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RJJ PASADENA SECURITIES, INC.

HENDERSON, NV · CRD 8425 · IAPD ↗ · 626-792-1244

$115.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
3States
10Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
October 2026 — RJJ PASADENA SECURITIES, INC. now reports custody of client assets ($38.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
May 2026 — RJJ PASADENA SECURITIES, INC. (HENDERSON, NV) is newly SEC-registered with $110.3M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.