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REA FINANCIAL

ORLANDO, FL · CRD 340696 · IAPD ↗ · 407-787-9700

$54.8MRegulatory AUM
1Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

65
October 2026 — REA FINANCIAL now reports custody of client assets ($54.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
May 2026 — REA FINANCIAL (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.