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SHOTEN CAPITAL LP

AUSTIN, TX · CRD 339620 · IAPD ↗ · shotencapital.com · 512-265-3800

$622.4MRegulatory AUM
5Advisory reps
8Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
May 2026 — SHOTEN CAPITAL LP now reports custody of client assets ($994.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
May 2026 — SHOTEN CAPITAL LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
May 2026 — SHOTEN CAPITAL LP now reports 1 private fund(s) ($497.4M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
January 2026 — SHOTEN CAPITAL LP (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.