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WAX ASSET MANAGEMENT LLC

· CRD 157405 · IAPD ↗ · waxasset.com · (203) 941-0111

$181.2MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
May 2026 — WAX ASSET MANAGEMENT LLC (location n/a) is newly SEC-registered with $181.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.