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COX & COOK WEALTH ADVISORS

DUBLIN, OH · CRD 173691 · IAPD ↗ · plans2retire.com · 614-764-2366

$119.5MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
June 2026 — COX & COOK WEALTH ADVISORS now reports custody of client assets ($119.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
May 2026 — COX & COOK WEALTH ADVISORS (DUBLIN, OH) is newly SEC-registered with $119.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.