.5M RAUM · 9 reps · 212-471-6100
83
THE O.H.I.O. FUND — (CLEVELAND, OH) is newly SEC-registered with $474.6M RAUM and 4 advisory reps. IAPD ↗fund
$474.6M RAUM · 4 reps · 216-270-7377 · theohiofund.com
83
LEGEIS CAPITAL ADVISORS, LLC — (GREAT NECK, NY) is newly SEC-registered with $497.4M RAUM and 1 advisory reps. IAPD ↗fund
$497.4M RAUM · 1 reps · 516-329-9923 · legeiscapital.com
83
VRM PENZINI CAPITAL L.L.C. — (SAN JUAN, PR) is newly SEC-registered with $269.2M RAUM and 3 advisory reps. IAPD ↗fund
$269.2M RAUM · 3 reps · 787-305-1015 · vrmpenzini.com
83
ERA GLOBAL TECHNOLOGIES — (NEW YORK, NY) is newly SEC-registered with $259.9M RAUM and 2 advisory reps. IAPD ↗fund
$259.9M RAUM · 2 reps · 614-458-8722
83
MAGARIAN CAPITAL MANAGEMENT, LLC — (SAN ANTONIO, TX) is newly SEC-registered with $259.7M RAUM and 1 advisory reps. IAPD ↗fund
$259.7M RAUM · 1 reps · 856-334-8260
80
WEBER CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $120.2M RAUM and 1 advisory reps. IAPD ↗fund
$120.2M RAUM · 1 reps · 415-317-1798 · webercapital.com
80
GLC INVESTMENT ADVISORS, LLC — (location n/a) is newly SEC-registered with $245.9M RAUM and 1 advisory reps. IAPD ↗fund
$245.9M RAUM · 1 reps · 415-962-8500 · glcmerchantbank.com
80
MAP FUNDS MANAGEMENT, LLC — (MARBLEHEAD, MA) is newly SEC-registered with $25.8M RAUM and 1 advisory reps. IAPD ↗fund
$25.8M RAUM · 1 reps · 781-639-2750
80
KITTYHAWK VENTURES, LLC — (LOS ANGELES, CA) is newly SEC-registered with $184.0M RAUM and 1 advisory reps. IAPD ↗fund
$184.0M RAUM · 1 reps · (415) 244-5641 · kittyhawk.vc
80
ROPPEL CAPITAL MANAGEMENT LLC — (PARK RIDGE, IL) is newly SEC-registered with $231.5M RAUM and 2 advisory reps. IAPD ↗fund
$231.5M RAUM · 2 reps · 847-318-9001
80
IG BETTER FUTURE MANAGEMENT, LLC — (MENLO PARK, CA) is newly SEC-registered with $128.3M RAUM and 4 advisory reps. IAPD ↗fund
$128.3M RAUM · 4 reps · (615)437-7299 · integragroupe.com
80
GRAPHENE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $238.1M RAUM and 9 advisory reps. IAPD ↗fund
$238.1M RAUM · 9 reps · 646-585-6503 · graphenelp.com
80
FLATIRON FUND MANAGEMENT LP — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $27.3M RAUM and 2 advisory reps. IAPD ↗fund
$27.3M RAUM · 2 reps · 561-412-4929 · flatironassets.com
80
CHANGE FORCES — (PORTOLA VALLEY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · (202) 413-4222
80
ACCESS REAL ESTATE, LLC — (LOUISVILLE, KY) is newly SEC-registered with $63.4M RAUM and 1 advisory reps. IAPD ↗fund
$63.4M RAUM · 1 reps · 502-292-5500
80
ARÈNE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $13.0M RAUM and 4 advisory reps. IAPD ↗fund
$13.0M RAUM · 4 reps · 646-277-6425
80
SOUTHPAW CP MANAGER LP — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · (917) 837-8846
80
MBX INVESTORS LLC — (FARMINGTON HILLS, MI) is newly SEC-registered with $224.6M RAUM and 2 advisory reps. IAPD ↗fund
$224.6M RAUM · 2 reps · 248-960-1700
80
A.G.P. ASSET MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $144.5M RAUM and 2 advisory reps. IAPD ↗fund
$144.5M RAUM · 2 reps · (646) 905-2167 · allianceg.com
80
CALLODINE STRATEGIC CREDIT FUND III MANAGEMENT, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
$0 RAUM · 4 reps · 404-795-6468 · callodinesbic.com
80
DS2 CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
$0 RAUM · 5 reps · 704-210-8560 · ds2capital.com
80
ACCUMULATOR OPERATIONS LLC — (CORAL GABLES, FL) is newly SEC-registered with $148.4M RAUM and 8 advisory reps. IAPD ↗fund
$148.4M RAUM · 8 reps · 305-813-2420 · accumulator.co
80
CLEVELAND CAPITAL MANAGEMENT, L.L.C. — (ROCKY RIVER, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 440 333 4925 · clevelandcapital.com
75
CAPITOLIS ADVISORS LLC — crossed $1B in regulatory AUM ($100.3M -> $4.50B). IAPD ↗institutional
$4.50B RAUM · 10 reps · 212-388-5204
75
WEDBUSH FUND ADVISERS, LLC — crossed $1B in regulatory AUM ($754.2M -> $1.02B). IAPD ↗institutional
$1.02B RAUM · 2 reps · 213-688-8000 · wedbushfunds.com
70
RIOT VENTURES MANAGEMENT, LLC — crossed $1B in regulatory AUM ($948.3M -> $1.09B). IAPD ↗fund
$1.09B RAUM · 7 reps · (310) 243-6433 · riot.vc
68
EDGEWORTH CAPITAL PTY LTD — (BONDI JUNCTION, NEW SOUTH WALES, Australia) is newly SEC-registered with $330.9M RAUM and 2 advisory reps. IAPD ↗foreign
$330.9M RAUM · 2 reps · 61409341500 · edgeworthcapital.com
68
TIMEFOLIO ASSET MANAGEMENT SINGAPORE PTE. LTD. — (SINGAPORE, SINGAPORE, Singapore) is newly SEC-registered with $965.9M RAUM and 5 advisory reps. IAPD ↗foreign
$965.9M RAUM · 5 reps · +65 6359 1526 · timefolio.sg
65
ARTHSCIENCE CAPITAL — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 918452940541
65
ALERA MANAGEMENT PARTNERS — (BUENOS AIRES, Argentina) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · +1 (315) 305-2521 · aleramp.com
55
SCHRODER WEALTH MANAGEMENT (US) LIMITED — crossed $1B in regulatory AUM ($922.4M -> $1.40B). IAPD ↗foreign
$1.40B RAUM · 5 reps · 00 44 (0)20 7658 6000 · schroders.com
53
SHOTEN CAPITAL LP — now reports custody of client assets ($994.9M). IAPD ↗fund
$622.4M RAUM · 5 reps · 512-265-3800 · shotencapital.com
53
LOON LAKE CAPITAL MANAGEMENT LP — now reports custody of client assets ($336.0M). IAPD ↗fund
$336.0M RAUM · 3 reps · 857-228-6012 · loonlakecapital.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.