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JOHN MOORE & ASSOCIATES INC

ALBUQUERQUE, NM · CRD 109791 · IAPD ↗ · johnmoore.com · 505-881-5100

$1.03BRegulatory AUM
9Advisory reps
14Employees
0Clients
More than 500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

72
May 2026 — JOHN MOORE & ASSOCIATES INC grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
May 2026 — JOHN MOORE & ASSOCIATES INC crossed $1B in regulatory AUM ($970.2M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
63
April 2025 — JOHN MOORE & ASSOCIATES INC reported RAUM up 28% ($758.2M -> $970.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.