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SULLIVAN INVESTMENT MANAGEMENT LLC

WISCONSIN RAPIDS, WI · CRD 289217 · IAPD ↗ · sullivanmgt.com · 7154220701

$111.8MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
May 2026 — SULLIVAN INVESTMENT MANAGEMENT LLC (WISCONSIN RAPIDS, WI) is newly SEC-registered with $111.8M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.