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WHARTON WEALTH PLANNING, LLC

NEW YORK, NY · CRD 319716 · IAPD ↗ · whartonwealthplanning.com · 646-450-7021

$36.9MRegulatory AUM
1Advisory reps
1Employees
4Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — WHARTON WEALTH PLANNING, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
October 2026 — WHARTON WEALTH PLANNING, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
May 2026 — WHARTON WEALTH PLANNING, LLC (NEW YORK, NY) is newly SEC-registered with $30.7M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.